Rite Aid Corp. – ‘4’ for 3/31/01 re: Advancepcs

As of:  Tuesday, 4/3/01   ·   For:  3/31/01   ·   Accession #:  950172-1-429   ·   File #:  0-21447

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        5±    16K 
                Securities by an Insider                                         


FORM 4                                                                        

( X )  Check this box if no longer                                            
subject to Section 16.  Form 4                                  
or Form 5 obligations may continue.                             
See Instruction 1(b).                                           

UNITED STATES                             
    SECURITIES AND EXCHANGE COMMISSION         _____________________
          WASHINGTON, D.C.  20549              |   OMB APPROVAL      |
                                               |---------------------|
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP   |OMB NUMBER: 3235-0287|
                                               |EXPIRES:             |
                                               |   DECEMBER 31, 2001 |
Filed pursuant to Section 16(a) of the         |ESTIMATED AVERAGE    |
  Securities Exchange Act of 1934,             |BURDEN HOURS         |
 Section 17(a) of the Public Utility           |PER RESPONSE ... 0.5 |
   Holding Company Act of 1935                 |_____________________|
or Section 30(f) of the Investment                                    
Company Act of 1940                                     

1.  Name and Address of Reporting Person                                        

Rite Aid Corporation                                                      
 ---------------------------------------------------------------------------
(Last)                      (First)                    (Middle)   
30 Hunter Lane                                                            
 ---------------------------------------------------------------------------
(Street)    

Camp Hill                     Pennsylvania                  17011         
 ---------------------------------------------------------------------------
(City)                      (State)                      (Zip)        

2.  Issuer Name and Ticker or Trading Symbol                                    

AdvancePCS ("ADVP")                                                     
 ---------------------------------------------------------------------------
3.  I.R.S. Identification Number of Reporting Person, if an entity              
(Voluntary)                                                             

 ---------------------------------------------------------------------------
4.  Statement for Month/Year                                                    

March 2001                                                              
 ---------------------------------------------------------------------------
5.  If Amendment, Date of Original (Month/Year)                                 

N/A                                                                     
 ---------------------------------------------------------------------------
6.  Relationship of Reporting Person(s) to Issuer (Check all applicable)        
( ) Director                                                            
(X) 10% Owner                                                           
( ) Officer (give title below)                                          
( ) Other (specify title below)                                         
---------------------------------------------                         

 ---------------------------------------------------------------------------
7.  Individual, or Joint/Group Filing (Check Applicable Line)                   
(x) Form filed by One Reporting Person                                  
( ) Form filed by More than One Reporting Person                        

--------------------------------------------------------------------------- 

=========================================================================== 
TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF,                      
OR BENEFICIALLY OWNED                                       

 ---------------------------------------------------------------------------
1.  Title of Security (Instr. 3)                                                

Class A Common Stock (1)                                                  
  ----------------------------------------------------------------------------
2.  Transaction Date (Month/Day/Year)                                           

04/14/01                                                                  
  ----------------------------------------------------------------------------
3.  Transaction Code (Instr. 8)                                                 

S                                                                       
  ----------------------------------------------------------------------------
4.  Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5)             

5,434,783, (D), $45.475                                                 
  ----------------------------------------------------------------------------
5.  Amount of Securities Beneficially Owned at End of Month                     
(Instr. 3 and 4)                                                        

100                                                                       
  ----------------------------------------------------------------------------
6.  Ownership Form: Direct(D) or Indirect(I) (Instr. 4)                         

D                                                                       
  ----------------------------------------------------------------------------
7.  Nature of Indirect Beneficial Ownership (Instr. 4)                          

N/A                                                                     
  ----------------------------------------------------------------------------
Reminder:  Report on a separate line for each class of securities               
beneficially owned directly or indirectly.                

=========================================================================== 
TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF,                      
OR BENEFICIALLY OWNED                                       
----------------------------------------------------------------------------  
1.  Title of Security (Instr. 3)                                                

Class A Common Stock (1)                                                
  ----------------------------------------------------------------------------
2.  Transaction Date (Month/Day/Year)                                           

04/19/01                                                                
  ----------------------------------------------------------------------------
3.  Transaction Code (Instr. 8)                                                 

S                                                                       
 ---------------------------------------------------------------------------
4.  Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5)             

  815,117, (D), $45.475                                                  100
--------------------------------------------------------------------------
5.  Amount of Securities Beneficially Owned at End of Month                     
(Instr. 3 and 4)                                                        

100                                                                     
 ---------------------------------------------------------------------------
6.  Ownership Form: Direct(D) or Indirect(I) (Instr. 4)                         

D                                                                       
 ---------------------------------------------------------------------------
7.  Nature of Indirect Beneficial Ownership (Instr. 4)                          
N/A                                                                     
 ---------------------------------------------------------------------------
Reminder:  Report on a separate line for each class of securities               
beneficially owned directly or indirectly.                

 ===========================================================================

TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY         
OWNED                                                     
    (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
  --------------------------------------------------------------------------
1.  Title of Derivative Security (Instr. 3)                                     

Warrant (2)                                                             
  ----------------------------------------------------------------------------
2.  Conversion or Exercise Price of Derivative Security                         

$20.00                                                                  
  ----------------------------------------------------------------------------
3.  Transaction Date (Month/Day/Year)                                           

04/13/01                                                                
  ----------------------------------------------------------------------------
4.  Transaction Code (Instr. 8)                                                 

J                                                                       
  ----------------------------------------------------------------------------
5.  Number of Derivative Securities Acquired (A) or Disposed of (D)             
(Instr. 3, 4, and 5)                                                    

780,000, (D)                                                            
  ----------------------------------------------------------------------------
6.  Date Exercisable and Expiration Date (Month/Day/Year)                       

N/A                                                                     
  ----------------------------------------------------------------------------
7.  Title and Amount of Underlying Securities (Instr. 3 and 4)                  

Class A Common Stock                                                    
  ----------------------------------------------------------------------------
8.  Price of Derivative Securities (Instr. 5)                                   

N/A                                                                     
  ----------------------------------------------------------------------------
9.  Number of Derivative Securities Beneficially Owned at End of Month          
(Instr. 4)                                                              

0                                                                       
  ----------------------------------------------------------------------------
10. Ownership Form of Derivative Security:  Direct(D) or Indirect(I)            
(Instr. 4)                                                              

N/A                                                                     
  ----------------------------------------------------------------------------
11. Nature of Indirect Beneficial Ownership (Instr. 4)                          

N/A                                                                     
  ----------------------------------------------------------------------------

EXPLANATION OF RESPONSES:                                                       

(1)   Rite Aid Corporation converted 125,000 shares of AdvancePCS Series        
B-2 Preferred Stock into 6,250,000 shares of AdvancePCS Class B     
Common Stock. Rite Aid Corporation subsequently converted 5,434,783 
shares of AdvancePCS Class B Common Stock into 5,434,783 shares of  
AdvancePCS Class A Common Stock and sold such shares on March 14,   
2001 pursuant to an underwritten secondary offering. Rite Aid       
Corporation converted 815,117 shares of AdvancePCS Class B Common   
 Stock into 815,117 shares of AdvancePCS Class A Common Stock and sold
such shares on March 19, 2001 to the underwriters pursuant to the   
full exercise of the underwriters' over allotment option.           

(2)   On March 13, 2001, AdvancePCS repurchased from Rite Aid Corporation       
the AdvancePCS Senior Subordinated Notes due 2010 in the aggregate  
 principal amount of $200 million plus accrued and unpaid interest. As
such and pursuant to the terms of the Warrants, all of the Warrants 
were cancelled.                                                     

/s/ Elliot S. Gerson, Esq.                03/28/01                        
-----------------------------------    ---------------------------        
Senior Executive Vice President       DATE                          
and General Counsel                                               

**  SIGNATURE OF REPORTING PERSON                                         
-----------------------------                                                   

**  INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL    
CRIMINAL VIOLATIONS.  SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).   

NOTE:  FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY        
    SIGNED. IF SPACE IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE.

POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION       
CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM          
DISPLAYS A CURRENTLY VALID OMB NUMBER.                                      

===========================================================================     

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘4’ Filing		Date		Other Filings
		12/31/01		10-Q,  11-K
Filed on:		4/3/01
For Period end:		3/31/01		10-K,  10-K/A
		3/19/01		SC 13D/A
		3/14/01		SC TO-I/A
		3/13/01		4,  8-K
				List all Filings