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Norfolk Southern Corp – ‘8-K’ for 2/6/01

On:  Wednesday, 2/7/01, at 5:18pm ET   ·   For:  2/6/01   ·   Accession #:  950172-1-164   ·   File #:  1-08339

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/07/01  Norfolk Southern Corp             8-K:5,7     2/06/01    6:171K                                   Skadden Arps Sla… LLP/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                         3±    15K 
 2: EX-1        Exhibit 1.1(A) - Underwriting Agreement               26±   101K 
 3: EX-1        Exhibit 1.1(B) - Pricing Agreement                     3±    15K 
 4: EX-4        Exhibit 4.1 - Fourth Supplemental Indenture           23±   115K 
 5: EX-5        Exhibit 5.1 - Opinion                                  3±    18K 
 6: EX-5        Exhibit 5.2 - Opinion                                  4±    22K 


8-K   —   Current Report
Document Table of Contents

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11st Page   -   Filing Submission
"Item 5. Other Events
"Item 7. Financial Statements, Pro Forma Financial Information and Exhibits


SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2001 NORFOLK SOUTHERN CORPORATION ------------------------------------------------------ (Exact name of registrant as specified in its charter) Virginia 1-8339 52-1188014 ---------------------------- ------------------------ ------------------ (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) Three Commercial Place Norfolk, Virginia 23510-9241 ---------------------------------------- -------------- (Address of principal executive offices) (Zip)Code) (757) 629-2680 ------------------------------- (Registrant's telephone number, including area code) Not Applicable ------------------------------------------------------------- (Former name or former address, if changed since last report) ITEM 5. Other Events. On February 6, 2001, Norfolk Southern Corporation (the "Corporation") issued and sold $300,000,000 aggregate principal amount of its 6 3/4% Senior Notes due February 15, 2011 (the " 6 3/4% Notes") and $700,000,000 aggregate principal amount of its 7 1/4% Senior Notes due February 15, 2031 (the "7 1/4% Notes" and, together with the 6 3/4% Notes, the "Securities"). The Securities were issued pursuant to the Corporation's Underwriting Agreement, dated February 1, 2001 (the "Base Underwriting Agreement") and the Pricing Agreement, dated February 1, 2001 (the "Pricing Agreement" and, together with the Base Underwriting Agreement, the "Underwriting Agreement") among the Corporation and Merrill Lynch and Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated, as representatives of the several underwriters named in the Pricing Agreement (the "Underwriters"), which Pricing Agreement incorporates in its entirety all the provisions of the Base Underwriting Agreement. The Securities were issued under the Indenture, dated as of January 15, 1991, between the Corporation and U.S. Trust Bank National Association, formerly known as First Trust of New York, National Association, as successor trustee (the "Trustee"), as supplemented by a First Supplemental Indenture, dated as of May 19, 1997, between the Corporation and the Trustee, a Second Supplemental Indenture, dated as of April 26, 1999, between the Corporation and the Trustee, a Third Supplemental Indenture, dated as of May 23, 2000, between the Corporation and the Trustee and a Fourth Supplemental Indenture, dated as of February 6, 2001, between the Corporation and the Trustee. ITEM 7. Financial Statements, Pro Forma Financial Information and Exhibits. (c) Exhibits: 1.1(a) Base Underwriting Agreement of the Corporation, dated February 1, 2001. 1.1(b) Pricing Agreement, dated February 1, 2001, among the Corporation and Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated, as representatives of the Underwriters named in the Pricing Agreement. 4.1 Fourth Supplemental Indenture, dated as of February 6, 2001, between the Corporation and U.S. Bank Trust National Association, as Trustee. 5.1 Opinion of Joseph C. Dimino, Esq., General Counsel- Corporate of the Corporation. 5.2 Opinion of Skadden, Arps, Slate, Meagher & Flom LLP, special counsel to the Corporation. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: February 7, 2001 NORFOLK SOUTHERN CORPORATION (Registrant) By: /s/ Dezora M. Martin --------------------------------- Dezora M. Martin Corporate Secretary EXHIBIT INDEX Exhibit Number Description ------- ----------- 1.1(a) Base Underwriting Agreement of the Corporation, dated February 1, 2001. 1.1(b) Pricing Agreement, dated February 1, 2001, among the Corporation and Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated, as representatives of the Underwriters named in the Pricing Agreement. 4.1 Fourth Supplemental Indenture, dated as of February 6, 2001, between the Corporation and U.S. Bank Trust National Association, as Trustee. 5.1 Opinion of Joseph C. Dimino, Esq., General Counsel-Corporate of the Corporation. 5.2 Opinion of Skadden, Arps, Slate, Meagher & Flom LLP, special counsel to the Corporation.

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
2/15/31
2/15/114
Filed on:2/7/01
For Period End:2/6/018-K
2/1/01
5/23/008-K
4/26/998-K
5/19/97
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/05/24  Norfolk Southern Corp.            10-K       12/31/23  117:12M
 2/03/23  Norfolk Southern Corp.            10-K       12/31/22  117:15M
 2/04/22  Norfolk Southern Corp.            10-K       12/31/21  120:12M
 2/04/21  Norfolk Southern Corp.            10-K       12/31/20  120:14M
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Filing Submission 0000950172-01-000164   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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