Gencor Industries Inc – ‘NT 10-Q’ for 12/31/98

As of:  Tuesday, 2/16/99   ·   For:  12/31/98   ·   Accession #:  950144-99-1824   ·   File #:  1-11703

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Notice of a Late Filing of a Form 10-Q   —   Form 12b-25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 10-Q     Gencor Industries, Inc.                                4±    16K 

NT 10-Q
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                                UNITED STATES                    SEC File Number
                  SECURITIES AND EXCHANGE COMMISSION              0-3821
                        Washington, D.C. 20549                    ------
                                                                  Cusip Number
FORM 12b-25   

NOTIFICATION OF LATE FILING 

(Check One) [ ]Form 10-K  [ ]Form 20-F  [ ]Form 11-K  [X]Form 10-Q [ ]Form N-SAR

For Period Ended:        December 31, 1998    
                     -------------------------------
[  ]     Transition Report on Form 10-K       
[  ]     Transition Report on Form 20-F       
[  ]     Transition Report on Form 11-K       
[  ]     Transition Report on Form 10-Q       
[  ]     Transition Report on Form N-SAR      
For the Transition Period Ended:              
                                               ---------------------------

READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM.  PLEASE PRINT OR TYPE  

Nothing in the form shall be construed to imply that the Commission has   
verified any information contained herein.  

If the notification relates to a portion of the filing checked above,   
identify the Item(s) to which the notification relates:   

--------------------------------------------------------------------------------

PART I - REGISTRANT INFORMATION   

--------------------------------------------------------------------------------
Full Name of Registrant                                                         

GENCOR INDUSTRIES, INC. 
--------------------------------------------------------------------------------
Former Name if Applicable                                                       

5201 NORTH ORANGE BLOSSOM TRAIL 
--------------------------------------------------------------------------------
Address of Principal Executive Office (STREET AND NUMBER)                       

ORLANDO, FLORIDA 32810
--------------------------------------------------------------------------------
City, State and Zip Code                                                        

PART II - RULES 12b-25(b) and (c)   

If the subject report could not be filed without unreasonable effort or expense 
and the registrant seeks relief pursuant to Rule 12b-25(b), the following       
should be completed.  (Check appropriate box)                                   

[X]     (a)     The reasons described in reasonable detail in Part III of this
             form could not be eliminated without unreasonable effort or
expense;                                      

[X]     (b)     The subject annual report, semi-annual report, transition     
              report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion
                thereof, will be filed on or before the fifteenth calendar day
             following the prescribed due date; or the subject quarterly
              report or transition report on Form 10-Q, or portion thereof
             will be filed on or before the fifth calendar day following
the prescribed due date; and                  

[ ]     (c)     The accountant's statement or other exhibit required by Rule  
12b-25(c) has been attached if applicable.    

PART III - NARRATIVE  

State below in reasonable detail the reasons why the Form 10-K, 11-K, 10-Q,     
N-SAR, or the transition report or portion thereof, could not be filed within   
the prescribed time period.  (Attach Extra Sheets if Needed)                    

The Company's Quarterly Report on Form 10-Q for the period ended December 31,   
1998 cannot be filed within the prescribed time period without unreasonable     
effort or expense until the Company completes the restatement and reaudit of    
its financial results for fiscal year 1998. This restatement and reaudit are    
required as a result of certain accounting irregularities and other             
improprieties with respect to its United Kingdom subsidiary, Gencor ACP Ltd.    

NT 10-Q
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PART IV - OTHER INFORMATION   

(1)      Name and telephone number of person to contact in regard to this       
notification                                                  

     Robert W. Lafferty            (407)                290-6000
      --------------------------     -----------        ------------------
               (Name)                (Area Code)        (Telephone Number)

(2)      Have all other periodic reports required under Section 13 or 15(d) of  
     the Securities Exchange Act of 1934 or Section 30 of the Investment
        Company Act of 1940 during the preceding 12 months or for such shorter
     period that the registrant was required to file such report(s) been
filed?  If the answer is no, identify report(s).              
[X] Yes  [ ] No                                               

(3)      Is it anticipated that any significant change in results of operations 
from the corresponding period for the last fiscal year will be
    reflected by the earnings statements to be included in the subject
report or portion thereof?  [X] Yes  [ ] No                   

If so, attach an explanation of the anticipated change, both  
        narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made:      

     The Company reported in its December 18, 1998 press release that it
        anticipated the results for the first quarter ending December 31, 1998
   to show approximately $0.15 to $0.20 loss per share. As indicated
above, the Company has not completed its quarterly report on  
         Form 10-Q, nor the restatement and reaudit of its financial results for
 fiscal year 1998. Accordingly, actual quarterly results are not
available and could differ. The Company's earnings for the    
    December-ended quarter have been impacted by the operations of the
     above-described U.K. subsidiary, the restructuring of its Brazilian
 subsidiary, deterioration in meat production prices and general
        softness in the food production and processing industries. The Company
      reported a net income of $1.7 million for the quarter ended December
31, 1997. Forward-looking statements are subject to risks and 
 uncertainties, including, but not limited to, economic factors,
       government regulation, political uncertainty and other factors beyond
the Company's control.                                        
--------------------------------------------------------------------------------

GENCOR INDUSTRIES, INC. 
------------------------------------------------------
(Name of Registrant as Specified in Charter)

Has caused this notification to be signed on its behalf by the undersigned      
thereunto duly authorized.                                                      

Date    February 16, 1999            By    /s/ Robert W. Lafferty               
   -----------------------------      ----------------------------------------
                                     Chief Financial Officer

INSTRUCTION:  The form may be signed by an executive officer of the registrant  
or by any other duly authorized representative.  The name and title of the      
persons signing the form shall be typed or printed beneath the signature.  If   
the statement is signed on behalf of the registrant by an authorized            
representative (other than an executive officer), evidence of the               
representative's authority to sign on behalf of the registrant shall be filed   
with the form.                                                                  

ATTENTION 
Intentional misstatements or omissions of fact constitute Federal Criminal  
Violations (See 18 U.S.C. 1001).  

GENERAL INSTRUCTION 

1.       This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the        
    General Rules and Regulations under the Securities Exchange Act of
1934.                                                         

2.       One signed original and four conformed copies of this form and         
        amendments thereto must be completed and filed with the Securities and
         Exchange Commission, Washington, D.C. 20549 in accordance with Rule 0-3
      of the General Rules and Regulations under the Act.  The information
     contained in or filed with the form will be made a matter of public
record in the Commission files.                               

3.       A manually signed copy of the form and amendments thereto shall be     
    filed with each national securities exchange on which any class of
securities of the registrant is registered.                   

4.       Amendments to the notifications must also be filed on form 12b-25 but  
      need not restate information that has been correctly furnished.  The
form shall be clearly identified as an amendment notification.

5.       ELECTRONIC FILERS.  This form shall not be used by electronic filers   
       unable to timely file a report solely due to electronic difficulties.
        Filers unable to submit a report within the time period prescribed due
     to difficulties in electronic filing should comply with either Rule
       201 or Rule 202 of Regulation S-T (Section 232.201 or Section 232.202
        of this chapter) or apply for an adjustment in filing date pursuant to
   Rule 13(b) of Regulation S-T (Section 232.12(c) of this chapter).

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘NT 10-Q’ Filing		Date		First		Last			Other Filings
Filed on:		2/16/99		2					8-K
For Period End:		12/31/98		1		2
		12/18/98		2
		12/31/97		2					10-Q
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