SEC Info - Tartaglia Roy D - ‘4’ for 3/28/01 re: Viasource Communications Inc.

SEC Info℠

Home

Help

Please Sign In

Tartaglia Roy D – ‘4’ for 3/28/01 re: Viasource Communications Inc.

As of: Tuesday, 4/10/01 · For: 3/28/01 · Accession #: 950144-1-500696 · File #: 0-31341

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/10/01  Tartaglia Roy D                   4          Director    1:10K  Viasource Communications Inc.     Bowne of Atlanta Inc./FA

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Viasource Communications/ Roy D. Tartaglia Form 4      2     18K 

4 1st Page of 2 TOC ↑Top Previous Next ↓Bottom Just 1st
 
------                                                                          
FORM 4                                                                          
------                                                                          

                         U.S. SECURITIES AND EXCHANGE COMMISSION
                        Washington, DC 20549

                          STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
[ ] Check box if no                                                             
   longer subject to         Filed pursuant to Section 16(a) of the Securities
Section 16. Form 4            Exchange Act of 1934, Section 17(a) of the
or Form 5 obligations         Public Utility Holding Company Act of 1935
 may continue. See              or Section 30(f) of the Investment Company
Instruction 1(b).                           Act of 1940                 

                                                        [Enlarge/Download Table]
                                                                                                                                    
------------------------------------------------------------------------------------------------------------------------------------
| 1. Name and Address of Reporting Person *  | 2. Issuer Name and Ticker or Trading Symbol  |6. Relationship of Reporting Person to|
| Tartaglia         Roy               D.     |    Viasource Communications, Inc. [VVVV]     |     Issuer (Check all applicable)    |
|--------------------------------------------|----------------------------------------------|                                      |
| (Last)          (First)          (Middle)  | 3. IRS Identification   | 4.  Statement For  |  [X] Director      [ ] 10% Owner     |
|                                            |    Number of Reporting  |     Month/Year     |  [X] Officer (give [ ] Other (Specify|
|                                            |    Person, if an Entity |                    |              title           below)  |
|                                            |    (Voluntary)          |                    |              below)                  |
|                                            |                         |                    |       Executive Vice President       |
|         230 Springfield Avenue             |                         |     March 2001     |          Business Relations          |
|--------------------------------------------|                         |--------------------|--------------------------------------|
|                (Street)                    |                         | 5. If Amendment,   |7. Individual or Joint/Group Filing   |
|                                            |                         |    Date of Original|   (Check applicable line)            |
|                                            |                         |    (Month/Year)    |   [X] Form Filed by One              |
|  Summit             NJ             07901   |                         |                    |       Reporting Person               |
|--------------------------------------------|----------------------------------------------|   [ ] Form Filed by More Than        |
| (City)           (State)           (Zip)   |                                              |       One Reporting Person           |
|                                            |                                              |                                      |
|----------------------------------------------------------------------------------------------------------------------------------|
|                        TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED                         |
|----------------------------------------------------------------------------------------------------------------------------------|
|1. Title of Security |2. Transaction     |3. Transac-   |4. Securities Acquired (A) | 5. Amount of Se-   |6. Owner-    |7. Nature |
|   (Instr. 3)        |   Date            |   tion Code  |   or Disposed of (D)      |    curities Benefi-|   ship      |   of In- |
|                     |   (Month/Day/     |   (Instr. 8) |                           |    cially Owned at |   Form:     |   direct |
|                     |   Year)           |              |                           |    End of Month    |   Direct    |   Benefi-|
|                     |                   |              |   (Instr. 3, 4 and 5)     |    (Instr. 3 and 4)|   (D) or    |   cial   |
|                     |                   |--------------|---------------------------|                    |   Indirect  |   Owner- |
|                     |                   | Code  |  V   |    Amount  | (A) or| Price|                    |   (I)       |   ship   |
|                     |                   |       |      |            | (D)   |      |                    |   (Instr. 4)|   (Instr.|
|                     |                   |       |      |            |       |      |                    |             |   4)     |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|Common Stock         |    03/28/01       |   P   |      |   2,000    |  A    |$1.030|       975,010      |     D       |          |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|                     |                   |       |      |            |       |      |       534,492(1)   |     I       | By Trust |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|                     |                   |       |      |            |       |      |                    |             |          |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|                     |                   |       |      |            |       |      |                    |             |          |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|                     |                   |       |      |            |       |      |                    |             |          |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|                     |                   |       |      |            |       |      |                    |             |          |
|---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------|
|                     |                   |       |      |            |       |      |                    |             |          |
------------------------------------------------------------------------------------------------------------------------------------


* Reminder: Report on a separate line for each class of securities beneficially 
owned directly or indirectly. (Over)
(Print or Type Responses) SEC 1474 (8-92) 

4 Last Page of 2 TOC 1st Previous Next ↓Bottom Just 2nd

                                                        [Enlarge/Download Table]


FORM 4 (CONTINUED)        TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED                            
                                  (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)                                    

                                                                                                                                    
------------------------------------------------------------------------------------------------------------------------------------
|1. Title of Derivative |  2. Conver-  |3. Trans- |4. Trans- |5. Number of    | 6. Date Exer-   |7. Title and Amount |8. Price     |
|   Security            |     sion or  |   action |   action |   Derivative   |    cisable and  |   of Underlying    |   of        |
|   (Instr. 3)          |     Exercise |   Date   |   Code   |   Securities   |    Expiration   |   Securities       |   Deriv-    |
|                       |     Price of |   (Month/|   (Instr.|   Acquired (A) |    Date         |   (Instr. 3 and 4) |   ative     |
|                       |     Deriv-   |   Day/   |   8)     |   or Disposed  |    (Month/Day/  |                    |   Secur-    |
|                       |     ative    |   Year)  |          |   or (D)       |    Year)        |                    |   ity       |
|                       |     Security |          |          |   (Instr. 3,   |                 |                    |   (Instr. 5)|
|                       |              |          |          |   4, and 5)    |-----------------|--------------------|             |
|                       |              |          |          |                | Date   |Expira- |        |  Amount or|             |
|                       |              |          |----------|----------------| Exer-  |tion    | Title  |  Number of|             |
|                       |              |          | Code| V  |  (A)  |  (D)   | cisable|Date    |        |  Shares   |             |
|-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------|
|                       |              |          |     |    |       |        |        |        |        |           |             |
|-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------|
|                       |              |          |     |    |       |        |        |        |        |           |             |
|-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------|
|                       |              |          |     |    |       |        |        |        |        |           |             |
|-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------|
|                       |              |          |     |    |       |        |        |        |        |           |             |
|-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------|
|                       |              |          |     |    |       |        |        |        |        |           |             |
|-----------------------|--------------|----------|-----|----|-------|--------|--------|--------|--------|-----------|-------------|
|                       |              |          |     |    |       |        |        |        |        |           |             |
------------------------------------------------------------------------------------------------------------------------------------


                                                                                                                                    

------------------------------------------------------------------------------                                                      
|   9.  Number of     |      10. Ownership            |   11. Nature of      |                                                      
|       Derivative    |          Form of              |       Indirect       |                                                      
|       Securities    |          Derivative           |       Beneficial     |                                                      
|       Beneficially  |          Security:            |       Ownership      |                                                      
|       Owned at End  |          Direct (D)           |       (Instr. 4)     |                                                      
|       of Month      |          or Indirect (I)      |                      |                                                      
|       (Instr. 4)    |          (Instr. 4)           |                      |                                                      
|                     |                               |                      |                                                      
|---------------------|-------------------------------|----------------------|                                                      
|                     |                               |                      |                                                      
|---------------------|-------------------------------|----------------------|                                                      
|                     |                               |                      |                                                      
|---------------------|-------------------------------|----------------------|                                                      
|                     |                               |                      |                                                      
|---------------------|-------------------------------|----------------------|                                                      
|                     |                               |                      |                                                      
|---------------------|-------------------------------|----------------------|                                                      
|                     |                               |                      |                                                      
|---------------------|-------------------------------|----------------------|                                                      
|                     |                               |                      |                                                      
------------------------------------------------------------------------------                                                      
Explanation of Responses:                                                                                                           

(1)  Includes 534,492 shares held by the Tartaglia Family Trust, an irrevocable                                                     
     trust for the benefit of the reporting person's wife and children. The                                                         
     reporting person disclaims beneficial ownership of the securities except to                                                    
     the extent of his pecuniary interest in the Tartaglia Family Trust.                                                            

**  Intentional misstatements or omissions of facts constitute Federal Criminal    By: /s/ Roy D. Tartaglia               04/10/01  
    Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).                             --------------------------------   ---------- 
                                                                                      Signature of Reporting Person**       Date    
                                                                                      Roy D. Tartaglia                              
Note: File three copies of this form, one of which must be manually signed.                                              Page 2     
      If space provided is insufficient, see Instruction 6 for procedure.                                                           
                            (Print or Type Responses)

4	1st Page of 2	TOC	↑Top	Previous	Next	↓Bottom	Just 1st

4	Last Page of 2	TOC	1st	Previous	Next	↓Bottom	Just 2nd

↑Top

Filing Submission 0000950144-01-500696 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Tartaglia Roy D – ‘4’ for 3/28/01 re: Viasource Communications Inc.

As of: Tuesday, 4/10/01 · For: 3/28/01 · Accession #: 950144-1-500696 · File #: 0-31341

Previous ‘4’: ‘4’ on 12/11/00 for 11/30/00 · Next: ‘4’ on 12/8/16 for 12/6/16 · Latest: ‘4’ on 1/10/22 for 1/6/22

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents