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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/07/02 Swinburn Charles 4 Director 1:37K Railamerica Inc./DE Bowne of Atlanta Inc./FA |
Document/Exhibit Description Pages Size 1: 4 Railamerica, Inc./ Charles Swinburn Form 4 HTML 34K
| e4 |
U.S. SECURITIES AND EXCHANGE COMMISSION
|
o Check
box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting
Person* Swinburn, Charles |
2. Issuer Name and Ticker or Trading
Symbol RailAmerica, Inc. (NYSE:RRA) |
6. Relationship of Reporting Person to Issuer (Check all applicable) | ||||||||
|
(Last) (First) (Middle)
RailAmerica, Inc. 5300 Broken Sound Boulevard, N.W. |
3. IRS Identification Number of Reporting
Person, if an Entity (Voluntary) |
4. Statement For Month/Year June 2002 |
x
Director o Officer (give title below) |
o 10%
Owner o Other (Specify below) |
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| (Street) |
5. If Amendment, Date of Original (Month/Year) |
7. Individual or Joint/Group Filing (Check applicable line) |
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| x Form Filed by One Reporting Person | ||||||||||
| o Form Filed by More Than One Reporting Person | ||||||||||
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Boca Raton Florida 33487 (City) (State) (Zip) |
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| TABLE I — NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED | ||||||||||
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1. Title of Security (Instr. 3) |
2. Transaction Date (Month/ Day/ Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) |
5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| (Instr. 3, 4 and 5) | ||||||||||||||||||
| Code | V | Amount |
(A) or (D) |
Price | ||||||||||||||
| Common stock, par value $.001 | 1,000 | D | ||||||||||||||||
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| 6. Date | ||||||||||||||||||||||||||||
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1. Title of
Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transac- tion Date (Month/ Day/Year) |
4. Transac- tion Code (Instr. 8) |
5. Number of Derivative Securities
Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
Exercisable and Expira- tion Date (Month/Day/ Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Date Exercis- able |
Expira- tion Date |
Title |
Amount or Number of Shares |
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| Code | V | (A) | (D) | |||||||||||||||||||||||||
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1995 Non-Employee Director Stock Option Plan (Right to Buy)
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$6.125 | — | — | — | — | 07-01-98 | 7-1-08 | Common Stock, $.001 par value | 5,000 | 5,000 | D | |||||||||||||||||
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1995 Non-Employee Director Stock Option Plan (Right to buy)
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$6.50 | — | — | — | — |
8-30-00 (1) |
8-30-10 | Common Stock, $.001 par value | 5,000 | 5,000 | D | |||||||||||||||||
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1995 Non-Employee Director Stock Option Plan (Right to Buy)
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$8.75 | — | — | — | — | 04-08-99 | 04-08-09 | Common Stock, $.001 par value | 5,000 | 5,000 | D | |||||||||||||||||
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1995 Non-Employee Director Stock Option Plan (Right to Buy)
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$9.00 | — | — | — | — | 01-01-00 | 01-01-10 | Common Stock, $.001 par value | 50,000 | 50,000 | D | |||||||||||||||||
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1995 Non-Employee Director Stock Option Plan (Right to Buy)
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$12.01 | — | — | — | — |
6-22-01 (2) |
6-22-11 | Common Stock, $.001 par value | 5,000 | 5,000 | D | |||||||||||||||||
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1995 Non-Employee Director Stock Option Plan (Right to Buy)
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$10.20 | 6/20/02 | A | V | 5,000 |
6-20-02 (3) |
6-20-12 | Common Stock, $.001 par value | 5,000 | 5,000 | D | |||||||||||||||||
Explanation of Responses:
| (1) | Thirty-three and one-third (33-1/3%) percent of such options became exercisable on each of August 30, 2000 and August 30, 2001 and an additional thirty-three and one-third (33-1/3%) percent will become exercisable on August 30, 2002. | |
| |
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| (2) | Thirty-three and one-third (33-1/3%) percent of such options became exercisable on each of June 22, 2001 and June 22, 2002 and an additional thirty-three and one-third percent (33-1/3%) will become exercisable on June 22, 2003. | |
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| (3) | Thirty-three and one-third (33-1/3%) percent of such options became exercisable on each of June 20, 2002 and an additional thirty-three and one-third (33-1/3%) percent will become exercisable on each of June 20, 2003 and June 20, 2004. |
Page 2
| /s/ CHARLES SWINBURN | July 31, 2002 | |||
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**Signature of Reporting Person Charles Swinburn |
Date | |||
|
*
Intentional misstatements or omissions of
facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note. File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. |
Page 3
| This ‘4’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 6/20/04 | ||||
| 6/22/03 | ||||
| 6/20/03 | ||||
| 8/30/02 | ||||
| Filed on: | 8/7/02 | 4 | ||
| 7/31/02 | ||||
| For Period end: | 6/28/02 | 4 | ||
| 6/22/02 | ||||
| 6/20/02 | DEF 14A | |||
| 8/30/01 | ||||
| 6/22/01 | 5, DEF 14A | |||
| 8/30/00 | ||||
| List all Filings | ||||