|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/13/03 Schmidt E Frank 4 Officer 1:55K Southtrust Corp. Bowne of Atlanta Inc./FA |
Document/Exhibit Description Pages Size 1: 4 Southtrust Corporation / Edward Frank Schmidt HTML 51K
| SOUTHTRUST CORPORATION / EDWARD FRANK SCHMIDT |
| OMB APPROVAL |
| OMB Number: 3235-0287 |
| Expires: January 31, 2005 |
| Estimated average burden hours per response...0.5 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940
| o | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) |
| 1. | Name and Address of Reporting Person* (Last, First, Middle) |
2. | Issuer Name and Ticker or Trading Symbol |
3. | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) |
|||||||
|
Schmidt, Edward Frank
|
SouthTrust Corporation SOTR
|
|
||||||||||
|
420 North 20th Street - 4th Floor
|
4. | Statement for (Month/Day/Year) | 5. | If Amendment, Date of Original (Month/Day/Year) | ||||||||
|
02/13/03
|
|
|||||||||||
| (Street) | 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) | 7. | Individual or Joint/Group Filing (Check Applicable Line) |
||||||||
|
Birmingham, AL 35203
(City) (State) (Zip) |
o | Director | o | 10% Owner | x | Form filed by One Reporting Person | ||||||
| x | Officer (give title below) | o | Form filed by More than One Reporting Person | |||||||||
| o | Other (specify below) | |||||||||||
|
Division President
|
||||||||||||
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see instruction 4(b)(v). | |
| Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||
| 1. | Title of Security (Instr. 3) |
2. | Transaction Date (Month/Day/Year) |
2a. | Deemed Execution Date, if any. (Month/Day/Year) |
3. | Transaction Code (Instr. 8) |
4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. | Amount of Securities Beneficially Owned Following Reported Transactions(s) (Instr. 3 and 4) |
6. | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. | Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||
| Code | V | Amount | (A) or (D) |
Price | ||||||||||||||||||||
| Common stock | 01/15/03 | A | 9,378 | A | 26.04 | 358,668.7050* | D | |||||||||||||||||
| 1,954.765* | I | Spouse-cust for child | ||||||||||||||||||||||
| 300 | I | IRA | ||||||||||||||||||||||
Page 2
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
||||||||||||||||||
| 1. | Title of Derivative Security (Instr. 3) |
2. | Conversion or Exercise Price of Derivative Security |
3. | Transaction Date (Month/Day/Year) |
3a. | Deemed Execution Date, if any (Month/Day/Year) | 4. | Transaction Code (Instr. 8) |
5. | Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
|||||||
| Code | V | (A) | (D) | |||||||||||||||
| Right to buy | 6.2084 | |||||||||||||||||
| Right to buy | 6.3750 | |||||||||||||||||
| Right to buy | 8.4167 | |||||||||||||||||
| Right to buy | 8.4167 | |||||||||||||||||
| Right to buy | 12.1250 | |||||||||||||||||
| Right to buy | 12.1250 | |||||||||||||||||
| Right to buy | 18.0834 | |||||||||||||||||
| Right to buy | 18.0834 | |||||||||||||||||
| Right to buy | 18.9063 | |||||||||||||||||
| Right to buy | 18.9063 | |||||||||||||||||
| Right to buy | 15.6875 | |||||||||||||||||
| Right to buy | 20.03 | |||||||||||||||||
| Right to buy | 24.02 | |||||||||||||||||
| Right to buy | 26.18 | 1/14/03 | A | 3,819 | ||||||||||||||
| Right to buy | 26.18 | 1/14/03 | A | 46,181 | ||||||||||||||
Page 3
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||||
| 6. | Date Exercisable and Expiration Date (Month/Day/Year) |
7. | Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. | Price of Derivative Security (Instr. 5) |
9. | Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. | Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. | Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||||||||
| 1/18/1995 | 1/18/2004 | Common stock | 6,000 | 6,000 | D | ||||||||||||
| 1/18/1996 | 1/18/2005 | Common stock | 18,000 | 18,000 | D | ||||||||||||
| 1/17/1997 | 1/17/2006 | Common stock | 6,538 | 6,538 | D | ||||||||||||
| 1/17/1997 | 1/17/2006 | Common stock | 11,464 | 11,464 | D | ||||||||||||
| 1/16/1998 | 1/16/2007 | Common stock | 17,964 | 17,964 | D | ||||||||||||
| 1/16/1998 | 1/16/2007 | Common stock | 4,536 | 4,536 | D | ||||||||||||
| 1/27/1999 | 1/27/2008 | Common stock | 5,530 | 5,530 | D | ||||||||||||
| 1/27/1999 | 1/27/2008 | Common stock | 24,472 | 24,472 | D | ||||||||||||
| 1/20/2000 | 1/20/2009 | Common stock | 34,712 | 34,712 | D | ||||||||||||
| 1/20/2000 | 1/20/2009 | Common stock | 5,288 | 5,288 | D | ||||||||||||
| 01/19/2003 | 1/18/2010 | Common stock | 47,000 | 47,000 | D | ||||||||||||
| 01/16/2004 | 01/15/2011 | Common stock | 50,000 | 50,000 | D | ||||||||||||
| 01/16/2005 | 01/15/2012 | Common stock | 50,000 | 50,000 | D | ||||||||||||
| 1/14/2006 | 1/13/2013 | Common stock | 3,819 | 3,819 | D | ||||||||||||
| 1/14/2006 | 1/13/2013 | Common stock | 46,181 | 46,181 | D | ||||||||||||
Explanation of Responses:
* Includes 41,448.5476 shares in common stock held in the profit sharing plan of the company and allocated to the reporting person's account, which shares of common stock are exempt from Section 16(b) by virtue of Rule 16B-3(b)(3). Does not include shares of common stock of the company held by the company's pension plan under circumstances where only cash balances are allocated to participants (rather than such shares of common stock) and as to which the reporting person does not possess voting or investment powers.
* Includes 618.1574 shares of common stock held in the Employee Stock Ownership Plan.
| /s/ John D. Buchanan, Attorney-in-fact | 02/13/03 | |
**Signature of Reporting Person |
Date |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | |
Page 4
| This ‘4’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 1/31/05 | ||||
| Filed on: | 2/13/03 | 4 | ||
| For Period end: | 2/12/03 | 4 | ||
| List all Filings | ||||