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Eubanks R Glenn – ‘4’ for 2/12/03 re: Southtrust Corp.

On:  Thursday, 2/13/03, at 5:01pm ET   ·   For:  2/12/03   ·   Accession #:  950144-3-1735   ·   File #:  0-03613

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/13/03  Eubanks R Glenn                   4          Officer     1:47K  Southtrust Corp.                  Bowne of Atlanta Inc./FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Southtrust Corporation / R. Glenn Eubanks           HTML     44K 


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  SOUTHTRUST CORPORATION / R. GLENN EUBANKS  

 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)

1. Name and Address of Reporting
Person*
(Last, First, Middle)
2. Issuer Name and Ticker or
Trading Symbol
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  Eubanks, R. Glenn
 
 
  420 North 20th Street - 4th Floor
4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)
    02/13/03
 
  (Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)
  Birmingham, AL 35203
(City)                (State)           (Zip)
  o  Director o  10% Owner   x Form filed by One Reporting Person
    x  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
        President - Chief Banking Officer
     

Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 

 



 


Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
2. Transaction Date
(Month/Day/Year)
2a. Deemed Execution
Date, if any.

(Month/Day/Year)
3. Transaction Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)

(Instr. 3 and 4)
6. Ownership
Form:
Direct (D) or
Indirect (I)

(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

              Code V   Amount (A)
or
(D)
Price            

  Common stock   01/15/03   A   9,378   A 26.04     116,334.3256*     D  

  Common stock   02/11/03     X   15,000   A 6.375     131,334.3256*     D  

  Common stock               450     I   Spouse

                     

                     

                     

                     

                   

                   

                   

Page 2



 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction
Date

(Month/Day/Year)
3a. Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction
Code

(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                      Code V   (A) (D)

  Right to buy   6.3750     02/11/03     X   15,000

  Right to buy   8.4167          

  Right to buy   12.1250          

  Right to buy   18.0834          

  Right to buy   18.9063          

  Right to buy   15.6875          

  Right to buy   20.03          

  Right to buy   24.02          

  Right to buy   26.18     1/14/03     A   3,819

  Right to buy   26.18     1/14/03     A   56,181  

Page 3



 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount
of Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)

(Instr. 4)
10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

  1/18/1995 1/18/2005   Common stock 15,000         0     D  

  1/17/1996 1/17/2006   Common stock 22,500         22,500     D  

  1/16/1997 1/16/2007   Common stock 18,000         18,000     D  

  1/27/1998 1/27/2008   Common stock 30.002         30.002     D  

  1/20/1999 1/20/2009   Common stock 40,000         40,000     D  

  1/19/2003 1/18/2010   Common stock 47,000         47,000     D  

  1/16/2004 1/16/2011   Common stock 50,000         50,000     D  

  1/16/2005 1/15/2012   Common stock 50,000         50,000     D  

  1/14/2006 1/13/2013   Common stock 3,819         3,819     D  

  1/14/2006 1/13/2013   Common stock 56,181         56,181     D  

Explanation of Responses:

*Includes 19,368.6552 shares of common stock held in the profit sharing plan of the company and allocated to the reporting person's account, which shares of common stock are exempt from Section 16(b) by virtue of Rule 16B-3(b)(3). Does not include shares of common stock of the company held by the company's pension plan under circumstances where only cash balances are allocated to participants (rather than such shares of common stock) and as to which the reporting person does not possess voting or investment powers. Also includes 618.1582 shares of common stock held in the Employee Stock Ownership Plan.

/s/  John D. Buchanan, Attorney-in-fact   02/13/03

**Signature of Reporting Person
 
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

Page 4


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘4’ Filing    Date    Other Filings
1/31/05
Filed on:2/13/034
For Period end:2/12/034
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Filing Submission 0000950144-03-001735   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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