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College Retirement Equities Fund – ‘SC 13G/A’ on 2/10/97 re: Duplex Products Inc

As of:  Monday, 2/10/97   ·   Accession #:  950146-97-134   ·   File #:  5-31674

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/10/97  College Retirement Equities Fund  SC 13G/A               1:7K   Duplex Products Inc               Merrill/Daniels 01/FA

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership         5     17K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1(a). Name of Issuer:
"Item 1(b). Address of Issuer's Principal Executive Offices:
"Item 2(a). Name of Person Filing:
"Item 2(b). Address of Principal Business Office:
"Item 2(c). Citizenship:
"Item 2(d). Title of Class of Securities:
"Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS:
4Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of A Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
5Item 8. Identification and Classification of Members of the Group
"Item 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable
"Item 10. Certification
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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* DUPLEX PRODUCTS, INC. ------------------------------------------ (Name of Issuer) COMMON STOCK ------------------------------------------ (Title of Class of Securities) 266093103 ----------------------------- (CUSIP Number) ---------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages
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CUSIP No. 266093103 13G Page 2 of 5 Pages 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS College Retirement Equities Fund I.R.S. #13-6022-042 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ( ) (b) ( ) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER None 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER None 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ( ) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.00% 12. TYPE OF REPORTING PERSON* IV * SEE INSTRUCTION BEFORE FILLING OUT!
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Page 3 of 5 Pages Item 1(a). NAME OF ISSUER: Duplex Products, Inc. Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1947 Bethany Road Sycamore, IL 60178 Item 2(a). NAME OF PERSON FILING: College Retirement Equities Fund Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE: 730 Third Avenue New York, N.Y. 10017 Item 2(c). CITIZENSHIP: Incorporated in the State of New York Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock Item 2(e). CUSIP NUMBER: 266093103 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS: (a) ( ) Broker or dealer registered under Section 15 of the Act, (b) ( ) Bank as defined in Section 3(a)(6) of the Act, (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act, (d) (x) Investment Company registered under Section 8 of the Investment Company Act, (e) ( ) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) ( ) Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); see Item 7, (h) ( ) Group, in accordance with Rule 13d-1(b)(1)(ii)(H).
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Page 4 of 5 Pages Item 4. OWNERSHIP. (a) Amount Beneficially Owned: 0 (b) Percent of Class: 0.00% (c) Number of shares as to which such person has (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or to direct the vote: None (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition: None Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following (X). Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable
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Page 5 of 5 Pages Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable Item 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable Item 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 1, 1997 COLLEGE RETIREMENT EQUITIES FUND By: /s/ Diane Axelrod ------------------------------- Diane Axelrod, Vice President

Dates Referenced Herein   and   Documents Incorporated by Reference

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Filed on:2/10/97SC 13G,  SC 13G/A
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Filing Submission 0000950146-97-000134   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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