SEC Info - Bam Entertainment Inc - ‘S-1MEF’ on 11/15/01

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Bam Entertainment Inc – ‘S-1MEF’ on 11/15/01

On: Thursday, 11/15/01 · Effective: 11/15/01 · Accession #: 950148-1-502328 · File #: 333-73386

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/15/01  Bam Entertainment Inc             S-1MEF     11/15/01    3:14K                                    Bowne of Century City/FA

Registration of Additional Securities — Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1MEF      462(B)                                                 5     25K 
 2: EX-5.1      Opinion re: Legality                                   2      9K 
 3: EX-23.1     Consent of Experts or Counsel                          1      5K

S-1MEF — 462(B)

S-1MEF 1st Page of 5 TOC ↑Top Previous Next ↓Bottom Just 1st
 
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 15, 2001 
                                               REGISTRATION NO. 333-
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
--------------------- 

FORM S-1
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 
--------------------- 

BAM! ENTERTAINMENT, INC.
(Exact Name of Registrant as Specified in its Charter)

                                                        [Enlarge/Download Table]
                                                                                     
            DELAWARE                         7372                    77-0553117      
(State or other jurisdiction of  (Primary Standard Industrial     (I.R.S. Employer   
 incorporation or organization)     Classification Number)     Identification Number)

--------------------- 

333 WEST SANTA CLARA STREET, SUITE 716
SAN JOSE, CA 95113
(408) 298-7500
(Address, including zip code, and telephone number, including area code, of 
Registrant's principal executive offices) 
--------------------- 

RAYMOND C. MUSCI
CHIEF EXECUTIVE OFFICER 
BAM! ENTERTAINMENT, INC.
333 WEST SANTA CLARA STREET, SUITE 716
SAN JOSE, CA 95113
(408) 298-7500
(Name, address, including zip code, and telephone number, including area code,
of agent for service) 
--------------------- 

COPIES TO 

                                                                [Download Table]
                                                                    
      THOMAS J. POLETTI, ESQ.             TIMOTHY R. CURRY, ESQ.    
         TED WEITZMAN, ESQ.               COLBY R. GARTIN, ESQ.     
      DAVID R. SCHWARTZ, ESQ.           BENJAMIN H. DEBERRY, ESQ.   
     KIRKPATRICK & LOCKHART LLP           DANIEL H. MORRIS, ESQ.    
10100 SANTA MONICA BLVD., 7TH FLOOR  BROBECK, PHLEGER & HARRISON LLP
   LOS ANGELES, CALIFORNIA 90067          TWO EMBARCADERO PLACE     
      TELEPHONE (310) 552-5000                2200 GENG ROAD        
      FACSIMILE (310) 552-5001         PALO ALTO, CALIFORNIA 94303  
                                         TELEPHONE (650) 424-0160   
                                         FACSIMILE (650) 496-2885   

--------------------- 

APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC:
As soon as practicable after the effective date of this Registration Statement. 
--------------------- 

   If any of the securities being registered on this form are to be offered on
a delayed or continuous basis pursuant to Rule 415 under the Securities Act of  
1933, check the following box.  [ ]                                             

If this form is filed to register additional securities for an offering 
pursuant to Rule 462(b) under the Securities Act, check the following box and   
list the Securities Act registration statement number of the earlier effective  
registration statement for the same offering.  [X]  Registration No. 333-62436  

If this form is a post-effective amendment filed pursuant to Rule 462(c)
under the Securities Act, check the following box and list the Securities Act   
registration statement number of the earlier effective registration statement   
for the same offering.  [ ]  _____________                                      

If this form is a post-effective amendment filed pursuant to Rule 462(d)
under the Securities Act, check the following box and list the Securities Act   
registration statement number of the earlier effective registration statement   
for the same offering.  [ ]  _____________                                      

  If delivery of the prospectus is expected to be made pursuant to Rule 434,
please check the following box.  [ ]                                            
--------------------- 

CALCULATION OF REGISTRATION FEE 

                                                        [Enlarge/Download Table]

---------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------
                                                                                       PROPOSED MAXIMUM          AMOUNT OF       
       TITLE OF EACH CLASS OF              AMOUNT TO BE         PROPOSED MAXIMUM          AGGREGATE             REGISTRATION     
    SECURITIES TO BE REGISTERED           REGISTERED(1)         PRICE PER SHARE       OFFERING PRICE(2)            FEE(3)        
---------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                 
Common stock........................        1,150,000                $8.00                $9,200,000               $2,300        
---------------------------------------------------------------------------------------------------------------------------------
---------------------------------------------------------------------------------------------------------------------------------

(1) Includes 150,000 shares of common stock for which the underwriters have the 
option to purchase to cover over-allotments, if any.                    

(2) Based on the proposed offering price for the shares of common stock offered 
hereby.                                                                 

(3) Calculated under Rule 457(a) of the Securities Act of 1933. All of this     
   amount was previously paid in connection with the registrant's Registration
Statement on Form S-1 (Registration No. 333-62436), which was initially 
filed with the Securities and Exchange Commission on June 6, 2001.      
--------------------- 

THE REGISTRANT HEREBY AMENDS THIS REGISTRATION STATEMENT ON SUCH DATE OR
DATES AS MAY BE NECESSARY TO DELAY ITS EFFECTIVE DATE UNTIL THE REGISTRANT SHALL
FILE A FURTHER AMENDMENT WHICH SPECIFICALLY STATES THAT THIS REGISTRATION       
STATEMENT SHALL HEREAFTER BECOME EFFECTIVE IN ACCORDANCE WITH SECTION 8(A) OF   
THE SECURITIES ACT OF 1933 OR UNTIL THE REGISTRATION STATEMENT SHALL BECOME     
EFFECTIVE ON SUCH DATE AS THE SECURITIES AND EXCHANGE COMMISSION, ACTING        
PURSUANT TO SAID SECTION 8(A), MAY DETERMINE.                                   
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S-1MEF 2nd Page of 5 TOC 1st Previous Next ↓Bottom Just 2nd
EXPLANATION AND INCORPORATION 
OF CERTAIN INFORMATION BY REFERENCE 

    This Registration Statement on Form S-1 is being filed with the Securities
and Exchange Commission (the "Commission") by BAM! Entertainment, Inc., a       
Delaware corporation (the "Company"), pursuant to Rule 462(b) under the         
Securities Act of 1933, as amended. This Registration Statement incorporates by 
reference the contents of the Company's Registration Statement on Form S-1      
(Registration No. 333-62436), which was declared effective by the Commission on 
November 14, 2001.                                                              

 1

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PART II.  INFORMATION NOT REQUIRED IN THE PROSPECTUS

All exhibits filed with or incorporated by reference in Registration  
Statement No. 333-62436 are incorporated by reference into, and shall be deemed 
part of, this Registration Statement, except the following which are filed      
herewith:                                                                       

                                                                [Download Table]

EXHIBIT                                                              
NUMBER    DOCUMENT                                                   
-------   --------                                                   
                                                                     
   5.1    Opinion of Kirkpatrick & Lockhart LLP                      
  23.1    Consent of Deloitte & Touche LLP                           
  23.2    Consent of Kirkpatrick & Lockhart LLP (contained in Exhibit
          5.1)                                                       
 *24.1    Power of Attorney                                          

---------------                                                                 

* Incorporated by reference to Registration Statement on Form S-1 (Registration 
No. 333-62436).                                                             

 2

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SIGNATURES

    Pursuant to the requirements of the Securities Act of 1933, the registrant
has duly caused this registration statement to be signed on its behalf by the   
undersigned, thereunto duly authorized, in the City of San Jose, State of       
California, on November 14, 2001.                                               

                            BAM! ENTERTAINMENT, INC.

                                By:     /s/ RAYMOND C. MUSCI
                                            ------------------------------------
                                            Raymond C. Musci
                                           Chief Executive Officer and
                                             President

 Pursuant to the requirements of the Securities Act of 1933, as amended,
this registration statement has been signed below by the following persons in   
the capacities and on the dates indicated:                                      

                                                        [Enlarge/Download Table]

                   SIGNATURE                                  TITLE                    DATE       
                   ---------                                  -----                    ----       
                                                                                                  

              /s/ RAYMOND C. MUSCI                  Chief Executive Officer,     November 14, 2001
------------------------------------------------     President and Director                       
                Raymond C. Musci                  (Principal Executive Officer)                   

            /s/ ANTHONY R. WILLIAMS                Vice Chairman of the Board    November 14, 2001
------------------------------------------------                                                  
              Anthony R. Williams                                                                 

                       *                           Chief Financial Officer and   November 14, 2001
------------------------------------------------    Vice President of Finance                     
               Stephen M. Ambler                    (Principal Financial and                      
                                                       Accounting Officer)                        

           /s/ ROBERT W. HOLMES, JR.                  Chairman of the Board      November 14, 2001
------------------------------------------------                                                  
             Robert W. Holmes, Jr.                                                                

                       *                             Secretary and Director      November 14, 2001
------------------------------------------------                                                  
            George M. Sundheim, III                                                               

                       *                                    Director             November 14, 2001
------------------------------------------------                                                  
                   Mark Dyne                                                                      

                       *                                    Director             November 14, 2001
------------------------------------------------                                                  
                 David E. Tobin                                                                   

                       *                                    Director             November 14, 2001
------------------------------------------------                                                  
              Anthony G. Williams                                                                 

                       *                                    Director             November 14, 2001
------------------------------------------------                                                  
              Steven J. Massarsky                                                                 

                       *                                    Director             November 14, 2001
------------------------------------------------                                                  
                Robert T. Slezak                                                                  

*By:              /s/ RAYMOND C. MUSCI                                                            
       -----------------------------------------                                                  
                   Raymond C. Musci,                                                              
                    Attorney-in-fact                                                              

 3

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EXHIBIT INDEX 

                                                                [Download Table]
                                                                 
  5.1 Opinion of Kirkpatrick & Lockhart LLP                      
 23.1 Consent of Deloitte & Touche LLP                           
 23.2 Consent of Kirkpatrick & Lockhart LLP (contained in Exhibit
      5.1)                                                       
*24.1 Power of Attorney                                          

---------------                                                                 

* Incorporated by reference to Registration Statement on Form S-1 (Registration 
No. 333-62436).

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘S-1MEF’ Filing	Date	First	Last	Other Filings

Filed on / Effective on:	11/15/01	1		424B4
	11/14/01	2	4	S-1/A
	6/6/01	1		S-1
				List all Filings

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Filing Submission 0000950148-01-502328 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Bam Entertainment Inc – ‘S-1MEF’ on 11/15/01

On: Thursday, 11/15/01 · Effective: 11/15/01 · Accession #: 950148-1-502328 · File #: 333-73386

Registration of Additional Securities — Form S-1Filing Table of Contents

S-1MEF — 462(B)

Dates Referenced Herein and Documents Incorporated by Reference

Registration of Additional Securities — Form S-1
Filing Table of Contents