SEC Info - Axa Assurances I A R D Mutuelle et al, et al. - ‘SC 13D/A’ on 1/3/06 re: AXA

Axa Assurances I A R D Mutuelle et al, et al. – ‘SC 13D/A’ on 1/3/06 re: AXA – EX-4

On: Tuesday, 1/3/06, at 2:21pm ET · Accession #: 950157-6-2 · File #: 5-49866

As Of Filer Filing For·On·As Docs:Size Issuer Agent 1/03/06 Axa Assurances I A R D Mutuel… al SC 13D/A 6:254K AXA Cravath Swaine & … 01/FA Axa Assurances Vie Mutuelle Axa Courtage Assurance Mutuelle

Document/Exhibit Description Pages Size 1: SC 13D/A Amendment No. 4 HTML 76K 2: EX-1 Information With Respect to Executive Officers of HTML 24K Axa Assurances Iard Mutuelle 3: EX-2 Information With Respect to Executive Officers of HTML 22K Axa Assurances Vie Mutuelle 4: EX-3 Information With Respect to Executive Officers of HTML 24K Axa Courtage Assurance Mutuelle 5: EX-4 Transactions Effected by Persons Named in Exhibits HTML 14K 1 Through 3 Within the Last 60 Days 6: EX-5 Filing Agreement With Respect to Schedule 13D HTML 11K Among the Reporting Persons

Name	Type of Transaction	Date	Number of Shares	Price
Claude Bébéar	Exercise of stock options	December 22, 2005	714,962 options on AXA shares	N/A
Henri de Castries	Exercise of stock options	December 19, 2005	132,758 options on AXA shares	N/A
Francois Pierson	Subscription to the Shareplan 2005 (the AXA Actionnariat Direct)	November 21, 2005	830.1051 units in the AXA Group FCPE mutual fund (equivalent to approximately 830 Shares)	€15,000
Claude Bébéar	Subscription to the Shareplan 2005 (the AXA Actionnariat Direct)	November 16, 2005	4,136.6906 units in the AXA Group FCPE mutual fund (equivalent to approximately 4,136 Shares)	€74,750
Henri de Castries	Subscription to the Shareplan 2005 (the AXA Actionnariat Direct)	November 16, 2005	35,136.2490 units in the AXA Group FCPE mutual fund (equivalent to approximately 35,136 Shares)	€634,912.02
Henri de Castries	Sale of Units in the AXA Group FCPE mutual fund invested in Shares	November 8, 2005	1,929.0994 units in the AXA Group FCPE mutual fund (equivalent to approximately 1,929 Shares)	€47,089.32

In addition to the transactions noted above, as a result of the merger of FINAXA into AXA on December 16, 2005, certain directors and/or executive officers of the Mutuelles AXA will receive (or have recently received) AXA Shares in exchange for their holdings of FINAXA ordinary shares.

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Axa Assurances I A R D Mutuelle et al, et al. – ‘SC 13D/A’ on 1/3/06 re: AXA – EX-4

On: Tuesday, 1/3/06, at 2:21pm ET · Accession #: 950157-6-2 · File #: 5-49866

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents

EX-4 — Transactions Effected by Persons Named in Exhibits 1 Through 3 Within the Last 60 Days

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Axa Assurances I A R D Mutuelle et al, et al. – ‘SC 13D/A’ on 1/3/06 re: AXA – EX-4

On: Tuesday, 1/3/06, at 2:21pm ET · Accession #: 950157-6-2 · File #: 5-49866

Amendment to General Statement of Beneficial Ownership — Schedule 13DFiling Table of Contents

EX-4 — Transactions Effected by Persons Named in Exhibits 1 Through 3 Within the Last 60 Days

This exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents