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Alcon Holdings Inc. – ‘3’ for 7/5/00 re: Summit Autonomous Inc.

As of:  Thursday, 7/13/00   ·   For:  7/5/00   ·   Accession #:  950157-0-337   ·   File #:  0-16937

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/13/00  Alcon Holdings Inc.               3          10% Owner   1:9K   Summit Autonomous Inc.            Cravath Swaine & … 01/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement/Beneficial Ownership/Securities      3     13K 

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U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ================================================================================ 1. Name and Address of Reporting Person* Alcon Holdings Inc. (1) -------------------------------------------------------------------------------- (Last) (First) (Middle) 6201 South Freeway -------------------------------------------------------------------------------- (Street) Forth Worth, TX 76134-2099 -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) 7/5/00 ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Issuer Name and Ticker or Trading Symbol Summit Autonomous Inc. (Nasdaq: BEAM) ================================================================================ 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ x ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------- ================================================================================ 6. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [ ] Form Filed by One Reporting Person [ x ] Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================ [Enlarge/Download Table] 3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr.5) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01 per share 41,944,555 I See Explanation of Responses below. ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v) Page 1 of 3
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FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================ [Enlarge/Download Table] 5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr.5) (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: (1) This filing is a joint filing with Alcon Acquisition Corp. Alcon Acquisition Corp. owns 41,944,555 shares of Common Stock, par value $0.01 per share, of Summit Autonomous Inc. (the "Shares"). All of the common stock of Alcon Acquisition Corp. is owned by Alcon Holdings Inc. As a result, Alcon Holdings Inc. may be deemed to beneficially own any Shares owned by Alcon Acquisition Corp. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. /s/ Timothy R.G. Sear July 13, 2000 ------------------------------ ------------------ Name: Timothy R.G. Sear Date Title: Chairman of the Board, Chief Executive Officer and President **Signature of Reporting Person Page 2 of 3 pages
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JOINT FILER INFORMATION ----------------------- Title of Securities: Common Stock, par value $0.01 per share Issuer & Ticker Symbol: Summit Autonomous Inc. (BEAM) Designated Filer: Alcon Holdings Inc. Other Joint Filers: Alcon Acquisition Corp. 6201 South Freeway Fort Worth, TX 76134-2099 Date of Event Requiring Statement: July 5, 2000 by /s/ Elaine E. Whitbeck ------------------------------------ Name: Elaine E. Whitbeck Title: President Page 3 of 3

Dates Referenced Herein

Referenced-On Page
This ‘3’ Filing    Date First  Last      Other Filings
Filed on:7/13/002None on these Dates
For Period end:7/5/003
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Filing Submission 0000950157-00-000337   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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