SEC Info - Voya Investments, LLC, et al. - ‘SC 13G/A’ on 2/14/00 re: American Safety Insurance Holdings Ltd

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Voya Investments, LLC, et al. – ‘SC 13G/A’ on 2/14/00 re: American Safety Insurance Holdings Ltd

On: Monday, 2/14/00 · Accession #: 950147-0-210 · File #: 5-55381

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/00  Voya Investments, LLC             SC 13G/A               1:15K  American Safety Ins Holdings Ltd  Imperial Fin’l … Corp/FA
          Pilgrim Bank & Thrift Fund, Inc.
          Pilgrim Group, Inc.
          Pilgrim Holdings Corporation
          Pilgrim Investments Inc
          Pilgrim Investments, Inc.

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment No. 1 to Schedule 13G                        9     32K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Certification Identification and Classification of Members of the Group Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Notice of Dissolution of Group Ownership Ownership of Five Percent or Less of A Class Ownership of More Than Five Percent on Behalf of Another Person See items 1 and 5-11 of the cover pages to this filing
1	1st Page - Filing Submission
6	Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
7	Item 4. Ownership
"	Items (a) through (c):. See items 1 and 5-11 of the cover pages to this filing
"	Item 5. Ownership of Five Percent or Less of A Class
"	Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"	Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"	Item 8. Identification and Classification of Members of the Group
"	Item 9. Notice of Dissolution of Group
8	Item 10. Certification

SC 13G/A 1st Page of 9 TOC ↑Top Previous Next ↓Bottom Just 1st
 
 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 WASHINGTON D.C. 20549

  SCHEDULE 13G/A

 UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*

 AMERICAN SAFETY INSURANCE GROUP, LTD.
 -------------------------------------
(Name of Issuer)

Common Stock
------------------------------
(Title of Class of Securities)

 G02995101
--------------
(CUSIP Number)

 December 31, 1999
 -------------------------------------------------------
 (Date of Event Which Requires Filing of this Statement)

     Check the  appropriate  box to  designate  the rule  pursuant to which this
Schedule is filed:                                                              

[X]   Rule 13d-1(b)                                                   

[ ]   Rule 13d-1(c)                                                   

[ ]   Rule 13d-1(d)                                                   

* The remainder of this cover page shall be filled out for a reporting  person's
initial filing on this form with respect to the subject class of securities, and
for any  subsequent  amendment  containing  information  which  would  alter the
disclosures provided in a prior cover page.                                     

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the  Securities  Exchange  Act of
1934 ("Act") or otherwise  subject to the liabilities of that section of the Act
but  shall be  subject  to all other  provisions  of the Act  (however,  see the
Notes).                                                                         

SC 13G/A 2nd Page of 9 TOC 1st Previous Next ↓Bottom Just 2nd
-------------------                                                             
CUSIP NO. G02995101                                                             
-------------------                                                             

1  NAMES OF REPORTING PERSONS                                                   
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                       

Pilgrim Holdings Corporation                                              
06-1389975                                                                
   -----------------------------------------------------------------------------
2  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                  (a) [ ]   
N/A                                                                (b) [ ]
   -----------------------------------------------------------------------------
3  SEC USE ONLY                                                                 

   -----------------------------------------------------------------------------
4  CITIZENSHIP OR PLACE OF ORGANIZATION                                         

Delaware                                                                  
   -----------------------------------------------------------------------------
5  SOLE VOTING POWER                          
0                                       
    NUMBER OF       ------------------------------------------------------------
SHARES      6  SHARED VOTING POWER                                    
BENEFICIALLY     0                                                        
    OWNED BY        ------------------------------------------------------------
EACH       7  SOLE DISPOSITIVE POWER                                
REPORTING       0                                                       
     PERSON         ------------------------------------------------------------
WITH       8  SHARED DISPOSITIVE POWER                              
0                                       
                    ------------------------------------------------------------

9  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                 

   None. Pursuant to Rule 13d-4,  Pilgrim Holdings Corporation declares that the
   filing of this Schedule 13G shall not be deemed to be an admission by it that
   it is, for purposes of Section 13(d) or 13(g) of the Securities Exchange Act,
the beneficial owner of any securities covered by this statement.         
  ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]    

N/A                                                                       
   -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                            

0%                                                                        
   -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*                                                    

HC                                                                        
   -----------------------------------------------------------------------------

 PAGE 2 OF 9 PAGES

SC 13G/A 3rd Page of 9 TOC 1st Previous Next ↓Bottom Just 3rd
-------------------                                                             
CUSIP NO. G02995101                                                             
-------------------                                                             

1  NAMES OF REPORTING PERSONS                                                   
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                       

Pilgrim Group, Inc.                                                       
95-4516050                                                                
   -----------------------------------------------------------------------------
2  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                  (a) [ ]   
N/A                                                                (b) [ ]
   -----------------------------------------------------------------------------
3  SEC USE ONLY                                                                 

   -----------------------------------------------------------------------------
4  CITIZENSHIP OR PLACE OF ORGANIZATION                                         

Delaware                                                                  
   -----------------------------------------------------------------------------
5  SOLE VOTING POWER                          
0                                       
    NUMBER OF       ------------------------------------------------------------
SHARES      6  SHARED VOTING POWER                                    
BENEFICIALLY     0                                                        
    OWNED BY        ------------------------------------------------------------
EACH       7  SOLE DISPOSITIVE POWER                                
REPORTING       0                                                       
     PERSON         ------------------------------------------------------------
WITH       8  SHARED DISPOSITIVE POWER                              
0                                       
                    ------------------------------------------------------------

9  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                 

   None. Pursuant to Rule 13d-4, Pilgrim Group, Inc. declares that the filing of
   this  Schedule  13G shall not be deemed to be an  admission by it that it is,
   for purposes of Section  13(d) or 13(g) of the  Securities  Exchange Act, the
beneficial owner of any securities covered by this statement.             
   -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]    

N/A                                                                       
   -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                            

0%                                                                        
   -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*                                                    

HC                                                                        
   -----------------------------------------------------------------------------

 PAGE 3 OF 9 PAGES

SC 13G/A 4th Page of 9 TOC 1st Previous Next ↓Bottom Just 4th
-------------------                                                             
CUSIP NO. G02995101                                                             
-------------------                                                             

1  NAMES OF REPORTING PERSONS                                                   
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                       

Pilgrim Investments, Inc.                                                 
95-4516049                                                                
   -----------------------------------------------------------------------------
2  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                  (a) [ ]   
N/A                                                                (b) [ ]
   -----------------------------------------------------------------------------
3  SEC USE ONLY                                                                 

   -----------------------------------------------------------------------------
4  CITIZENSHIP OR PLACE OF ORGANIZATION                                         

Delaware                                                                  
   -----------------------------------------------------------------------------
5  SOLE VOTING POWER                          
0                                       
    NUMBER OF       ------------------------------------------------------------
SHARES      6  SHARED VOTING POWER                                    
BENEFICIALLY     0                                                        
    OWNED BY        ------------------------------------------------------------
EACH       7  SOLE DISPOSITIVE POWER                                
REPORTING       0                                                       
     PERSON         ------------------------------------------------------------
WITH       8  SHARED DISPOSITIVE POWER                              
430,000                                 
                    ------------------------------------------------------------

9  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                 

   430,000. Pursuant to Rule 13d-4, Pilgrim Investments,  Inc. declares that the
   filing of this Schedule 13G shall not be deemed to be an admission by it that
   it is, for purposes of Section 13(d) or 13(g) of the Securities Exchange Act,
the beneficial owner of any securities covered by this statement.         

   -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]    

N/A                                                                       
   -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                            

7.28%                                                                     
   -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*                                                    

IA                                                                        
   -----------------------------------------------------------------------------

 PAGE 4 OF 9 PAGES

SC 13G/A 5th Page of 9 TOC 1st Previous Next ↓Bottom Just 5th
-------------------                                                             
CUSIP NO. G02995101                                                             
-------------------                                                             

1  NAMES OF REPORTING PERSONS                                                   
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS                       

Pilgrim Bank and Thrift Fund, Inc.                                        
95-4020286                                                                
   -----------------------------------------------------------------------------
2  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                  (a) [ ]   
N/A                                                                (b) [ ]
   -----------------------------------------------------------------------------
3  SEC USE ONLY                                                                 

   -----------------------------------------------------------------------------
4  CITIZENSHIP OR PLACE OF ORGANIZATION                                         

Maryland                                                                  
   -----------------------------------------------------------------------------
5  SOLE VOTING POWER                          
430,000                                 
    NUMBER OF       ------------------------------------------------------------
SHARES      6  SHARED VOTING POWER                                    
BENEFICIALLY     0                                                        
    OWNED BY        ------------------------------------------------------------
EACH       7  SOLE DISPOSITIVE POWER                                
REPORTING       0                                                       
     PERSON         ------------------------------------------------------------
WITH       8  SHARED DISPOSITIVE POWER                              
430,000                                 
                    ------------------------------------------------------------

9  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                 

430,000                                                                   
   -----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]    

N/A                                                                       
   -----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)                            

7.28%                                                                     
   -----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*                                                    

IV                                                                        
   -----------------------------------------------------------------------------

 PAGE 5 OF 9 PAGES

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ITEM 1.                                                                         

(a)  Name of Issuer:                                                  

American Safety Insurance Group, Ltd.                       

(b)  Address of Issuer's Principal Executive Offices:                 

44 Church Street, P.O. Box 2064, Hamilton HM HX, Bermuda    

ITEM 2.                                                                         

(a)  Name of Person Filing:                                           

Pilgrim Holdings Corporation                                
Pilgrim Group, Inc.                                         
Pilgrim Investments, Inc.                                   
Pilgrim Bank and Thrift Fund, Inc.                          

(b)  Address of Principal Business Offices or, if none, Residence:    

          Pilgrim  Holdings  Corporation:  40 North Central Avenue,  Suite 1200,
Phoenix, Arizona 85004-4424                                 

(c)  Citizenship                                                      

Not applicable                                              

(d)  Title of Class of Securities:                                    

Common Stock                                                

(e)  CUSIP Number:                                                    

G02995101                                                   

ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR   
(c), CHECK WHETHER THE PERSON FILING IS A:                      

(a) [ ] Broker or Dealer registered under section 15 of the Act,

(b) [ ] Bank as defined in section 3(a)(6) of the Act,          

    (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act,

Page of 6 of 9    

SC 13G/A 7th Page of 9 TOC 1st Previous Next ↓Bottom Just 7th
(d) [X] Investment  Company  registered  under Section 8 of the 
Investment Company Act of 1940,                 

    (e) [X] An investment adviser in accordance with  ss.240.13d-1(b)(1)
(ii)(E),                                        

     (f) [ ] An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F),                      

     (g) [X] A parent holding company or control person in accordance with
ss.240.13d-1(b)(1)(ii)(G),                      

       (h) [ ] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act,                          

(i) [ ] A church plan that is excluded from the definition of an
           investment company under section 3(c)(14) of the Investment
Company Act of 1940,                            

(j) [ ] A group, in accordance with ss.13d-1(b)(1)(ii)(J).      

ITEM 4. OWNERSHIP.                                                              

        Items (a) through  (c):  See items 1 and 5-11 of the cover pages to this
filing.                                                         

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.                           

Not applicable                                                  

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.        

Not applicable                                                  

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE  
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.       

        Pilgrim  Investments,  Inc.,  which is a registered  investment  adviser
        under  Section 203 of the  Investment  Advisers  Act, is a  wholly-owned
        subsidiary of Pilgrim Group, Inc., which is a wholly-owned subsidiary of
        Pilgrim  Holdings  Corporation.  The reported  shares were  beneficially
        owned by  Pilgrim  Bank and Thrift  Fund,  Inc.,  which is a  registered
        investment  company  for  which  Pilgrim  Investments,  Inc.  serves  as
investment adviser.                                             

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP               

Not applicable                                                  

ITEM 9. NOTICE OF DISSOLUTION OF GROUP                                          

Not applicable                                                  

Page 7 of 9 

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ITEM 10. CERTIFICATION                                                          

     By signing  below I certify  that,  to the best of my knowledge and belief,
the  securities  referred to above were  acquired  and are held in the  ordinary
course of business  and were not acquired and are not held for the purpose of or
with the effect of  changing  or  influencing  the  control of the issuer of the
securities  and were not  acquired and are not held in  connection  with or as a
participant in any transaction having that purpose or effect.                   

 SIGNATURE

     After  reasonable  inquiry and to the best of my  knowledge  and belief,  I
certify that the information  set forth in this statement is true,  complete and
correct.                                                                        

                  PILGRIM HOLDINGS CORPORATION

Feburary 14, 2000                  By: /s/ James M. Hennessy                    
             Name: James M. Hennessy
                     Title: Executive Vice President

         PILGRIM GROUP, INC.

February 14, 2000                  By: /s/ James M. Hennessy                    
             Name: James M. Hennessy
                     Title: Executive Vice President

               PILGRIM INVESTMENTS, INC.

February 14, 2000                  By: /s/ James M. Hennessy                    
             Name: James M. Hennessy
                     Title: Executive Vice President

                        PILGRIM BANK AND THRIFT FUND, INC.

February 14, 2000                  By: /s/ James M. Hennessy                    
             Name: James M. Hennessy
                     Title: Executive Vice President

Page 8 of 9 

SC 13G/A Last Page of 9 TOC 1st Previous Next ↓Bottom Just 9th
Joint Filing Agreement

     In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934,
as amended,  the undersigned hereby agree to the joint filing with each other of
a Schedule  13G,  and all  amendments  thereto,  with respect to each holding of
Pilgrim Bank and Thrift Fund,  Inc. as to which such a report must be made,  and
that each such Schedule and all amendments thereto are made on behalf of each of
them.                                                                           

     IN WITNESS WHEREOF, the undersigned hereby execute this agreement this 14th
day of February, 2000.                                                          

                  PILGRIM HOLDINGS CORPORATION

Feburary 14, 2000                  By: /s/ James M. Hennessy                    
             Name: James M. Hennessy
                     Title: Executive Vice President

         PILGRIM GROUP, INC.

February 14, 2000                  By: /s/ James M. Hennessy                    
             Name: James M. Hennessy
                     Title: Executive Vice President

               PILGRIM INVESTMENTS, INC.

February 14, 2000                  By: /s/ James M. Hennessy                    
             Name: James M. Hennessy
                     Title: Executive Vice President

                        PILGRIM BANK AND THRIFT FUND, INC.

February 14, 2000                  By: /s/ James M. Hennessy                    
             Name: James M. Hennessy
                     Title: Executive Vice President

Page 9 of 9

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13G/A’ Filing	Date	First	Last	Other Filings

Filed on:	2/14/00	8	9	SC 13G, SC 13G/A
	12/31/99	1		10-K, 13F-HR, DEF 14A
				List all Filings

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Filing Submission 0000950147-00-000210 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Voya Investments, LLC, et al. – ‘SC 13G/A’ on 2/14/00 re: American Safety Insurance Holdings Ltd

On: Monday, 2/14/00 · Accession #: 950147-0-210 · File #: 5-55381

Previous ‘SC 13G’: ‘SC 13G’ on 2/14/00 · Next: ‘SC 13G/A’ on 2/14/00 · Latest: ‘SC 13G’ on 2/14/02

Amendment to Statement of Beneficial Ownership — Schedule 13GFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents