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Brantley Capital Corp, et al. – ‘SC 13D’ on 7/7/97 re: Waterlink Inc – EX-4

As of:  Monday, 7/7/97   ·   Accession #:  950152-97-5032   ·   File #:  5-51219

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/07/97  Brantley Capital Corp             SC 13D                 5:206K Waterlink Inc                     Bowne BCL/FA
          Brantley Capital Corp
          Brantley Venture Partners III
          Michael J. Finn
          Paul H, Cascio
          Robert P. Pinkas

General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D      Brantley Capital Corp./Waterlink Schedule 13D         11     65K 
 2: EX-1        Underwriting Agreement                                29     86K 
 3: EX-2        Plan of Acquisition, Reorganization, Arrangement,     39    135K 
                          Liquidation or Succession                              
 4: EX-3        Articles of Incorporation/Organization or By-Laws      9     38K 
 5: EX-4        Instrument Defining the Rights of Security Holders     1      8K 


EX-4   —   Instrument Defining the Rights of Security Holders

EX-4TOCTopPreviousNextBottomJust 1st
 

Exhibit 4 JOINT ACQUISITION STATEMENT pursuant to Rule 13d-1(f)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D, as may be amended, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D, as may be amended, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other, except to the extent that he or it knows or has reason to believe that such information is inaccurate. Dated: July 7, 1997 BRANTLEY CAPITAL CORPORATION By: /s/ Robert P.Pinkas Name: Robert P. Pinkas Title: Chairman of the Board, Chief Executive Officer and Treasurer BRANTLEY VENTURE PARTNERS III, L.P. By: Brantley Venture Management III, L.P. By: Pinkas Family Partners, L.P. By: /s/Robert P. Pinkas Name: Robert P. Pinkas Title: General Partner /s/Robert P. Pinkas Name: Robert P. Pinkas /s/Michael J. Finn Name: Michael J. Finn /s/Paul H. Cascio Name: Paul H. Cascio

Dates Referenced Herein

This ‘SC 13D’ Filing    Date    Other Filings
Filed on:7/7/97None on these Dates
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Filing Submission 0000950152-97-005032   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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