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Diebold Inc – ‘NT 11-K’ for 12/31/01

On:  Friday, 6/28/02, at 3:20pm ET   ·   For:  12/31/01   ·   Accession #:  950152-2-5165   ·   File #:  1-04879

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/28/02  Diebold Inc                       NT 11-K    12/31/01    1:8K                                     Bowne BCL/FA

Notice of a Late Filing of a Form 11-K   —   Form 12b-25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT 11-K     Diebold NT 11-K                                        4     12K 

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER - 1-4879 CUSIP NUMBER - 25365110 (Check One) [ ] Form 10-K [ ] Form 20-F [ X ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For Period Ended: 12/31/2001 ------------ [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: _______________ Read Instruction (on back page) Before Preparing Form. Please Print or Type. NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS VERIFIED ANY INFORMATION CONTAINED HEREIN. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: PART I -- REGISTRANT INFORMATION Full Name of Registrant Diebold, Incorporated --------------------- Former Name if Applicable Address of Principal Executive Office (Street and Number) 5995 Mayfair Road, PO Box 3077 ------------------------------ City, State and Zip Code North Canton, OH 44720-8077 ---------------------------
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PART II -- RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III -- NARRATIVE State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. Registrant's Form 11-K cannot be filed within the prescribed time period due to administrative difficulties in obtaining accurate information necessary for the registrant's auditors to complete their audit of the benefit plan that is the subject of the Form 11-K. Most notably, the benefit plan's custodian did not provide the results of the plan's non-discrimination testing in time to allow for adequate review and audit procedures to be performed. The registrant is overcoming these challenges and will file the Form 11-K on or before the 15th calendar date following the prescribed due date for the form. PART IV -- OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Gregory T. Geswein, Senior Vice President and Chief Financial Officer (330) 490-6600 (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). [ X ] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [ ] Yes [ X ] No
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If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. -------------------------------------------------------------------------------- DIEBOLD, INCORPORATED (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date 6/27/2002 By /s/Gregory T. Geswein ----------- --------------------- Gregory T. Geswein Senior Vice President and Chief Financial Officer (Principal Accounting and Financial Officer) INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). GENERAL INSTRUCTIONS 1. THIS FORM IS REQUIRED BY RULE 12b-25 (17 CFR 240, 12b-25) OF THE GENERAL RULES AND REGULATIONS UNDER THE SECURITIES EXCHANGE ACT OF 1934. 2. ONE SIGNED ORIGINAL AND FOUR CONFORMED COPIES OF THIS FORM AND AMENDMENTS THERETO MUST BE COMPLETED AND FILED WITH THE SECURITIES AND EXCHANGE COMMISSION, WASHINGTON, D.C. 20549, IN ACCORDANCE WITH RULE 0-3 OF THE GENERAL RULES AND REGULATIONS UNDER THE ACT. THE INFORMATION CONTAINED IN OR FILED WITH THE FORM WILL BE MADE A MATTER OF PUBLIC RECORD IN THE COMMISSION FILES. 3. A MANUALLY SIGNED COPY OF THE FORM AND AMENDMENTS THERETO SHALL BE FILED WITH EACH NATIONAL SECURITIES EXCHANGE ON WHICH ANY CLASS OF SECURITIES OF THE REGISTRANT IS REGISTERED. 4. AMENDMENTS TO THE NOTIFICATIONS MUST ALSO BE FILED ON FORM 12b-25 BUT NEED NOT RESTATE INFORMATION THAT HAS BEEN CORRECTLY FURNISHED. THE FORM SHALL BE CLEARLY IDENTIFIED AS AN AMENDED NOTIFICATION.
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5. ELECTRONIC FILERS. THIS FORM SHALL NOT BE USED BY ELECTRONIC FILERS UNABLE TO TIMELY FILE A REPORT SOLELY DUE TO ELECTRONIC DIFFICULTIES. FILERS UNABLE TO SUBMIT A REPORT WITHIN THE TIME PERIOD PRESCRIBED DUE TO DIFFICULTIES IN ELECTRONIC FILING SHOULD COMPLY WITH EITHER RULE 201 OR RULE 202 OF REGULATION S-T (SEC. 232.201 OR SEC. 232.202 OF THIS CHAPTER) OR APPLY FOR AN ADJUSTMENT IN FILING DATE PURSUANT TO RULE 13(b) OF REGULATION S-T (SEC. 232.13(b) OF THIS CHAPTER).
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Filing Submission 0000950152-02-005165   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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