Registration of Securities Issued in a Business-Combination Transaction — Form S-4
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-4 S-4 Exchange Offer 203 1.25M
2: EX-1.1 Underwriting Agreement 21 111K
3: EX-3.1 Articles of Incorporation/Organization or By-Laws 77 286K
4: EX-3.2 Articles of Incorporation/Organization or By-Laws 13 41K
5: EX-4.1 Instrument Defining the Rights of Security Holders 132 304K
6: EX-4.2 Instrument Defining the Rights of Security Holders 24 54K
7: EX-4.3 Instrument Defining the Rights of Security Holders 196 436K
8: EX-4.4 Instrument Defining the Rights of Security Holders 9 25K
9: EX-4.5 Instrument Defining the Rights of Security Holders 21 101K
10: EX-5.1 Opinion re: Legality 5 26K
11: EX-5.2 Opinion re: Legality 7 35K
12: EX-10.1 Material Contract 77 264K
13: EX-10.2 Material Contract 13 33K
14: EX-12.1 Statement re: Computation of Ratios 2± 14K
15: EX-23.1 Consent of Experts or Counsel 1 8K
16: EX-25.1 Statement re: Eligibility of Trustee 8 32K
17: EX-99.1 Miscellaneous Exhibit 12 50K
26: EX-99.10 Miscellaneous Exhibit 2 13K
18: EX-99.2 Miscellaneous Exhibit 12 51K
19: EX-99.3 Miscellaneous Exhibit 3 15K
20: EX-99.4 Miscellaneous Exhibit 4 16K
21: EX-99.5 Miscellaneous Exhibit 2 14K
22: EX-99.6 Miscellaneous Exhibit 2 14K
23: EX-99.7 Miscellaneous Exhibit 2 15K
24: EX-99.8 Miscellaneous Exhibit 3 15K
25: EX-99.9 Miscellaneous Exhibit 2 13K
EX-99.6 — Miscellaneous Exhibit
EX-99.6 | 1st Page of 2 | TOC | ↑Top | Previous | Next | ↓Bottom | Just 1st |
---|
Exhibit 99.6
Form of
21ST CENTURY TELECOM GROUP, INC.
Offer to Exchange its Registered
13 3/4% Senior Cumulative Exchangeable Preferred Stock Due 2010
for any and all of its Outstanding
13 3/4% Senior Cumulative Exchangeable Preferred Stock Due 2010
To: Brokers, Dealers, Commercial Banks,
Trust Companies and Other Nominees:
21st Century Telecom Group, Inc. (the "Company") is offering to exchange (the
"Exchange Offer"), upon and subject to the terms and conditions set forth in the
Prospectus, dated ________, 1998 (the "Prospectus"), and the enclosed Letter of
Transmittal (the "Letter of Transmittal"), its registered 13 3/4% Senior
Cumulative Exchangeable Preferred Stock Due 2010 (the "New Exchangeable
Preferred Stock") for any and all of its outstanding 13 3/4% Senior Cumulative
Exchangeable Preferred Stock Due 2010 (the "Old Exchangeable Preferred Stock").
The Exchange Offer is being made in order to satisfy certain obligations of the
Company contained in the Registration Rights Agreement dated as of February 2,
1998, between the Company and the Initial Purchasers.
We are requesting that you contact your clients for whom you hold Old
Exchangeable Preferred Stock regarding the Exchange Offer. For your information
and for forwarding to your clients for whom you hold Old Exchangeable Preferred
Stock registered in your name or in the name of your nominee, or who hold Old
Exchangeable Preferred Stock registered in their own names, we are enclosing the
following documents:
1. Prospectus dated _________, 19__;
2. The Letter of Transmittal for your use and for the information of your
clients;
3. A Notice of Guaranteed Delivery to be used to accept the Exchange
Offer if certificates for Old Exchangeable Preferred Stock are not immediately
available or time will not permit all required documents to reach the Exchange
Agent prior to the Expiration Date (as defined below) or if the procedure for
book-entry transfer cannot be completed on a timely basis;
4. A form of letter which may be sent to your clients for whose account
you hold Old Exchangeable Preferred Stock registered in your name or the name of
your nominee, with space provided for obtaining such clients' instructions with
regard to the Exchange Offer;
5. Guidelines for Certification of Taxpayer identification Number on
Substitute Form W-9; and
6. Return envelopes addressed to State Street Bank and Trust Company, the
Exchange Agent for the Old Exchangeable Preferred Stock.
Your prompt action is requested. The Exchange Offer will expire at 5:00
p.m., Eastern Standard Time, on ___________, 19__ (the "Expiration Date") (20
business days following commencement of the Exchange Offer), unless extended by
the Company. The Old Exchangeable Preferred Stock tendered pursuant to the
Exchange Offer may be withdrawn at any time before 5:00 p.m., Eastern Standard
Time, on the Expiration Date.
To participate in the Exchange Offer, a duly executed and properly
completed Letter of Transmittal (or facsimile thereof), with any required
signature guarantees and any other required documents, should be sent to the
Exchange Agent and certificates representing the Old Exchangeable Preferred
Stock should be delivered to the Exchange Agent, all in accordance with the
instructions set forth in the Letter of Transmittal and the Prospectus.
If holders of Old Exchangeable Preferred Stock wish to tender, but it is
impracticable for them to forward their certificates for Old Exchangeable
Preferred Stock prior to the expiration of the Exchange Offer or to comply with
the book-entry transfer procedures on a timely basis, a tender may be effected
by following guaranteed delivery procedures described in the Prospectus under
"The Exchange Offer--Guaranteed Delivery Procedures."
The Company will, upon request, reimburse brokers, dealers, commercial
banks and trust companies for reasonable and necessary costs and expenses
incurred by them in forwarding the Prospectus and the related documents to the
beneficial owners of Old Exchangeable Preferred Stock held by them as nominee or
in a fiduciary capacity. The Company will pay or cause to be paid all stock
transfer taxes applicable to the exchange of Old Exchangeable Preferred Stock
pursuant to the Exchange Offer, except as set forth in Instruction 6 of the
Letter of Transmittal.
Any inquiries you may have with respect to the Exchange Offer, or requests
for additional copies of the enclosed materials, should be directed to the
Exchange Agent for the Old Exchangeable Preferred Stock, at its address and
telephone number set forth on the front of the Letter of Transmittal.
Very truly yours,
21ST CENTURY TELECOM GROUP, INC.
NOTHING HEREIN OR IN THE ENCLOSED DOCUMENTS SHALL CONSTITUTE YOU OR ANY
OTHER PERSON AS AN AGENT OF THE COMPANY OR THE EXCHANGE AGENT, OR AUTHORIZE YOU
OR ANY OTHER PERSON TO USE ANY DOCUMENT OR MAKE ANY STATEMENTS ON BEHALF OF
EITHER OF THEM WITH RESPECT TO THE EXCHANGE OFFER, EXCEPT FOR STATEMENTS
EXPRESSLY MADE IN THE PROSPECTUS OR THE LETTER OF TRANSMITTAL.
Dates Referenced Herein
| Referenced-On Page |
---|
This ‘S-4’ Filing | | Date | | First | | Last | | | Other Filings |
---|
| | |
Filed on: | | 3/3/98 | | | | | | | None on these Dates |
| | 2/2/98 | | 1 |
| List all Filings |
↑Top
Filing Submission 0000950109-98-001548 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help —
Thu., May 16, 4:22:33.1pm ET