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Morgan Stanley, et al. – ‘SC 13G’ on 2/11/08 re: Constant Contact, Inc.

On:  Monday, 2/11/08, at 5:30pm ET   ·   Accession #:  950103-8-314   ·   File #:  5-83685

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/11/08   ·   Next:  ‘SC 13G/A’ on 2/11/08   ·   Latest:  ‘SC 13G/A’ on 5/10/24

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/11/08  Morgan Stanley                    SC 13G                 2:207K Constant Contact, Inc.            Davis Polk & … LLP 01/FA
          Morgan Stanley Dean Witter Venture Investors IV, L.P.
          Morgan Stanley Dean Witter Venture Offshore Investors IV, L.
          Morgan Stanley Dean Witter Venture Partners IV, L.P
          MSDW Venture Partners IV, Inc.
          MSDW Venture Partners IV, LLC

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                   HTML     99K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     19K

SC 13G   —   Statement of Beneficial Ownership

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934


Constant Contact, Inc.
(Name of Issuer)
 
Common Stock, par value $0.01 per share
(Title of Class of Securities)
 
210313 10 2
(CUSIP Number)
 
December 31, 2007
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
  o Rule 13d-1(b)
  o Rule 13d-1(c)
  x Rule 13d-1(d)
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
 
 CUSIP No.  210313 10 2
 13G
 
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
 
Morgan Stanley Dean Witter Venture Partners IV, L.P.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)
(b)
 
 
o
x
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
  
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
4,029,232
6
SHARED VOTING POWER
 
0
7 
SOLE DISPOSITIVE POWER
 
4,029,232
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,029,232
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
14.6%
  
12
TYPE OF REPORTING PERSON
 
PN
  
 
 
 CUSIP No.  210313 10 2
 13G
 
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
 
Morgan Stanley Dean Witter Venture Investors IV, L.P.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)
(b)
 
 
o
x
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
  
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
467,455
6
SHARED VOTING POWER
 
0
7 
SOLE DISPOSITIVE POWER
 
467,455
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
467,455
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
1.7%
  
12
TYPE OF REPORTING PERSON
 
PN
  
 
 
 CUSIP No.  210313 10 2
 13G
 
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
 
Morgan Stanley Dean Witter Venture Offshore Investors IV, L.P.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)
(b)
 
 
o
x
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
  
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
157,196
6
SHARED VOTING POWER
 
0
7 
SOLE DISPOSITIVE POWER
 
157,196
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
157,196
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.6%
  
12
TYPE OF REPORTING PERSON
 
PN
  
 
 
 CUSIP No.  210313 10 2
 13G
 
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
 
Morgan Stanley
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)
(b)
 
 
o
x
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
  
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
4,653,883
7 
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
4,653,883
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,653,883
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
16.9%
  
12
TYPE OF REPORTING PERSON
 
CO, IA
  
 
 
 CUSIP No.  210313 10 2
 13G
 
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
 
MSDW Venture Partners IV, LLC
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)
(b)
 
 
o
x
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
  
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
4,653,883
7 
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
4,653,883
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,653,883
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
16.9%
  
12
TYPE OF REPORTING PERSON
 
CO, IA
  
 
 
 CUSIP No.  210313 10 2
 13G
 
 
1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
 
MSDW Venture Partners IV, Inc.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)
(b)
 
 
o
x
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
  
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON
WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
4,653,883
7 
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
4,653,883
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,653,883
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
16.9%
  
12
TYPE OF REPORTING PERSON
 
CO, IA
  
 
 
  Item 1.
 
(a)
 Name of Issuer
     
    Constant Contact, Inc.
     
 
(b)
 Address of Issuer’s Principal Executive Offices
       
   
1601 Trapelo Road, Suite 329
     
 Item 2. 
     
 
(a)
 Name of Person Filing
       
    See Item 2(b) below.
       
 
(b)
 Address of Principal Business Office or, if none, Residence
       
   
(1)
Morgan Stanley Dean Witter Venture Partners IV, L.P. (“MSDW Venture Partners”)
     
1221 Avenue of the Americas
     
New York, New York 10020
       
   
(2)
Morgan Stanley Dean Witter Venture Investors IV, L.P. (“MSDW Venture Investors”)
     
1221 Avenue of the Americas
     
New York, New York 10020
       
   
(3)
Morgan Stanley Dean Witter Venture Offshore Investors IV, L.P. (“MSDW Offshore Investors”)
     
1221 Avenue of the Americas
     
New York, New York 10020
       
   
(4)
Morgan Stanley
     
1585 Broadway
     
New York, NY 10036
       
   
(5)
MSDW Venture Partners IV, LLC (“MSDW LLC”)
     
1221 Avenue of the Americas
     
New York, New York 10020
       
   
(6)
MSDW Venture Partners IV, Inc. (“MSDW Inc.”)
     
1221 Avenue of the Americas
     
New York, New York 10020
       
 
(c)
 Citizenship
       
     
See item 4 on Cover Pages to this Schedule 13G.
       
 
(d)
 Title of Class of Securities
       
     
Common Stock, par value $0.01 per share
       
 
(e)
 CUSIP Number
       
     
210313 10 2

 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
o
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
 
(b)
o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
 
(c)
o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
 
(d)
o
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
 
(e)
o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
       
 
(f)
o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
       
 
(g)
o
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
       
 
(h)
o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
       
 
(i)
o
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act 0f 1940 (15 U.S.C. 80a-3).
       
 
(j)
o
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
Item 4.
 Ownership
     
 
(a)
Amount beneficially owned:
     
   
See item 9 on Cover Pages to this Schedule 13G.
     
   
Morgan Stanley may be deemed to have beneficial ownership of 4,653,883 shares of the reported securities directly beneficially owned by MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.
     
   
MSDW LLC is the general partner of MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.  MSDW Inc. is the institutional managing member of MSDW LLC.  By virtue of these relationships, each of MSDW LLC and MSDW Inc. may be deemed to have beneficial ownership of the 4,653,883 shares of the reported securities directly beneficially owned by MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.
     
   
MSDW Venture Partners, MSDW Venture Investors, MSDW Offshore Investors, Morgan Stanley, MSDW LLC and MSDW Inc. each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein.
 
 
(b)
  
Percent of class:
       
     
See item 11 on Cover Pages to this Schedule 13G.
       
 
(c)
  
Number of shares as to which such person has:

 
 
 
(i)
Sole power to vote or to direct the vote
       
     
See item 5 on Cover Pages to this Schedule 13G.
       
   
(ii)
Shared power to vote or to direct the vote
       
     
See item 6 on Cover Pages to this Schedule 13G.
       
   
(iii)
Sole power to dispose or to direct the disposition of
       
     
See item 7 on Cover Pages to this Schedule 13G.
       
 
 
(iv)
Shared power to dispose or to direct the disposition of
       
     
See item 8 on Cover Pages to this Schedule 13G.
       
Item 5.
  Ownership of Five Percent or Less of a Class
       
   Not applicable.
       
Item 6.
  Ownership of More than Five Percent on Behalf of Another Person
       
   None.
       
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
   
 
 Not applicable.
       
Item 8.
  Identification and Classification of Members of the Group
       
   Not applicable.
       
Item 9.
  Notice of Dissolution of Group
       
   Not applicable.
       
Item 10.
  Certification
       
   Not applicable.
 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date:   February 5, 2008
 
     
Signature:
 /s/ Debra Abramovitz  
 
By: Debra Abramovitz, as authorized signatory for MSDW LLC and MSDW Inc. and as the institutional managing member of the general partner of each of MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.
  
     
Signature:
 /s/ Christopher L. O’Dell  
 
By: Christopher L. O’Dell, as authorized signatory of Morgan Stanley
  
     
 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G’ Filing    Date    Other Filings
Filed on:2/11/08424B2,  FWP,  SC 13G,  SC 13G/A
2/5/08424B2,  FWP
12/31/0710-K,  11-K,  13F-HR
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