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DST Systems Inc, et al. – ‘SC 13D/A’ on 7/13/20 re: Liberty All Star Growth Fund Inc. – ‘EX-99.I’

On:  Monday, 7/13/20, at 5:17pm ET   ·   Accession #:  950103-20-13565   ·   File #:  5-84682

Previous ‘SC 13D’:  ‘SC 13D/A’ on 9/25/17   ·   Latest ‘SC 13D’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/13/20  DST Systems Inc                   SC 13D/A               2:133K Liberty All Star Growth Fund Inc. Davis Polk & … LLP 01/FA
          SS&C Technologies Holdings, Inc.
          SS&C Technologies, Inc.
          West Side Investment Management, Inc.

Amendment to Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor   —   Sch. 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to Statement of Acquisition of            HTML     63K 
                Beneficial Ownership by a Non-Passive Investor                   
 2: EX-99.I     Exhibit I                                           HTML     10K 


‘EX-99.I’   —   Exhibit I


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit I

 

Joint Filing Agreement

 

This will confirm the agreement by and among all the undersigned that Amendment No. 8 dated on or about this date to the Statement on Schedule 13D filed on or about September 29, 2011, and any further amendments thereto with respect to the beneficial ownership by the undersigned of the shares of common stock, par value $0.10 per share, of Liberty All-Star Growth Fund, Inc., a Maryland corporation (the “Issuer”), and such other securities of the Issuer that the undersigned may acquire or dispose of from time to time. This agreement is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934.

 

The undersigned further agree that each party hereto is responsible for timely filing of such Amendment No. 8 to such Statement on Schedule 13D and any further amendments thereto, and for completeness and accuracy of the information concerning such party contained therein, provided that no party is responsible for the completeness and accuracy of the information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate. The undersigned further agree that this agreement shall be included as an Exhibit to such joint filing.

 

This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

 

[Signatures on following page]

 

 C: 

 

 

IN WITNESS WHEREOF, the undersigned have executed this agreement as of July 13, 2020.

 

SS&C TECHNOLOGIES HOLDINGS, INC.
     
By:   /s/ Patrick J. Pedonti
    Name: Patrick J. Pedonti
    Title: Senior Vice President, Chief Financial Officer & Treasurer
     
     

SS&C TECHNOLOGIES, inc. 

 

     
By:   /s/ Patrick J. Pedonti
    Name: Patrick J. Pedonti
    Title: Senior Vice President, Chief Financial Officer
 

DST SYSTEMS, Inc.
       
By:   /s/ Patrick J. Pedonti
    Name: Patrick J. Pedonti  
    Title: Executive Vice President & Treasurer  
 

WEST SIDE INVESTMENT MANAGEMENT, Inc.
       
By:   /s/ Patrick J. Pedonti
    Name: Patrick J. Pedonti  
    Title: Vice President & Treasurer  

 

 

[Signature Page to Joint Filing Agreement]

 

 C: 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D/A’ Filing    Date    Other Filings
Filed on:7/13/20
9/29/11DEFA14A,  SC 13D
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Filing Submission 0000950103-20-013565   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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