SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Roberts Brian L, et al. – ‘SC 13D/A’ on 5/7/99 re: Comcast Holdings Corp

As of:  Friday, 5/7/99   ·   Accession #:  950103-99-362   ·   File #:  5-13856

Previous ‘SC 13D’:  ‘SC 13D/A’ on 3/24/99   ·   Next & Latest:  ‘SC 13D/A’ on 12/26/01

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/07/99  Roberts Brian L                   SC 13D/A               1:8K   Comcast Holdings Corp             Davis Polk & … LLP 01/FA
          Roberts Brian L
          Sural Corporation

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial           6     17K 
                          Ownership                                              


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Schedule 13D
4Item 4. Purpose of Transaction
5Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
SC 13D/A1st Page of 6TOCTopPreviousNextBottomJust 1st
 

================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 9) COMCAST CORPORATION (Name of Issuer) CLASS A COMMON STOCK, $1.00 PAR VALUE (Title of Class of Securities) ---------- 200 30010 1 (CUSIP Number) DAVIS POLK & WARDWELL 450 Lexington Avenue New York, New York 10017 Attention: William L. Taylor, Esq. Tel No.: (212) 450-4000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 6, 1999 (Date of Event Which Requires Filing of This Statement) (Continued on following pages) (Page 1 of 6 Pages) ================================================================================
SC 13D/A2nd Page of 6TOC1stPreviousNextBottomJust 2nd
Page 2 of 6 pages 1. NAME OF REPORTING PERSON: BRIAN L. ROBERTS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS* -- OO 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION -- U.S.A. NUMBER OF SHARES 7. SOLE VOTING POWER -- 9,583,993 BENEFICIALLY 8. SHARED VOTING POWER -- 1,356 OWNED BY 9. SOLE DISPOSITIVE POWER -- 9,583,993 EACH 10. SHARED DISPOSITIVE POWER -- 1,356 REPORTING PERSON WITH 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -- 9,585,349 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -- 23.8% (treating 8,786,250 shares of convertible Class B Common Stock held by Sural Corporation as outstanding shares of Class A Common Stock) 14. TYPE OF REPORTING PERSON* -- IN *SEE INSTRUCTIONS BEFORE FILLING OUT!
SC 13D/A3rd Page of 6TOC1stPreviousNextBottomJust 3rd
Page 3 of 6 pages 1. NAME OF REPORTING PERSON: SURAL CORPORATION S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS* -- OO 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION -- DELAWARE NUMBER OF SHARES 7. SOLE VOTING POWER -- 9,581,288 BENEFICIALLY 8. SHARED VOTING POWER -- 0 OWNED BY 9. SOLE DISPOSITIVE POWER -- 9,581,288 EACH 10. SHARED DISPOSITIVE POWER -- 0 REPORTING PERSON WITH 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -- 9,581,288 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -- 23.8% (treating 8,786,250 shares of convertible Class B Common Stock held by Sural Corporation as outstanding shares of Class A Common Stock) 14. TYPE OF REPORTING PERSON* -- CO *SEE INSTRUCTIONS BEFORE FILLING OUT!
SC 13D/A4th Page of 6TOC1stPreviousNextBottomJust 4th
Page 4 of 6 pages The following information amends the Schedule 13D dated May 12, 1980, as previously amended (as so amended, the "Schedule 13D"). Unless otherwise indicated, each capitalized term used but not defined herein shall have the meaning assigned to such term in the Schedule 13D. Item 4. Purpose of Transaction The response set forth in Item 4 is supplemented by the following information: "(a) On March 22, 1999, Comcast entered into an Agreement and Plan of Merger (the "Merger Agreement") with MediaOne Group, Inc., a Delaware corporation ("MediaOne"), which provided for the merger (the "Merger") of MediaOne with and into Comcast. In connection with the Merger Agreement, Sural and Brian L. Roberts entered into a Voting Agreement (the "Voting Agreement") with MediaOne dated as of March 22, 1999, as described in Amendment No. 8 to this Schedule 13D, filed on March 24, 1999. The Merger Agreement was terminated by MediaOne on May 6, 1999. Pursuant to its terms, the Voting Agreement terminated upon the termination of the Merger Agreement. (b) Neither Brian L. Roberts, Sural nor any executive officer or director of Sural has any present plans or proposals that relate to or would result in: (i) the acquisition by any person of additional securities of Comcast, or the disposition of securities of Comcast; (ii) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving Comcast or any of its subsidiaries; (iii) a sale or transfer of a material amount of assets of Comcast or any of its subsidiaries; (iv) any change in the present board of directors or management of Comcast, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (v) any material change in the present capitalization or dividend policy of Comcast; (vi) any other material change in Comcast's business or corporate structure; (vii) any change in Comcast's charter, bylaws or instruments corresponding thereto or other action which may impede the acquisition of control of Comcast by any person;
SC 13D/A5th Page of 6TOC1stPreviousNextBottomJust 5th
Page 5 of 6 pages (viii) causing a class of securities of Comcast to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (ix) a class of equity securities of Comcast becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or (x) any action similar to those enumerated in (i) - (ix) above. Notwithstanding the foregoing, the parties filing this statement, and the executive officers and directors of Sural, reserve the right to attempt to effectuate any such transaction or transactions in the future." Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer None.
SC 13D/ALast Page of 6TOC1stPreviousNextBottomJust 6th
Page 6 of 6 pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 7, 1999 /s/ Brian L. Roberts ------------------------------ Name: Brian L. Roberts SURAL CORPORATION By: /s/ Arthur R. Block --------------------------- Name: Arthur R. Block Title: Secretary

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:5/7/996DEFR14A
5/6/99148-K,  DEFR14A
3/24/9948-K,  SC 13D/A
3/22/9948-K
 List all Filings 
Top
Filing Submission 0000950103-99-000362   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Wed., May 8, 3:24:29.1am ET