Registration of Securities Issued in a Business-Combination Transaction — Form S-4
Filing Table of Contents
Document/Exhibit Description Pages Size
1: S-4 Registration of Securities Issued in a 140 727K
Business-Combination Transaction
2: EX-1 Underwriting Agreement 16 87K
3: EX-3.1 Articles of Incorporation/Organization or By-Laws 28 97K
4: EX-3.2 Articles of Incorporation/Organization or By-Laws 13 53K
5: EX-4.1 Instrument Defining the Rights of Security Holders 102 365K
6: EX-4.2 Instrument Defining the Rights of Security Holders 29 113K
7: EX-4.3 Instrument Defining the Rights of Security Holders 147± 648K
8: EX-4.4 Instrument Defining the Rights of Security Holders 295± 1.28M
9: EX-4.6 Instrument Defining the Rights of Security Holders 2 15K
10: EX-5 Opinion re: Legality 2 14K
19: EX-10.09 Material Contract 2 17K
11: EX-10.1 Material Contract 89± 293K
20: EX-10.10 Material Contract 67± 268K
21: EX-10.11 Material Contract 8 63K
23: EX-10.13 Material Contract 8± 39K
24: EX-10.14 Material Contract 4± 25K
25: EX-10.15 Material Contract 8± 39K
26: EX-10.16 Material Contract 6± 27K
12: EX-10.2 Material Contract 55± 200K
13: EX-10.3 Material Contract 116± 276K
14: EX-10.4 Material Contract 67± 228K
15: EX-10.5 Material Contract 13± 70K
16: EX-10.6 Material Contract 63± 261K
17: EX-10.7 Material Contract 11± 49K
18: EX-10.8 Material Contract 8± 38K
22: EX-11.12 Statement re: Computation of Earnings Per Share 58 225K
27: EX-12 Statement re: Computation of Ratios 1 11K
28: EX-21 Subsidiaries of the Registrant 1 11K
29: EX-23.2 Consent of Experts or Counsel 1 11K
30: EX-25 Statement re: Eligibility of Trustee 26 100K
31: EX-99.1 Miscellaneous Exhibit 12 52K
32: EX-99.2 Miscellaneous Exhibit 3 16K
33: EX-99.3 Miscellaneous Exhibit 2 13K
34: EX-99.4 Miscellaneous Exhibit 2 14K
35: EX-99.5 Miscellaneous Exhibit 3 13K
EX-4.6 — Instrument Defining the Rights of Security Holders
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Exhibit 4.6
AMENDMENT NO. 1 dated as of July 15,2000,
to the Rights Agreement dated as of June 28, 1990,
as amended and restated as of April 28, 1998 (the "Rights Agreement"),
between IPALCO ENTERPRISES, INC. (the "Corporation")
and FIRST CHICAGO TRUST COMPANY OF NEW YORK,
as Rights Agent (the `Rights Agent").
Pursuant to the terms of the Rights Agreement and in accordance with
Section 27 thereof, the following actions are hereby taken prior to executing
the Share Exchange Agreement referred to below:
Section 1. Amendments to Rights Agreement. The Rights Agreement is hereby
amended as follows:
(a) The definition of "Acquiring Person" in Section l(a) of the Rights
Agreement is amended to add the following sentence at the end thereof:
"Notwithstanding anything in this Agreement to the contrary, none of The
AES Corporation or any Affiliate or Associate of The AES Corporation shall
be deemed to he an Acquiring Person, either individually or collectively,
solely by virtue of (i) the announcement of the Share Exchange (as such
term is defined in the Share Exchange Agreement), (ii) the acquisition of
Common Shares pursuant to the Share Exchange, (iii) the execution of the
Share Exchange Agreement or (iv) the consummation of the Share Exchange or
of the other transactions contemplated by the Share Exchange Agreement.
(b) The following definition shall be added to Section 1 of the Rights
Agreement:
(s) "Share Exchange Agreement" shall mean the Agreement and Plan of Share
Exchange dated as of July 15,2000, between The AES Corporation and the
Corporation."
(c) Section l(h) of the Rights Agreement is amended to add the following
sentence at the end thereof:
"Notwithstanding anything in this Agreement to the contrary, a
Distribution Date shall not be deemed to have occurred solely as the
result of (i) the announcement of the Share Exchange, (ii) the acquisition
of Common Shares pursuant to the Share Exchange, (iii) the execution of
the Share Exchange Agreement or {iv) the consummation of the Share
Exchange or of the other transactions contemplated by the Share Exchange
Agreement."; and
"From and after the Effective Time, as defined in the Share Exchange
Agreement, any Rights that are or were acquired or beneficially owned by
The AES Corporation or any Associate or Affiliate of The AES Corporation
shall become null and void."
Section 2. Full Force and Effect+ Except as expressly amended hereby, the
Rights Agreement shall continue in full force and effect in accordance with
the provisions thereof on the date hereof.
Section 3. Governing Law. This Amendment shall be governed by and
construed in accordance with the law of the State of Indiana applicable to
contracts to be made and performed entirely within such State.
IN WITNESS WHEREOF, the Corporation and the Rights Agreement have caused
this Agreement to be duly executed as of the day and year first above written.
IPALCO ENTERPRISES, INC.,
By: /s/ John R. Hodowal
-------------------------------
John R. Hodowal
Chairman of the Board and
President
FIRST CHICAGO TRUST COMPANY OF
NEW YORK, as Rights Agent,
By: /s/
-------------------------------
Name:
Title:
Dates Referenced Herein and Documents Incorporated by Reference
| Referenced-On Page |
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| This ‘S-4’ Filing | | Date | | First | | Last | | | Other Filings |
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| |  |
| Filed on: | | 4/3/02 |
| | 4/28/98 | | 1 | | | | | 8-K |
| List all Filings |
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