SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/16/21 New Generation Advisors, LLC SC 13G/A 1:139K Nii Holdings Inc. Dechert/FA |
Document/Exhibit Description Pages Size 1: SC 13G/A Amendment No. 3 to Schedule 13G HTML 71K
UNITED STATES
|
SECURITIES AND EXCHANGE COMMISSION
|
Washington, D.C. 20549
|
SCHEDULE 13G
|
Under the Securities Exchange Act of 1934
|
(Amendment No. 3)
|
NII Holdings, Inc.
|
(Name of Issuer)
|
Common Stock, $0.001 Par Value Per Share
|
(Title of Class of Securities)
|
(CUSIP Number)
|
(Date of Event Which Requires Filing of this Statement)
|
1
|
Name of Reporting Person
I.R.S. Identification Nos. of Above Persons (Entities Only)
New Generation Advisors, LLC Tax
ID 26-2742011
|
|||
2
|
Check the Appropriate Box if a Member of a Group
|
(a) [ ]
(b) [X]
|
||
3
|
SEC Use Only
|
|||
4
|
Citizenship or Place of Organization
Massachusetts
|
|||
Number of Shares Beneficially Owned by Each Reporting Person with
|
5
|
Sole Voting Power
0
|
||
6
|
Shared Voting Power
6,293,953
|
|||
7
|
Sole Dispositive Power
0
|
|||
8
|
Shared Dispositive Power
6,293,953
|
|||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
6,293,953
|
|||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
|
[ ]
|
||
11
|
Percent of Class Represented by Amount in Row 9
6.1%1
|
|||
12
|
Type of Reporting Person
IA
|
1
|
Name of Reporting Person
I.R.S. Identification Nos. of Above Persons (Entities Only)
|
|||
2
|
Check the Appropriate Box if a Member of a Group
|
(a) [ ]
(b) [X]
|
||
3
|
SEC Use Only
|
|||
4
|
Citizenship or Place of Organization
American
|
|||
Number of Shares Beneficially Owned by Each Reporting Person with
|
5
|
Sole Voting Power
0
|
||
6
|
Shared Voting Power
6,293,953
|
|||
7
|
Sole Dispositive Power
0
|
|||
8
|
Shared Dispositive Power
6,293,953
|
|||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
6,293,953
|
|||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
|
[ ]
|
||
11
|
Percent of Class Represented by Amount in Row 9
6.1%1
|
|||
12
|
Type of Reporting Person
HC
|
1
|
Name of Reporting Person
I.R.S. Identification Nos. of Above Persons (Entities Only)
|
|||
2
|
Check the Appropriate Box if a Member of a Group
|
(a) [ ]
(b) [X]
|
||
3
|
SEC Use Only
|
|||
4
|
Citizenship or Place of Organization
American
|
|||
Number of Shares Beneficially Owned by Each Reporting Person with
|
5
|
Sole Voting Power
14,500
|
||
6
|
Shared Voting Power
6,293,953
|
|||
7
|
Sole Dispositive Power
14,500
|
|||
8
|
Shared Dispositive Power
6,293,953
|
|||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
6,308,453
|
|||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
|
[ ]
|
||
11
|
Percent of Class Represented by Amount in Row 9
6.1%1
|
|||
12
|
Type of Reporting Person
HC
|
1
|
Name of Reporting Person
I.R.S. Identification Nos. of Above Persons (Entities Only)
|
|||
2
|
Check the Appropriate Box if a Member of a Group
|
(a) [ ]
(b) [X]
|
||
3
|
SEC Use Only
|
|||
4
|
Citizenship or Place of Organization
American
|
|||
Number of Shares Beneficially Owned by Each Reporting Person with
|
5
|
Sole Voting Power
0
|
||
6
|
Shared Voting Power
6,293,953
|
|||
7
|
Sole Dispositive Power
0
|
|||
8
|
Shared Dispositive Power
6,293,953
|
|||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
6,293,953
|
|||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
|
[ ]
|
||
11
|
Percent of Class Represented by Amount in Row 9
6.1%1
|
|||
12
|
Type of Reporting Person
HC
|
1
|
Name of Reporting Person
I.R.S. Identification Nos. of Above Persons (Entities Only)
|
|||
2
|
Check the Appropriate Box if a Member of a Group
|
(a) [ ]
(b) [X]
|
||
3
|
SEC Use Only
|
|||
4
|
Citizenship or Place of Organization
American
|
|||
Number of Shares Beneficially Owned by Each Reporting Person with
|
5
|
Sole Voting Power
0
|
||
6
|
Shared Voting Power
6,293,953
|
|||
7
|
Sole Dispositive Power
0
|
|||
8
|
Shared Dispositive Power
6,293,953
|
|||
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
6,293,953
|
|||
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
|
[ ]
|
||
11
|
Percent of Class Represented by Amount in Row 9
6.1%1
|
|||
12
|
Type of Reporting Person
HC
|
Item 1(a)
|
Name of Issuer:
|
|
NII Holdings, Inc.
|
||
Item 1(b)
|
Address of Issuer's Principal Executive Offices:
|
|
12110 Sunset Hills Road
Suite 600
|
||
Item 2(a)
|
Name of Persons Filing:
|
|
(i)
(ii)
(iii)
(iv)
(v)
|
New Generation Advisors, LLC (“NGA”)
George Putnam, III (“Putnam)
Michael S. Weiner (“Weiner”)
Darren Beals ("Beals")
F. Baily Dent ("Dent")
|
|
Item 2(b)
|
Address of Principal Business Office:
|
|
NGA:
13 Elm Street, Suite 2
Putnam:
c/o New Generation Advisors, LLC
13 Elm Street, Suite 2
Weiner:
c/o New Generation Advisors, LLC
13 Elm Street, Suite 2
Beals:
c/o New Generation Advisors, LLC
13 Elm Street, Suite 2
Dent:
c/o New Generation Advisors, LLC
13 Elm Street, Suite 2
|
||
Item 2(c) | Citizenship: | ||
NGA:
Putnam:
Weiner:
Beals:
Dent:
|
Massachusetts
American
American
American
American
|
||
Item 2(d)
|
Title of Class of Securities:
|
||
Common Stock, $0.001 Par Value Per Share
|
|||
Item 2(e)
|
CUSIP Number:
|
||
Item 3.
|
If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
|
||
(a)
|
[ ]
|
Broker or Dealer registered under Section 15 of the Act
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a) (6) of the Act
|
|
(c)
|
[ ]
|
Insurance Company as defined in section 3(a)(19) of the Act
|
|
(d)
|
[ ]
|
Investment Company registered under section 8 of the Investment Company Act
|
|
(e)
|
[X]
|
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
|
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F)
|
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G)
|
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act
|
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act
|
|
(j)
|
[ ]
|
A non-U.S. institution in accordance with Section 240.13d-1(b)(1) (ii)(J)
|
|
(k)
|
[ ]
|
Group, in accordance with Rule 13d-1(b)(1)(ii)(J)
|
|
If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
|
|||
If this statement is filed pursuant to Rule 13d-1(c), check this box.[ ]
|
Item 4.
|
Ownership.
|
||
(a)
|
Amount Beneficially Owned:
|
||
(i)
(ii)
(iii)
(iv)
(v)
|
NGA:
Putnam:
Weiner:
Beals:
Dent:
|
6,293,953
6,293,953
6,308,453
6,293,953
6,293,953
|
|
(b)
|
Percent of Class:
|
||
(i)
(ii)
(iii)
(iv)
(v)
|
NGA:
Putnam:
Weiner:
Beals:
Dent:
|
6.1%1
6.1%1
6.1%1
6.1%1
6.1%1
|
|
(c)
|
Number of shares as to which such person has:
|
||
(1) Sole power to vote or to direct the vote:
|
|||
(i)
(ii)
(iii)
(iv)
(v)
|
NGA:
Putnam:
Weiner:
Beals:
Dent:
|
0
0
14,500
0
0
|
|
(2) Shared power to vote or to direct the vote:
|
|||
(i)
(ii)
(iii)
(iv)
(v)
|
NGA:
Putnam:
Weiner:
Beals:
Dent:
|
6,293,953
6,293,953
6,293,953
6,293,953
6,293,953
|
|
(3) Sole power to dispose or to direct the disposition of:
|
|||
(i)
(ii)
(iii)
(iv)
(v)
|
NGA:
Putnam:
Weiner:
Beals:
Dent:
|
0
0
14,500
0
0
|
|
(4) Shared power to dispose or to direct the disposition of:
|
|||
(i)
(ii)
(iii)
(iv)
(v)
|
NGA:
Putnam:
Weiner:
Beals:
Dent:
|
6,293,953
6,293,953
6,293,953
6,293,953
6,293,953
|
Item 5. Ownership of Five Percent or Less of a Class.
|
Item 6. Ownership of More than Five Percent on Behalf of Another Person. |
N/A |
Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By
the Parent Holding Company.
|
Item 8. Identification and Classification of Members of the Group.
|
Item 9. Notice of Dissolution of Group.
|
NEW GENERATION ADVISORS, LLC
|
||
Date: February 16, 2021
|
By:
|
/s/ George Putnam, III |
George Putnam, III, President
|
||
Date: February 16, 2021
|
By:
|
/s/ George Putnam, III |
Date: February 16, 2021
|
By:
|
/s/ Michael S. Weiner |
Date: February 16, 2021
|
By:
|
/s/ Darren Beals |
Date: February 16, 2021
|
By: | /s/ F. Baily Dent |
F. Baily Dent | ||
NEW GENERATION ADVISORS, LLC
|
||
Date: February 16, 2021
|
By:
|
/s/ George Putnam, III |
George Putnam, III, President
|
||
Date: February 16, 2021
|
By:
|
/s/ George Putnam, III |
Date: February 16, 2021
|
By:
|
/s/ Michael S. Weiner |
Date: February 16, 2021
|
By:
|
/s/ Darren Beals |
Date: February 16, 2021 | By: | /s/ F. Baily Dent |
F. Baily Dent | ||
This ‘SC 13G/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/16/21 | SC 13G/A | ||
12/31/20 | ||||
List all Filings |