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EagleRock Capital Management, L.L.C. – ‘13F-HR’ for 9/30/04

On: Wednesday, 11/17/04, at 11:57am ET · Effective: 11/17/04 · For: 9/30/04 · Accession #: 941302-4-66 · File #: 28-11010

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/17/04  Eaglerock Capial Management LLC   13F-HR      9/30/04    1:9K                                     Akin Gump Straus… LLP/FA

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Eagle Rock 13F 3Q 2004                                 3     20K 

13F-HR 1st Page of 3 TOC ↑Top Previous Next ↓Bottom Just 1st
 
 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549 

Form 13F

Form 13F COVER PAGE 

Report for the Calendar Year or Quarter Ended: September 30, 2004               

Check here if Amendment [  ]; Amendment Number:                                 
This Amendment (Check only one.): [  ] is a restatement.                        
                   [  ] adds new holdings entries.

Institutional Investment Manager Filing this Report:                            

Name:    EagleRock Capital Management, L.L.C.                                   
Address: 551 Fifth Avenue                                                       
34th Floor                                                    
New York, New York  10176                                     

13F File Number:  28-                                                           

The institutional investment manager filing this report and the person by whom  
it is signed hereby represent that the person signing the report is authorized  
to submit it, that all information contained herein is true, correct and        
complete, and that it is understood that all required items, statements,        
schedules, lists, and tables, are considered integral parts of this form.       

Person Signing this Report on Behalf of Reporting Manager:                      

Name:      Nader Tavakoli                                                       
Title:     Managing Member                                                      
Phone:     212.692.5412                                                         

Signature, Place, and Date of Signing:                                          

Nader Tavakoli     New York, New York     November 17, 2004           

Report Type (Check only one.):                                                  

[ X]         13F HOLDINGS REPORT.                                               

[  ]         13F NOTICE.                                                        

[  ]         13F COMBINATION REPORT.                                            

13F-HR 2nd Page of 3 TOC 1st Previous Next ↓Bottom Just 2nd
 FORM 13F SUMMARY PAGE

Report Summary:                                                                 

Number of Other Included Managers:         0                                    

Form13F Information Table Entry Total:     99                                   

Form13F Information Table Value Total:     $146,528 (thousands)                 

List of Other Included Managers:                                                

Provide a numbered list of the name(s) and Form 13F file number(s) of all       
institutional managers with respect to which this report is filed, other        
than the manager filing this report.                                            

NONE                                                                            

13F-HR Last Page of 3 TOC 1st Previous Next ↓Bottom Just 3rd
                                                        [Enlarge/Download Table]
                                                                                                                                    
                                                     FORM 13F INFORMATION TABLE                                                     
                                                             VALUE  SHARES/ SH/ PUT/ INVSTMT  OTHER            VOTING AUTHORITY     
NAME OF ISSUER                 TITLE OF CLASS   CUSIP     (x$1000)  PRN AMT PRN CALL DSCRETN MANAGERS         SOLE   SHARED     NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AES CORP                       COM              00130H105     1260   126100 SH       SOLE                   126100                  
AGERE SYS INC                  NOTE  6.500%12/1 00845VAA8     1001  1000000 SH       SOLE                  1000000                  
AGERE SYS INC                  CL A             00845V100      383   364310 SH       SOLE                   364310                  
AK STL HLDG CORP               COM              001547108      492    60300 SH       SOLE                    60300                  
AMERICAN DENTAL PARTNERS       COM              025353103     2794   139688 SH       SOLE                   139688                  
APPLIED EXTRUSION TECHNOLOGI   COM              038196101       22   149401 SH       SOLE                   149401                  
AQUILA INC                     COM              03840P102      624   200000 SH       SOLE                   200000                  
ARCH WIRELESS INC              CL A             039392709     2250    78301 SH       SOLE                    78301                  
AVATAR HLDGS INC               COM              053494100      940    22150 SH       SOLE                    22150                  
AXS-ONE INC                    COM              002458107      256   102760 SH       SOLE                   102760                  
BANK UTD CORP LITIGATN CONT    CTF RT CONTGT    065416117       24   394380 SH       SOLE                   394380                  
BEVERLY ENTERPRISES INC        COM NEW          087851309      396    52286 SH       SOLE                    52286                  
CABLEVISION SYS CORP           CL A NY CABLVS   12686C109     1014    50000 SH       SOLE                    50000                  
CALPINE CORP                   COM              131347106     1318   454329 SH       SOLE                   454329                  
CAPITAL SR LIVING CORP         COM              140475104     1666   347130 SH       SOLE                   347130                  
CITIGROUP INC                  *W EXP 99/99/999 172967127      227   160000 SH       SOLE                   160000                  
CMGI INC                       COM              125750109      381   315000 SH       SOLE                   315000                  
COEUR D ALENE MINES CORP IDA   COM              192108108     1064   224400 SH       SOLE                   224400                  
COLGATE PALMOLIVE CO           COM              194162103     5660   125270 SH       SOLE                   125270                  
COLLINS & AIKMAN CORP NEW      COM NEW          194830204      999   238900 SH       SOLE                   238900                  
COMCAST CORP NEW               CL A             20030N101     1130    40000 SH       SOLE                    40000                  
COMPANHIA VALE DO RIO DOCE     SPONSORED ADR    204412209      434    19300 SH       SOLE                    19300                  
CONSECO INC                    PFD B CV 5.50%   208464867     1231    50000 SH       SOLE                    50000                  
CONSECO INC                    *W EXP 09/10/200 208464123      135    42210 SH       SOLE                    42210                  
CONSTAR INTL INC NEW           COM              21036U107    11310  2284860 SH       SOLE                  2284860                  
CONVERA CORP                   CL A             211919105      107    29000 SH       SOLE                    29000                  
COPPER MTN NETWORKS INC        COM NEW          217510205      394   112656 SH       SOLE                   112656                  
CORVIS CORP                    COM              221009103     1159  1448647 SH       SOLE                  1448647                  
COSINE COMMUNICATIONS INC      COM NEW          221222607      438   137601 SH       SOLE                   137601                  
DANIELSON HLDG CORP            COM              236274106      249    40900 SH       SOLE                    40900                  
DARLING INTL INC               COM              237266101    20279  4705191 SH       SOLE                  4705191                  
DAYSTAR TECHNOLOGIES INC       COM              23962Q100      135    45000 SH       SOLE                    45000                  
DAYSTAR TECHNOLOGIES INC       *W EXP 03/22/200 23962Q118       32    45000 SH       SOLE                    45000                  
DAYSTAR TECHNOLOGIES INC       *W EXP 03/22/200 23962Q126       28    90000 SH       SOLE                    90000                  
DDI CORP                       COM PAR $ .001   233162304      860   169560 SH       SOLE                   169560                  
DOBSON COMMUNICATIONS CORP     CL A             256069105      541   406979 SH       SOLE                   406979                  
DYNEGY INC NEW                 CL A             26816Q101     1809   362585 SH       SOLE                   362585                  
ENDEAVOUR INTL CORP            COM              29259G101       53    16000 SH       SOLE                    16000                  
ENTERASYS NETWORKS INC         COM              293637104     1827  1142000 SH       SOLE                  1142000                  
EXIDE TECHNOLOGIES             COM NEW          302051206      159    10000 SH       SOLE                    10000                  
FIRST INDUSTRIAL REALTY TRUS   COM              32054K103     5627   152488 SH       SOLE                   152488                  
FLYI INC                       COM              34407T104     1552   396880 SH       SOLE                   396880                  
FREESCALE SEMICONDUCTOR INC    COM CL A         35687M107     3189   223000 SH       SOLE                   223000                  
GENCORP INC                    COM              368682100      371    27400 SH       SOLE                    27400                  
GOLD FIELDS LTD NEW            SPONSORED ADR    38059T106      389    28500 SH       SOLE                    28500                  
GREY WOLF INC                  COM              397888108      179    36540 SH       SOLE                    36540                  
HILFIGER TOMMY CORP            ORD              G8915Z102     1253   126000 SH       SOLE                   126000                  
IDT CORP                       CL B             448947309     1519   101080 SH       SOLE                   101080                  
INTERNET CAP GROUP INC         COM NEW          46059C205     5539   857496 SH       SOLE                   857496                  
INTERSTATE BAKERIES CORP DEL   COM              46072H108     9036  2317039 SH       SOLE                  2317039                  
ISHARES TR                     RUSSELL 2000     464287655     2195    19282 SH       SOLE                    19282                  
KNIGHT TRADING GROUP INC       COM              499063105      910    98607 SH       SOLE                    98607                  
KNOLOGY INC                    COM              499183804      268    64580 SH       SOLE                    64580                  
LAIDLAW INTL INC               COM              50730R102     1282    77960 SH       SOLE                    77960                  
LIBERTY MEDIA CORP NEW         COM SER A        530718105     2197   251900 SH       SOLE                   251900                  
LOOKSMART LTD                  COM              543442107      960   652876 SH       SOLE                   652876                  
MAGNUM HUNTER RES INC          COM PAR $0.002   55972F203      276    23900 SH       SOLE                    23900                  
MANUGISTICS GROUP INC          COM              565011103     1115   468474 SH       SOLE                   468474                  
MAXTOR CORP                    COM NEW          577729205      820   157600 SH       SOLE                   157600                  
MCDERMOTT INTL INC             COM              580037109      189    16000 SH       SOLE                    16000                  
MCI INC                        COM              552691107     3165   188926 SH       SOLE                   188926                  
METROCALL HLDGS INC            COM              59164X105     3394    52330 SH       SOLE                    52330                  
MIDWAY GAMES INC               COM              598148104      496    50000 SH       SOLE                    50000                  
MONDAVI ROBERT CORP            CL A             609200100     1880    48002 SH       SOLE                    48002                  
MPOWER HOLDING CORP            COM NEW          62473L309      182   140777 SH       SOLE                   140777                  
NOVELL INC                     COM              670006105     1162   184200 SH       SOLE                   184200                  
OREGON STL MLS INC             COM              686079104      351    21120 SH       SOLE                    21120                  
OWENS ILL INC                  PFD CONV $.01    690768502     1223    34590 SH       SOLE                    34590                  
PARAMETRIC TECHNOLOGY CORP     COM              699173100      901   170660 SH       SOLE                   170660                  
PFIZER INC                     COM              717081103      306    10000 SH       SOLE                    10000                  
PIONEER DRILLING CO            COM              723655106     2268   270000 SH       SOLE                   270000                  
PLAINS ALL AMERN PIPELINE L    UNIT LTD PARTN   726503105      338     9400 SH       SOLE                     9400                  
PLUG POWER INC                 COM              72919P103     1198   186874 SH       SOLE                   186874                  
POORE BROS INC                 COM              732813100     2548   926593 SH       SOLE                   926593                  
PRIME HOSPITALITY CORP         COM              741917108      946    77760 SH       SOLE                    77760                  
RAMP CORP                      COM              75156P108       21   518130 SH       SOLE                   518130                  
RHODIA                         SPONSORED ADR    762397107      501   360000 SH       SOLE                   360000                  
RICHARDSON ELECTRS LTD         COM              763165107     2493   259450 SH       SOLE                   259450                  
RITE AID CORP                  COM              767754104     1308   371600 SH       SOLE                   371600                  
SAFEGUARD SCIENTIFICS INC      COM              786449108      777   415700 SH       SOLE                   415700                  
SAPIENT CORP                   COM              803062108      209    27438 SH       SOLE                    27438                  
SAVIENT PHARMACEUTICALS INC    COM              80517Q100       78    34130 SH       SOLE                    34130                  
SONUS NETWORKS INC             COM              835916107     2414   428800 SH       SOLE                   428800                  
STELLENT INC                   COM              85856W105     1135   147191 SH       SOLE                   147191                  
STRATEGIC DISTR INC            COM NEW          862701307     4467   297828 SH       SOLE                   297828                  
SUNTERRA CORP                  COM NEW          86787D208      989   103754 SH       SOLE                   103754                  
SYNTROLEUM CORP                *W EXP 11/04/200 871630117      218    64800 SH       SOLE                    64800                  
SYNTROLEUM CORP                *W EXP 05/26/200 871630125      176    60750 SH       SOLE                    60750                  
TELEWEST GLOBAL INC            COM              87956T107     1397   120200 SH       SOLE                   120200                  
TENET HEALTHCARE CORP          COM              88033G100      449    41580 SH       SOLE                    41580                  
TERAYON COMMUNICATION SYS      COM              880775101      282   132810 SH       SOLE                   132810                  
TV AZTECA S A DE C V           SPONSORED ADR    901145102      388    38300 SH       SOLE                    38300                  
UNIFI INC                      COM              904677101      451   197710 SH       SOLE                   197710                  
UNISYS CORP                    COM              909214108      384    37170 SH       SOLE                    37170                  
VIEWPOINT CORP                 COM              92672P108      456   198336 SH       SOLE                   198336                  
VITRIA TECHNOLOGY              COM NEW          92849Q401     1729   556027 SH       SOLE                   556027                  
WET SEAL INC                   CL A             961840105      378   228000 SH       SOLE                   228000                  
WHEELING PITTSBURGH CORP       COM NEW          963142302     1265    40409 SH       SOLE                    40409                  
WYNDHAM INTL INC               CL A             983101106      258   314490 SH       SOLE                   314490

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Dates Referenced Herein

		Referenced-On Page
This ‘13F-HR’ Filing	Date	First	Last	Other Filings

Filed on / Effective on:	11/17/04	1		None on these Dates
For Period end:	9/30/04	1
				List all Filings

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Filing Submission 0000941302-04-000066 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

EagleRock Capital Management, L.L.C. – ‘13F-HR’ for 9/30/04

On: Wednesday, 11/17/04, at 11:57am ET · Effective: 11/17/04 · For: 9/30/04 · Accession #: 941302-4-66 · File #: 28-11010

Previous ‘13F-HR’: None · Next: ‘13F-HR’ on 2/14/05 for 12/31/04 · Latest: ‘13F-HR’ on 2/14/08 for 12/31/07

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

Dates Referenced Herein

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents