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Gentex Corp. – ‘4’ for 11/29/99 re: Applied Films Corp.

As of:  Thursday, 12/9/99   ·   For:  11/29/99   ·   Accession #:  926044-99-127   ·   File #:  0-23103

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/09/99  Gentex Corp.                      4          10% Owner   1:5K   Applied Films Corp.               Varnum Ridde… Howlett/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        3      8K 
                Securities by an Insider                                         

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U.S. SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) 1. Name and Address of Reporting Person* Gentex Corporation 600 N. Centennial Street Zeeland, MI 49464 2. Issuer Name and Ticker or Trading Symbol Applied Films Corporation (AFCO) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 11/99 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) ____ Director _X_ 10% Owner ____ Officer (give title below) ___ Other (specify below) ______________________________ 7. Individual or Joint/Group Filing (Check applicable line) _X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person
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TABLE I - Non-Derivative Securities Acquired, Disposed of, or Benefically Owned 1. Title of Security (Instr. 3) Common Stock, no par value 2. Transaction Date (Month/Day/Year) 11/29/99 3. Transaction Code (Instr. 8) Code S V - 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Amount 20,000 (A) or (D) (D) Price $4.625 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) 349,000 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) (D) 7. Nature of Indirect Beneficial Ownership (Instr. 4) - Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly (Print or Type Responses) *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v) (over)
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FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 4. Transaction Code (Instr. 8) Code V 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) (A) (D) 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Title Amount or Number of Shares 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: GENTEX CORPORATION By: /s/ Enoch Jen **Signature of Reporting Person Date Enoch Jen Its Vice President of Finance/Treasurer **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.
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Filing Submission 0000926044-99-000127   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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