SEC Info - Energy Focus, Inc/DE - ‘10-K’ for 12/31/19

Energy Focus, Inc/DE – ‘10-K’ for 12/31/19 – ‘EX-3.4’

On: Tuesday, 3/24/20, at 5:19pm ET · For: 12/31/19 · Accession #: 924168-20-13 · File #: 1-36583

Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 978K 6: EX-3.10 Articles of Incorporation/Organization or Bylaws HTML 26K 2: EX-3.2 Articles of Incorporation/Organization or Bylaws HTML 27K 3: EX-3.3 Articles of Incorporation/Organization or Bylaws HTML 27K 4: EX-3.4 Articles of Incorporation/Organization or Bylaws HTML 27K 5: EX-3.7 Articles of Incorporation/Organization or Bylaws HTML 26K 7: EX-4.1 Instrument Defining the Rights of Security Holders HTML 36K 8: EX-21.1 Subsidiaries List HTML 22K 9: EX-23.1 Consent of Experts or Counsel HTML 24K 10: EX-23.2 Consent of Experts or Counsel HTML 25K 11: EX-31.1 Certification -- §302 - SOA'02 HTML 32K 12: EX-31.2 Certification -- §302 - SOA'02 HTML 32K 13: EX-32.1 Certification -- §906 - SOA'02 HTML 27K 35: R1 Document And Entity Information HTML 58K 65: R2 Consolidated Balance Sheets HTML 142K 90: R3 Consolidated Balance Sheets (Parenthetical) HTML 46K 47: R4 Consolidated Statements of Operations HTML 78K 34: R5 Consolidated Statements of Comprehensive Loss HTML 38K 63: R6 Consolidated Statements of Stockholders' Equity HTML 68K 88: R7 Consolidated Statements of Cash Flows HTML 144K 45: R8 Nature of Operations HTML 38K 37: R9 Summary of Significant Accounting Policies HTML 97K 31: R10 Restructuring HTML 61K 43: R11 Leases HTML 142K 84: R12 Inventories HTML 35K 57: R13 Property and Equipment HTML 47K 30: R14 Prepaid Expenses and Other Current Assets HTML 37K 42: R15 Accrued Liabilities HTML 39K 83: R16 Debt HTML 49K 56: R17 Commitments and Contingencies HTML 27K 32: R18 Stockholders' Equity HTML 145K 41: R19 Income Taxes HTML 81K 82: R20 Product and Geographic Information HTML 49K 72: R21 Related Party Transactions HTML 35K 27: R22 Legal Matters HTML 27K 55: R23 Subsequent Events HTML 32K 81: R24 Supplementary Financial Information to Item 8. 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EXHIBIT 3.4

STATE OF DELAWARE

CERTIFICATE OF AMENDMENT

OF CERTIFICATE OF INCORPORATION

The corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify:

FIRST: That via unanimous consent of the Board of Directors of Energy Focus, Inc. resolutions were duly adopted setting forth a proposed amendment of the Certificate of Incorporation of said corporation, declaring said amendment to be advisable and calling a meeting of the stockholders of said corporation for consideration thereof. The resolution setting forth the proposed amendment is as follows:

RESOLVED, that this Board of Directors (i) deems and declares that it is advisable and in the best interests of the Corporation and its shareholders for the shareholders to adopt the following proposed amendment to the Corporation’s Certificate of Incorporation, that would amend the Certificate of Incorporation to increase the number of authorized shares of common stock from 100,000,000 to 150,000,000 shares, and (ii) directs that this proposed amendment be considered at the 2013 Annual Meeting of Shareholders of the Corporation:

Proposed Amendment:

Article IV(A) of the Corporation’s Certificate of Incorporation shall be replaced in its entirety with the following:

“ARTICLE IV

(A) The Corporation is authorized to issue two classes of stock to be designated, respectively, “Preferred Stock” and “Common Stock”. The total number of shares which the Corporation is authorized to issue is One Hundred Fifty-Two Million (152,000,000) shares, each with a par value of $0.0001 per share. One Hundred Fifty Million (150,000,000) shares shall be Common Stock and Two Million (2,000,000) shares shall be Preferred Stock.”

SECOND: That thereafter, pursuant to resolution of its Board of Directors, the proposal was considered at the 2013 Annual Meeting of Shareholders of the Corporation at which meeting the necessary number of shares as required by statute of the General Corporation Law of the State of Delaware were voted in favor of the amendment.

THIRD: That said amendment was duly adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware.

IN WITNESS WHEREOF, said corporation has caused this certificate to be signed this 24th day of October, 2013.



	By:	/s/ *James Tu*
	Name:	James Tu
	Title:	Chairman and Chief Executive Officer

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/22/24 Energy Focus, Inc./DE 10-K 12/31/23 109:8.8M Workiva Inc Wde… FA01/FA 8/10/23 Energy Focus, Inc./DE 10-Q 6/30/23 79:6.7M 7/11/23 Energy Focus, Inc./DE 424B3 1:190K 6/12/23 Energy Focus, Inc./DE S-3 5:380K 5/11/23 Energy Focus, Inc./DE 10-Q 3/31/23 76:6.5M 3/23/23 Energy Focus, Inc./DE 10-K 12/31/22 106:9.1M 11/10/22 Energy Focus, Inc./DE 10-Q 9/30/22 80:7.7M 8/11/22 Energy Focus, Inc./DE 10-Q 6/30/22 72:7.2M 6/17/22 Energy Focus, Inc./DE S-3 5:286K 5/12/22 Energy Focus, Inc./DE 10-Q 3/31/22 73:6.3M 3/17/22 Energy Focus, Inc./DE 10-K 12/31/21 109:10M 12/28/21 Energy Focus, Inc./DE S-3 4:218K 12/28/21 Energy Focus, Inc./DE S-3 4:281K 11/12/21 Energy Focus, Inc./DE 10-Q 9/30/21 78:7.9M 8/12/21 Energy Focus, Inc./DE 10-Q 6/30/21 77:7.6M 5/13/21 Energy Focus, Inc./DE 10-Q 3/31/21 79:7.1M 3/25/21 Energy Focus, Inc./DE 10-K 12/31/20 102:9.9M 11/12/20 Energy Focus, Inc./DE 10-Q 9/30/20 73:7.3M 10/02/20 Energy Focus, Inc./DE S-8 10/02/20 4:154K 8/13/20 Energy Focus, Inc./DE 10-Q 6/30/20 73:8.6M

Energy Focus, Inc/DE – ‘10-K’ for 12/31/19 – ‘EX-3.4’

On: Tuesday, 3/24/20, at 5:19pm ET · For: 12/31/19 · Accession #: 924168-20-13 · File #: 1-36583

Previous ‘10-K’: ‘10-K/A’ on 4/30/19 for 12/31/18 · Next: ‘10-K’ on 3/25/21 for 12/31/20 · Latest: ‘10-K’ on 3/22/24 for 12/31/23 · 20 References:

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

‘EX-3.4’ — Articles of Incorporation/Organization or Bylaws

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

20 Subsequent Filings that Reference this Filing

Energy Focus, Inc/DE – ‘10-K’ for 12/31/19 – ‘EX-3.4’

On: Tuesday, 3/24/20, at 5:19pm ET · For: 12/31/19 · Accession #: 924168-20-13 · File #: 1-36583

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34Filing Table of Contents

‘EX-3.4’ — Articles of Incorporation/Organization or Bylaws

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

20 Subsequent Filings that Reference this Filing

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents