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As Of Filer Filing For·On·As Docs:Size 3/24/20 Energy Focus, Inc/DE 10-K 12/31/19 92:8.5M |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 978K
6: EX-3.10 Articles of Incorporation/Organization or Bylaws HTML 26K
2: EX-3.2 Articles of Incorporation/Organization or Bylaws HTML 27K
3: EX-3.3 Articles of Incorporation/Organization or Bylaws HTML 27K
4: EX-3.4 Articles of Incorporation/Organization or Bylaws HTML 27K
5: EX-3.7 Articles of Incorporation/Organization or Bylaws HTML 26K
7: EX-4.1 Instrument Defining the Rights of Security Holders HTML 36K
8: EX-21.1 Subsidiaries List HTML 22K
9: EX-23.1 Consent of Experts or Counsel HTML 24K
10: EX-23.2 Consent of Experts or Counsel HTML 25K
11: EX-31.1 Certification -- §302 - SOA'02 HTML 32K
12: EX-31.2 Certification -- §302 - SOA'02 HTML 32K
13: EX-32.1 Certification -- §906 - SOA'02 HTML 27K
35: R1 Document And Entity Information HTML 58K
65: R2 Consolidated Balance Sheets HTML 142K
90: R3 Consolidated Balance Sheets (Parenthetical) HTML 46K
47: R4 Consolidated Statements of Operations HTML 78K
34: R5 Consolidated Statements of Comprehensive Loss HTML 38K
63: R6 Consolidated Statements of Stockholders' Equity HTML 68K
88: R7 Consolidated Statements of Cash Flows HTML 144K
45: R8 Nature of Operations HTML 38K
37: R9 Summary of Significant Accounting Policies HTML 97K
31: R10 Restructuring HTML 61K
43: R11 Leases HTML 142K
84: R12 Inventories HTML 35K
57: R13 Property and Equipment HTML 47K
30: R14 Prepaid Expenses and Other Current Assets HTML 37K
42: R15 Accrued Liabilities HTML 39K
83: R16 Debt HTML 49K
56: R17 Commitments and Contingencies HTML 27K
32: R18 Stockholders' Equity HTML 145K
41: R19 Income Taxes HTML 81K
82: R20 Product and Geographic Information HTML 49K
72: R21 Related Party Transactions HTML 35K
27: R22 Legal Matters HTML 27K
55: R23 Subsequent Events HTML 32K
81: R24 Supplementary Financial Information to Item 8. HTML 64K
71: R25 Schedule II - Schedule of Valuation and Qualifying HTML 63K
Accounts
26: R26 Summary of Significant Accounting Policies Summary HTML 119K
of Significant Accounting (Policies)
54: R27 Summary of Significant Accounting Policies Summary HTML 50K
of Significant Accounting Policies (Tables)
80: R28 Restructuring Restructuring (Tables) HTML 39K
73: R29 Leases (Tables) HTML 104K
59: R30 Inventories Inventories (Tables) HTML 36K
85: R31 Property and Equipment Property and Equipment HTML 44K
(Tables)
39: R32 Prepaid Expenses and Other Current Assets Prepaid HTML 37K
Expenses and Other Current Assets (Tables)
28: R33 Accrued Liabilities Accrued Liabilities (Tables) HTML 38K
60: R34 Stockholders' Equity Stockholders' Equity (Tables) HTML 140K
86: R35 Income Taxes Income Taxes (Tables) HTML 77K
40: R36 Product and Geographic Information (Tables) HTML 50K
29: R37 Supplementary Financial Information to Item 8. HTML 62K
(Tables)
58: R38 Nature of Operations - Narrative (Details) HTML 61K
87: R39 Summary of Significant Accounting Policies - HTML 115K
Narrative (Details)
67: R40 Summary of Significant Accounting Policies - HTML 37K
Reconciliation of Basic and Diluted Income (Loss)
per Share (Details)
74: R41 Summary of Significant Accounting Policies - HTML 34K
Schedule of Warranty Activity (Details)
52: R42 Restructuring - Narrative (Details) HTML 75K
24: R43 Restructuring - Reconciliation of Restructuring HTML 46K
Liability (Details)
68: R44 Leases - Narrative (Details) HTML 45K
75: R45 Leases - Components of Lease Cost (Details) HTML 40K
53: R46 Leases - Schedule of Supplemental Balance Sheet HTML 43K
Information (Details)
25: R47 Leases - Schedule of Future Maturities of Lease HTML 98K
Liabilities (Details)
66: R48 Leases - Schedule of Supplemental Cash Flow HTML 30K
Information (Details)
76: R49 Inventories - Schedule of Inventory (Details) HTML 37K
92: R50 Property and Equipment (Details) HTML 78K
62: R51 Prepaid Expenses and Other Current Assets HTML 43K
(Details)
38: R52 Accrued Liabilities (Details) HTML 48K
46: R53 Debt - Narrative (Details) HTML 153K
91: R54 Commitments and Contingencies - Narrative HTML 30K
(Details)
61: R55 Stockholders' Equity - Narrative (Details) HTML 101K
36: R56 Stockholders' Equity - Impact of Results for HTML 35K
Stock-Based Compensation (Details)
44: R57 Stockholders' Equity - Estimates Utilized HTML 40K
(Details)
89: R58 Stockholders' Equity - Summary of Option Activity HTML 64K
(Details)
64: R59 Stockholders' Equity - Options Outstanding and HTML 72K
Exercisable (Details)
22: R60 Stockholders' Equity - Summary of Restricted Stock HTML 52K
Activity (Details)
50: R61 Income Taxes - Narrative (Details) HTML 58K
78: R62 Income Taxes - Components (Details) HTML 35K
70: R63 Income Taxes - Reconciliation (Details) HTML 45K
20: R64 Income Taxes - Temporary Differences (Details) HTML 44K
49: R65 Product and Geographic Information (Details) HTML 45K
77: R66 Related Party Transactions (Details) HTML 48K
69: R67 Subsequent Events (Details) HTML 57K
23: R68 Supplementary Financial Information to Item 8. HTML 41K
(Details)
48: R69 Schedule II - Schedule of Valuation and Qualifying HTML 40K
Accounts (Details)
79: R9999 Uncategorized Items - efoi-20191231.xml HTML 25K
21: XML IDEA XML File -- Filing Summary XML 151K
51: EXCEL IDEA Workbook of Financial Reports XLSX 102K
14: EX-101.INS XBRL Instance -- efoi-20191231 XML 2.14M
16: EX-101.CAL XBRL Calculations -- efoi-20191231_cal XML 284K
17: EX-101.DEF XBRL Definitions -- efoi-20191231_def XML 597K
18: EX-101.LAB XBRL Labels -- efoi-20191231_lab XML 1.86M
19: EX-101.PRE XBRL Presentations -- efoi-20191231_pre XML 1.06M
15: EX-101.SCH XBRL Schema -- efoi-20191231 XSD 182K
33: ZIP XBRL Zipped Folder -- 0000924168-20-000013-xbrl Zip 253K
| Exhibit |
1. | I have reviewed this Annual Report on Form 10-K of Energy Focus, Inc.; |
2. | Based
on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
4. | The
registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and we have; |
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including
its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated
the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
(d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the
registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
5. | The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of registrant's board of directors (or persons
performing the equivalent functions): |
(a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and |
(b) | Any fraud, whether or not material, that involves
management or other employees who have a significant role in the registrant's internal control over financial reporting. |
By: | /s/ Tod Nestor | |
Name: | ||
Title: | President, Chief Financial Officer and Secretary | |
Date: | ||
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/24/20 | None on these Dates | ||
| For Period end: | 12/31/19 | |||
| List all Filings | ||||