SEC Info - Leiken Jonathan - ‘4’ for 2/11/20 re: Diebold Nixdorf, Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Leiken Jonathan

(Last)

(First)

(Middle)

C/O DIEBOLD NIXDORF, INCORPORATED

5995 MAYFAIR RD.

(Street)

NORTH CANTON

44720

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
DIEBOLD NIXDORF, Inc [ DBD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, CLO and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
2/11/20

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Shares	2/11/20		A		19,029 ⁽¹⁾	A	$0	155,861 ⁽²⁾	D
Common Shares	2/11/20		F		8,678 ⁽¹⁾	D	$0	147,183 ⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Non-Qualified Stock Option ⁽³⁾	$32.33							2/5/16	2/5/25	Common Shares	21,397		21,397	D
Non-Qualified Stock Option ⁽³⁾	$27.39							2/3/17	2/3/26	Common Shares	24,581		24,581	D
Non-Qualified Stock Options ⁽³⁾	$26.6							2/8/18	2/8/27	Common Shares	46,875		46,875	D
Non-Qualified Stock Option ⁽⁴⁾	$18.75							2/1/19	2/1/28	Common Shares	24,517		24,517	D
Non-Qualified Stock Option ⁽⁴⁾	$4.08							1/29/20	1/29/29	Common Shares	43,715		43,715	D
Non-Qualified Stock Option ⁽⁴⁾	$11.96							1/30/21	1/30/30	Common Shares	12,048		12,048	D

Explanation of Responses:

(1) Reflects delivery of shares earned under the 2017-2019 Synergy Grant, and withholding of shares pursuant to tax withholding right.

(2) Number includes restricted stock units.

(3) Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

(4) Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

Remarks:

	Jonathan B. Leiken	2/13/20
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Codes:
A	Grant, award or other acquisition pursuant to Rule 16b-3(d).
F	Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.

Leiken Jonathan – ‘4’ for 2/11/20 re: Diebold Nixdorf, Inc.

On: Thursday, 2/13/20, at 4:44pm ET · For: 2/11/20 · Accession #: 28823-20-50 · File #: 1-04879

Previous ‘4’: ‘4’ on 2/10/20 for 2/8/20 · Next: ‘4’ on 2/2/21 for 1/29/21 · Latest: ‘4’ on 4/3/24 for 4/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Leiken Jonathan – ‘4’ for 2/11/20 re: Diebold Nixdorf, Inc.

On: Thursday, 2/13/20, at 4:44pm ET · For: 2/11/20 · Accession #: 28823-20-50 · File #: 1-04879

Previous ‘4’: ‘4’ on 2/10/20 for 2/8/20 · Next: ‘4’ on 2/2/21 for 1/29/21 · Latest: ‘4’ on 4/3/24 for 4/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents