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Mackenzie Financial Corp – ‘SC 13D/A’ on 7/29/97 re: Gandalf Technologies Inc

As of:  Tuesday, 7/29/97   ·   Accession #:  919859-97-41   ·   File #:  5-35087

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

 7/29/97  Mackenzie Financial Corp          SC 13D/A               1:12K  Gandalf Technologies Inc

Amendment to General Statement of Beneficial Ownership   —   Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial           7±    32K 
                          Ownership                                              


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Item 2. Identity and Background
"Item 2(a). Name Industrial Horizon Fund
"Item 2(b). Business Address 150 Bloor Street West, Suite M111 Toronto, Ontario, Canada M5S 3B5
"Item 2(c). Principle Business Canadian Mutual Fund Trust
"Item 2(d). Criminal Convictions Nil
"Item 2(e). Civil Proceedings Nil
"Item 2(f). Citizenship N/A
"Item 3. Source and Amount of Funds or Other Consideration Purchase price paid from internal source - net assets of Canadian mutual fund trust
"Item 5. Interest in Securities of the Issuer
"Item 5(a). Aggregate Number and Percentage of Shares Beneficially Owned 0 shares, 0.0%
2Item 5(d). Other Interests Nil
"Item 5(e). Date on which reporting person ceased to be beneficial owner of more than 5% November 30, 1993 - Shares outstanding increased
"Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer N/A
"Item 7. Material to be Filed as Exhibits N/A
SC 13D/A1st “Page” of 2TOCTopPreviousNextBottomJust 1st
 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. One)* GANDALF TECHNOLOGIES INC. (Name of Issuer) COMMON SHARES (Title of Class of Securities) 364717108 (CUSIP Number) HAROLD P. HANDS, EXECUTIVE VICE PRESIDENT, LEGAL MACKENZIE FINANCIAL CORPORATION, 150 BLOOR STREET WEST, SUITE M111, TORONTO, ONTARIO M5S 3B5 (416) 922-5322 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 30, 1993 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 364717108 13D Page 2 of 4 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Industrial Horizon Fund, by its Investment Advisor, Mackenzie Financial Corporation 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [ ] (b) [ x ] 3. SEC USE ONLY 4. SOURCE OF FUNDS OO - Internal, Investment Company Assets 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION Toronto, Ontario, Canada NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7. SOLE VOTING POWER 0 Shares (through Investment Advisor, Mackenzie Financial Corporation) 8. SHARED VOTING POWER NIL 9. SOLE DISPOSITIVE POWER 0 Shares (through Investment Advisor, Mackenzie Financial Corporation) 10. SHARED DISPOSITIVE POWER NIL 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 Shares 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES. * [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% 14. TYPE OF REPORTING PERSON * IV - Unregistered Investment Company (Canadian Mutual Fund Trust) Schedule 13D Page 3 of 7 Item 1 Security and Issuer Common Shares GANDALF TECHNOLOGIES INC. 130 Colonnade Road South Nepean, Ontario K2E 7M4 Item 2 IDENTITY AND BACKGROUND Item 2(a) Name Industrial Horizon Fund Item 2(b) Business Address 150 Bloor Street West, Suite M111 Toronto, Ontario, Canada M5S 3B5 Item 2(c) Principle Business Canadian Mutual Fund Trust Item 2(d) Criminal Convictions Nil Item 2(e) Civil Proceedings Nil Item 2(f) Citizenship N/A Item 3 Source and Amount of Funds or Other Consideration Purchase price paid from internal source - net assets of Canadian mutual fund trust. Item 4 Purpose of Transaction The purpose of the transactions reported on this Form Schedule 13D is investment. The reporting entity has acquired the securities in the ordinary course of business and not with the purpose nor with the effect of changing or influencing the control of the issuer, nor in connection with or as participant in any transaction having such purpose or effect, including any transaction subject to Rule 13d-3(b) under the Securities and Exchange Act of 1934, as amended. Item 5 INTEREST IN SECURITIES OF THE ISSUER Item 5(a) Aggregate Number and Percentage of Shares Beneficially Owned 0 shares, 0.0%
SC 13D/ALast “Page” of 2TOC1stPreviousNextBottomJust 2nd
Schedule 13D Page 4 of 7 Item 5(b) Number of Shares as to which such person has: (i) Sole power to vote or direct the vote: 0 Shares (through Investment Adviser, Mackenzie Financial Corporation) (ii) Shared power to vote or direct the vote: NIL (iii) Sole power to dispose or direct the disposition:0 Shares (through Investment Adviser, Mackenzie Financial Corporation) (iv) Shared power to dispose or direct the disposition: NIL Item 5(c) Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: December 15, 1994 (iii) Amount: 40,000 Shares (iv) Price per share: $1.60 Cdn. (v) Where and how transaction effected: Market Purchase Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: March 29, 1995 (iii) Amount: 15,000 Shares (iv) Price per share: $6.375 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: April 25, 1995 (iii) Amount: 26,200 Shares (iv) Price per share: $6.5057 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: April 26, 1995 (iii) Amount: 68,800 Shares (iv) Price per share: $6.7794 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 1, 1995 (iii) Amount: 90,000 Shares (iv) Price per share: $7.4791 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 2, 1995 (iii) Amount: 15,000 Shares (iv) Price per share: $7.625 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 16, 1995 (iii) Amount: 15,000 Shares (iv) Price per share: $7.625 Cdn. (v) Where and how transaction effected: Market Sale Schedule 13D Page 5 of 7 Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 18, 1995 (iii) Amount: 70,000 Shares (iv) Price per share: $7.25 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 29, 1995 (iii) Amount: 50,000 Shares (iv) Price per share: $7.75 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: May 31, 1995 (iii) Amount: 16,900 Shares (iv) Price per share: $8.375 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 1, 1995 (iii) Amount: 45,600 Shares (iv) Price per share: $8.464 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 5, 1995 (iii) Amount: 29,400 Shares (iv) Price per share: $8.375 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 6, 1995 (iii) Amount: 100,000 Shares (iv) Price per share: $8.958 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 7, 1995 (iii) Amount: 27,800 Shares (iv) Price per share: $9.875 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 8, 1995 (iii) Amount: 72,200 Shares (iv) Price per share: $9.9313 Cdn. (v) Where and how transaction effected: Market Sale Schedule 13D Page 6 of 7 Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 19, 1995 (iii) Amount: 59,100 Shares (iv) Price per share: $11.01 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 20, 1995 (iii) Amount: 15,000 Shares (iv) Price per share: $11.625 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: June 22, 1995 (iii) Amount: 35,000 Shares (iv) Price per share: $11.953 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: July 7, 1995 (iii) Amount: 25,000 Shares (iv) Price per share: $12.375 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: July 10, 1995 (iii) Amount: 25,000 Shares (iv) Price per share: $12.375 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: July 12, 1995 (iii) Amount: 50,000 Shares (iv) Price per share: $12.5625 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: July 13, 1995 (iii) Amount: 10,600 Shares (iv) Price per share: $12.1283 Cdn. (v) Where and how transaction effected: Market Sale Transactions (i) Transaction effected by: Industrial Horizon Fund (ii) Date: July 14, 1995 (iii) Amount: 39,400 Shares (iv) Price per share: $11.625 Cdn. (v) Where and how transaction effected: Market Sale Schedule 13D Page 7 of 7 Item 5(d) Other Interests Nil Item 5(e) Date on which reporting person ceased to be beneficial owner of more than 5% November 30, 1993 - Shares outstanding increased Item 6 Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer N/A Item 7 Material to be Filed as Exhibits N/A After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Harold P. Hands Executive Vice-President, Legal July 28, 1997

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13D/A’ Filing    Date First  Last      Other Filings
Filed on:7/29/97SC 13D/A
7/28/972
7/14/952
7/13/952
7/12/952
7/10/952
7/7/952
6/22/952
6/20/952
6/19/952
6/8/952
6/7/952
6/6/952
6/5/952
6/1/952
5/31/952
5/29/952
5/18/952
5/16/952
5/2/952
5/1/952
4/26/952
4/25/952
3/29/952
12/15/942
11/30/9312
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Filing Submission 0000919859-97-000041   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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