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As Of Filer Filing For·On·As Docs:Size Issuer Agent 10/31/14 Northern Lights Fund Trust II 485BXT 1:24K Gemini Fund Svcs, LLC. → Even Keel Explorer Managed Risk Fund ⇒ 6 Classes/Contracts → Even Keel Managed Risk Fund ⇒ 6 Classes/Contracts → Even Keel Opportunities Managed Risk Fund ⇒ 6 Classes/Contracts → Even Keel Traveler Managed Risk Fund ⇒ 6 Classes/Contracts |
Document/Exhibit Description Pages Size 1: 485BXT Post-Effective Amendment to Designate a New HTML 21K Effective Date
GemCom, LLC |
As filed with the Securities and Exchange Commission on October 31, 2014
1933 Act Registration No. 333-174926
1940 Act Registration No. 811-22549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | x |
Pre-Effective Amendment No. |
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Post-Effective Amendment No. 188 | x |
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and/or |
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | x |
Amendment No. 190 | x |
(Check appropriate box or boxes.)
Northern Lights Fund Trust II
(Exact Name of Registrant as Specified in Charter)
17605 Wright Street
Attention: Brian Nielsen, Esq.
(Address of Principal Executive Offices)(Zip Code)
(402) 895-1600
(Registrant's Telephone Number, Including Area Code)
The Corporation Trust Company
Corporate Trust Center
1209 Orange Street
(Name and Address of Agent for Service)
With a copy to:
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David J. Baum, Esq. Alston & Bird, LLP 950 F Street NW (202) 239-3346 | James Ash, Esq. Gemini Fund Services, LLC 80 Arkay Drive, Suite 110 (631) 470-2619 |
It is proposed that this filing will become effective (check appropriate box):
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| immediately upon filing pursuant to paragraph (b) |
(x) |
| on November 21, 2014, pursuant to paragraph (b) |
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| 60 days after filing pursuant to paragraph (a) (1) |
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| on (date), pursuant to paragraph (a) (1) |
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| 75 days after filing pursuant to paragraph (a) (2) |
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| on (date) pursuant to paragraph (a) (2) |
If appropriate, check the following box:
(x) |
| This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
Explanatory Note
This Post-Effective Amendment No. 188 to the Trust’s Registration Statement is being filed pursuant to Rule 485 (b)(1)(iii) for the sole purpose of designating November 21, 2014 as the new effective date upon which the Trust’s Post-Effective Amendment No. 173 shall become effective.
Post-Effective Amendment No. 173 was filed on September 23, 2014 for the sole purpose of designating November 21, 2014 as the new effective date upon which Post-Effective Amendment No. 167 would become effective. Post-Effective Amendment No. 167 to the Trust’s Registration Statement relates to the Even Keel Managed Risk Fund, Even Keel Opportunities Managed Risk Fund, Even Keel Explorer Managed Risk Fund and Even Keel Traveler Managed Risk Fund. Parts A, B and C of Registrant’s Post-Effective Amendment No. 167 under the Securities Act of 1933 and Amendment No. 169 under the Investment Company Act of 1940 filed on July 11, 2014 are incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement under Rule 485(b)(1)(iii) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 188 to its Registration Statement to be signed on its behalf by the undersigned, thereunto authorized, in the City of Hauppauge, State of New York, on October 31, 2014.
NORTHERN LIGHTS FUND TRUST II
By: __________________________
Kevin Wolf*
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature | Title | Date |
Brian Nielsen* | _________________________ Trustee & Chairman | |
Thomas Sarkany* | _________________________ Trustee | |
Anthony Lewis* | _________________________ Trustee | |
Keith Rhoades* | _________________________ Trustee | |
Randy Skalla* | _________________________ Trustee | |
Kevin Wolf* | _________________________ President and Principal Executive Officer | |
Erik Naviloff* | _________________________ Treasurer and Principal Financial Officer |
*By: /s/____James Ash___________________
*Attorney-in-Fact – pursuant to powers of attorney incorporated by reference to Post-Effective Amendment No. 2 (filed August 3, 2011) and Post-Effective Amendment No. 14 (filed November 2, 2011) and Post-Effective Amendment No. 92 (filed January 30, 2013) each to Registrant’s Registration Statement on Form N-1A.
This ‘485BXT’ Filing | Date | Other Filings | ||
---|---|---|---|---|
11/21/14 | 485BPOS | |||
Filed on: | 10/31/14 | |||
9/23/14 | 485APOS, 485BXT | |||
7/11/14 | 485APOS, 485BPOS, 497J, AW, DEF 14A | |||
1/30/13 | 485APOS | |||
11/2/11 | 485BXT | |||
8/3/11 | 40-17G, 485APOS, N-14 | |||
List all Filings |