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Northern Lights Fund Trust II, et al. – ‘485BXT’ on 10/31/14

On:  Friday, 10/31/14, at 5:26pm ET   ·   Accession #:  910472-14-4838   ·   File #s:  811-22549, 333-174926

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/31/14  Northern Lights Fund Trust II     485BXT                 1:24K                                    Gemini Fund Svcs, LLC.Even Keel Explorer Managed Risk Fund 6 Classes/ContractsEven Keel Managed Risk Fund 6 Classes/ContractsEven Keel Opportunities Managed Risk Fund 6 Classes/ContractsEven Keel Traveler Managed Risk Fund 6 Classes/Contracts

Post-Effective Amendment to Designate a New Effective Date
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BXT      Post-Effective Amendment to Designate a New         HTML     21K 
                          Effective Date                                         


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 <! 
  GemCom, LLC  


As filed with the Securities and Exchange Commission on October 31, 2014

 

1933 Act Registration No. 333-174926

1940 Act Registration No. 811-22549

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 



REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

x

Pre-Effective Amendment No.    

 

Post-Effective Amendment No. 188

x

 

 

and/or

 

 

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

x

Amendment No. 190

x

 

(Check appropriate box or boxes.)

 

Northern Lights Fund Trust II

(Exact Name of Registrant as Specified in Charter)


17605 Wright Street

Omaha, NE 68130

Attention: Brian Nielsen, Esq.

 (Address of Principal Executive Offices)(Zip Code)


(402) 895-1600

 (Registrant's Telephone Number, Including Area Code)


The Corporation Trust Company

Corporate Trust Center

1209 Orange Street

Wilmington, DE 19801

(Name and Address of Agent for Service)


With a copy to:



 

 

David J. Baum, Esq.

Alston & Bird, LLP

950 F Street NW

Washington, D.C. 20004

(202) 239-3346

James Ash, Esq.

Gemini Fund Services, LLC

80 Arkay Drive, Suite 110

Hauppauge, New York 11788

(631) 470-2619


 


It is proposed that this filing will become effective (check appropriate box):

 




 

 

immediately upon filing pursuant to paragraph (b)

(x)

 

on November 21, 2014, pursuant to paragraph (b)

 

 

60 days after filing pursuant to paragraph (a) (1)

 

 

on (date), pursuant to paragraph (a) (1)

 

 

75 days after filing pursuant to paragraph (a) (2)

 

 

on (date) pursuant to paragraph (a) (2)

 

If appropriate, check the following box:

 




(x)

 

This post-effective amendment designates a new effective date for a previously filed post-effective amendment.




Explanatory Note


This Post-Effective Amendment No. 188 to the Trusts Registration Statement is being filed pursuant to Rule 485 (b)(1)(iii) for the sole purpose of designating November 21, 2014 as the new effective date upon which the Trusts Post-Effective Amendment No. 173 shall become effective.

Post-Effective Amendment No. 173 was filed on September 23, 2014 for the sole purpose of designating November 21, 2014 as the new effective date upon which Post-Effective Amendment No. 167 would become effective. Post-Effective Amendment No. 167 to the Trusts Registration Statement relates to the Even Keel Managed Risk Fund, Even Keel Opportunities Managed Risk Fund, Even Keel Explorer Managed Risk Fund and Even Keel Traveler Managed Risk Fund. Parts A, B and C of Registrants Post-Effective Amendment No. 167 under the Securities Act of 1933 and Amendment No. 169 under the Investment Company Act of 1940 filed on July 11, 2014 are incorporated herein by reference.






Signatures


Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement under Rule 485(b)(1)(iii) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment No. 188 to its Registration Statement to be signed on its behalf by the undersigned, thereunto authorized, in the City of Hauppauge, State of New York, on October 31, 2014.

 


NORTHERN LIGHTS FUND TRUST II


By: __________________________

      Kevin Wolf*

     President and Principal Executive Officer



Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.



Signature

Title

Date



Brian Nielsen*

_________________________

Trustee & Chairman

October 31, 2014

Thomas Sarkany*

_________________________

Trustee

October 31, 2014

Anthony Lewis*

_________________________

Trustee

October 31, 2014

Keith Rhoades*

_________________________

Trustee

October 31, 2014

Randy Skalla*

_________________________

Trustee

October 31, 2014

Kevin Wolf*

_________________________

President and Principal Executive Officer

October 31, 2014

Erik Naviloff*

_________________________

Treasurer and Principal Financial Officer

October 31, 2014



*By:  /s/____James Ash___________________

James Ash

*Attorney-in-Fact pursuant to powers of attorney incorporated by reference to Post-Effective Amendment No. 2 (filed August 3, 2011) and Post-Effective Amendment No. 14 (filed November 2, 2011) and Post-Effective Amendment No. 92 (filed January 30, 2013) each to Registrants Registration Statement on Form N-1A.






 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BXT’ Filing    Date    Other Filings
11/21/14485BPOS
Filed on:10/31/14
9/23/14485APOS,  485BXT
7/11/14485APOS,  485BPOS,  497J,  AW,  DEF 14A
1/30/13485APOS
11/2/11485BXT
8/3/1140-17G,  485APOS,  N-14
 List all Filings 
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Filing Submission 0000910472-14-004838   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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