Trio-Tech International – ‘8-A12B’ on 9/28/98

As of:  Monday, 9/28/98   ·   Accession #:  898430-98-3419   ·   File #:  1-14523

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Form 8-A                                               3     14K 

Document Table of Contents

8-A12B
1st Page of 3
TOC
↑Top
Previous
Next
↓Bottom
Just 1st
 
------------------------------------------------------------------------------- 
------------------------------------------------------------------------------- 

       UNITED STATES
        SECURITIES AND EXCHANGE COMMISSION
         Washington, D.C.  20549

        FORM 8-A

            REGISTRATION STATEMENT
       Under
            THE SECURITIES ACT OF 1934

           TRIO-TECH INTERNATIONAL
              (Exact name of registrant as specified in its charter)

                                                                [Download Table]
                                                     
         California                  95-2086631      
 (State or other jurisdiction of   (I.R.S. Employer  
incorporation or organization)    Identification No.)

      355 Parkside Drive
    San Fernando, California 91340
      (818) 365-9200
  (Address, including zip code, and telephone number, including area code,
of Registrant's principal executive offices)

If this form relates to the registration of a class of securities pursuant to   
Section 12(b) of the Exchange Act and is effective pursuant to General          
Instruction A. ( c ), check the following box.[X]                               

If this form relates to the registration of a class of securities pursuant to   
Section 12(g) of the Exchange Act and is effective pursuant to General          
Instruction A. ( d ), check the following box. [_]                              

Securities Act registration statement file number to which this form relates:   
___________________(if  applicable)                                             

                 Securities registered pursuant to Section 12(b) of the Act:

                                                                [Download Table]

                                                                     
                                             NAME OF EACH EXCHANGE   
TITLE OF EACH CLASS TO BE SO REGISTERED  ON WHICH EACH CLASS IS TO BE
                                                    REGISTERED       
       Common Stock, no par value          American Stock Exchange   

 Securities to be registered pursuant to Section 12(g) of the Act:

None

------------------------------------------------------------------------------- 
------------------------------------------------------------------------------- 

8-A12B
2nd Page of 3
TOC
1st
Previous
Next
↓Bottom
Just 2nd
Item 1. Description of Registrant's Securities to be Registered.                

                                                                [Download Table]
                                                                                
     2,744,396   issued and outstanding shares of its common stock, no par value
                 (including 8,000 shares held in the treasury); and for         
                 authority to add to the list, upon official notice of issuance:

       116,000   additional shares of its common stock upon exercise of stock   
                 options granted or to be granted by the Company pursuant to its
                 1988 Employee Stock Option Plan; plus                          

       300,000   additional shares of its common stock upon exercise of stock   
                 options granted or to be granted by the Company pursuant to its
                 1998 Employee Stock Option Plan; plus                          

       150,000   additional shares of its common stock upon exercise of stock   
                 options granted or to be granted by the Company pursuant to its
                 1998 Directors Stock Option Plan; plus                         

       432,100   additional shares of its common stock upon exercise of warrants
                 in conjunction with its Private Placement (expiring November 7,
                 2000); plus                                                    

        52,500   additional shares of its common stock upon exercise of warrants
                 in conjunction with its Professional Services Agreement with   
                 Spencer Trask (expiring February 1, 2002); plus                

        30,000   additional shares of its common stock upon exercise of warrants
                 in conjunction with its Professional Services Agreement with   
                 Paragon Capital Corporation (expiring September 30, 2002); plus

        75,000   additional shares of its common stock upon exercise of stock   
                 options granted or to be granted by the Company pursuant to its
                 Acquisition of Universal Systems; plus                         
----------------                                                                
     3,899,996   shares of said common stock, the listing of which is herein    
     =========   applied for (of a total authorized issue of 15,000,000 shares).
                                                                              

8-A12B
Last Page of 3
TOC
1st
Previous
Next
↓Bottom
Just 3rd
ITEM 2. EXHIBITS.                                                               

                                                                [Download Table]

   Number                             Description                        
-------------    --------------------------------------------------------
                                                                         

     1           Annual Report on SEC Form 10-K for the fiscal year ended
                 June 26, 1998 [Previously filed on September 28,1998]   

     2           Annual Report to Shareholders for the fiscal year ended 
                 June 27, 1997**                                         

     3           Proxy statement dated October 15, 1997**                

     4           Articles of Incorporation as amended*                   

     5           By-law's as amended*                                    

     6           Specimen Stock Certificate*                             

 * Filed previously as Exhibit 14 to Form 10-K on September 28, 1998     
** Filed previously on October 15, 1997                                  

SIGNATURES                                                                      

 Pursuant to the requirements of Section 12 of the Securities Act of 1934, the
registrant has duly caused this registration statement to be signed on its      
behalf by the undersigned, thereunto duly authorized.                           

        (Registrant) TRIO-TECH INTERNATIONAL

September 28, 1998          

By/s/ A. Charles Wilson     

A. Charles Wilson       
Chairman of the Board   

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘8-A12B’ Filing		Date		First		Last			Other Filings
		9/30/02		2					10-Q
		2/1/02		2
		11/7/00		2
Filed on:		9/28/98		3					10-K
		6/26/98		3					10-K,  10-K/A,  NT 10-K
		10/15/97		3
		6/27/97		3					10-K
									List all Filings