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Levin Gregory – ‘4’ for 9/8/00 re: California Pizza Kitchen, Inc.

As of:  Monday, 9/11/00   ·   For:  9/8/00   ·   Accession #:  898430-0-2657   ·   File #:  0-31149

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/11/00  Levin Gregory                     4          Officer     1:11K  California Pizza Kitchen Inc.     Donnelley Fin’l S… 05/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        4±    18K 
                Securities by an Insider                                         

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U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------ FORM 4 OMB APPROVAL ------ ----------------------------- [_] Check this box if no longer OMB NUMBER: 3235-0287 subject to Section 16. Form 4 Expires: December 31, 2001 or Form 5 obligations may Estimated average burden continue. SEE Instruction 1(b). hours per response ...... 0.5 ----------------------------- STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Levin, Gregory S. -------------------------------------------------------------------------------- (Last) (First) (Middle) 6053 West Century Blvd. Suite 1100 -------------------------------------------------------------------------------- (Street) Los Angeles, California 90045 -------------------------------------------------------------------------------- (City) (State) (Zip) -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol California Pizza Kitchen, Inc. -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) -------------------------------------------------------------------------------- 4. Statement for Month/Year August 2000 -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner ----- ------ X Officer Other ----- (give title below) ------ (Specify below) Vice President, Controller and Assistant Secretary -------------------------------------------------- -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ----- Form filed by More than One Reporting Person ----- -------------------------------------------------------------------------------- [Enlarge/Download Table] Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature (Instr. 3) action action or Disposed of (D) Securities Form: of Indirect Date Code (Instr. 3, 4 and 5) Beneficially Direct Beneficial (Instr. 8) Owned at (D) or Ownership (Month/ ----------------------------------------- End of Month Indirect (Instr. 4) Day/ Code V Amount (A) or Price (Instr. 3 (I) Year) (D) and 4) (Instr. 4) -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over)
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FORM 4 (continued) [Enlarge/Download Table] Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Conversion 3. Transaction 4. Transaction 5. Number of Derivative 6. Date Exercisable (Instr. 3) or Exercise Date Code Securities Acquired (A) and Expiration Price of (Month/Day/ (Instr. 8) or Disposed of (D) Date Derivative Year) (Instr. 3, 4, and 5) (Month/Day/ Security Year) --------------- -------------------------- ------------------- Code V (A) (D) Date Expiration Exer- Date cisable ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- Non-Qualified Stock Option $25.0000 08/19/08 (right to buy) ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- Non-Qualified Stock Option $ 6.5400 02/02/09 (right to buy) ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- Non-Qualified Stock Option $ 8.7000 11/02/09 (right to buy) ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- Non-Qualified Stock Option $15.0000 08/02/00 A V 20,000 02/02/01 08/02/10 (right to buy) (1) ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- [Enlarge/Download Table] 7. Title and Amount of 8. Price of Derivative 9. Number of Derivative 10. Ownership Form 11. Nature of Indirect Underlying Securities Security (Instr. 5) Securities Beneficially of Derivative Security: Beneficial Ownership (Instr. 3 and 4) Owned at End of Month Direct (D) or (Instr. 4) Instr. 4) Indirect (I) (Instr. 4) ------------------------ Title Amount or Number of Shares ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ Common Stock 10,000 10,000 D ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ Common Stock 5,000 5,000 D ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ Common Stock 12,500 12,500 D ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ Common Stock 20,000 20,000 D ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ Explanation of Responses: /s/ Gregory S. Levin 09/08/2000 ------------------------------- -------------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 Date: 9/7/00 Time:5:40:40 PM SEC 1474 (3-99)

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘4’ Filing    Date First  Last      Other Filings
12/31/0115,  8-K
Filed on:9/11/004
For Period end:9/8/004
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Filing Submission 0000898430-00-002657   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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