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Cowen & Co/NY New – ‘SC 13G/A’ on 2/12/97 re: Kinder Care Learning Centers Inc & Living & Learning Centre

As of:  Wednesday, 2/12/97   ·   Accession #:  917325-97-31   ·   File #:  5-49403

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/12/97   ·   Next:  ‘SC 13G/A’ on 2/12/97   ·   Latest:  ‘SC 13G/A’ on 7/6/98

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer

 2/12/97  Cowen & Co/NY New                 SC 13G/A               3:8K   Kinder Care Learning Ctrs… Centre

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership         6±    20K 
 3: EX-99.10    Miscellaneous Exhibit                                  1      6K 
 2: EX-99.7     Miscellaneous Exhibit                                  1      4K 


SC 13G/A   —   Amendment to Statement of Beneficial Ownership
Document Table of Contents

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11st Page   -   Filing Submission
"Item 3. IF THE STATEMENT IS FILED PURSUANT TO RULE 13a-l(a) OR 13 d-2(b), CHECK WHETHER THE PERSON FILING IS:
"Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of A Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company
"Item 8. Identification and Classification of Members of the Group
"Item 9. Notice of Dissolution of Group
"Item 10. Certification


SCHEDULE 13G Amendment No. 1 Kinder-Care Learning Centers Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 494521206 (CUSIP Number) 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Cowen & Company I.R.S. Identification No. 13-5616116 2. Check the Appropriate Box if a Member of a Group (a) / / (b) / X / 3. SEC Use Only 4. Citizenship or Place of Organization New York, New York 5. Sole Voting Power 20,000 6. Shared Voting Power 676,500 7. Sole Dispositive Power 20,000 8. Shared Dispositive Power 702,100 9. Aggregate Amount Beneficially Owned By Each Reporting Person 722,100 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares * N/A 11. Percent of Class Represented by Amount in Row 9 3.77% 12. Type of Reporting Person * BD, IA SCHEDULE 13G Amendment No. 1 Kinder-Care Learning Centers Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 494521206 (CUSIP Number) 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Cowen Incorporated 2. Check the Appropriate Box if a Member of a Group (a) / / (b) / X / 3. SEC Use Only 4. Citizenship or Place of Organization New York, New York 5. Sole Voting Power 20,000 6. Shared Voting Power 676,500 7. Sole Dispositive Power 20,000 8. Shared Dispositive Power 702,100 9. Aggregate Amount Beneficially Owned By Each Reporting Person 722,100 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares * N/A 11. Percent of Class Represented by Amount in Row 9 3.77% 12. Type of Reporting Person * HC, CO SCHEDULE 13G Amendment No. 1 Kinder-Care Learning Centers Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 494521206 (CUSIP Number) 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Joseph Cohen 2. Check the Appropriate Box if a Member of a Group (a) / / (b) / X / 3. SEC Use Only 4. Citizenship or Place of Organization New York, New York 5. Sole Voting Power 20,000 6. Shared Voting Power 676,500 7. Sole Dispositive Power 20,000 8. Shared Dispositive Power 702,100 9. Aggregate Amount Beneficially Owned By Each Reporting Person 722,100 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares * N/A 11. Percent of Class Represented by Amount in Row 9 3.77% 12. Type of Reporting Person * IN Item 1 (a) Kinder-Care Learning Centers Inc. (b) (No State of Incorporation) Item 2 (a) Name of Person Filing: (b) Address of Principal Business Offices: (c) Citizenship: This statement is filed by the following persons (collectively, the "Reporting Persons"): Cowen & Company Financial Square New York, NY 10005-3597 (New York Limited Partnership) Cowen Incorporated Financial Square New York, NY 10005-3597 (New York Corporation) Joseph M. Cohen Financial Square New York, NY 10005-3597 (d) Common Stock (e) 494521206 Item 3 IF THE STATEMENT IS FILED PURSUANT TO RULE 13a-l(a) OR 13 d-2(b), CHECK WHETHER THE PERSON FILING IS: (a) [ X ] Broker or Dealer registered under section 15 of the Act: Cowen & Company (e) [ X ] Investment advisor registered under section 203 of the Investment Advisers Act of 1940: Cowen & Company (g) [ X ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G): Cowen Incorporated Joseph M. Cohen (an individual who may be deemed to control Cowen Incorporated.) Item 4 OWNERSHIP Cowen & Company; Cowen Incorporated; Joseph M. Cohen (a) 722,100 (b) 3.77% (c) (i) 20,000 (ii) 676,500 (iii) 20,000 (iv) 702,100 Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON As a broker-dealer and an investment adviser, Cowen & Company holds a portion of the securities on behalf of its clients, none of whose individual interests exceeds five percent. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING COMPANY See Item 3(g) and Exhibit A. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10 CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes of effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1997 COWEN & COMPANY By: Cowen Incorporated, General Partner By: /s/ David R. Sarns David R. Sarns, Managing Director COWEN INCORPORATED By: /s/ David R. Sarns David R. Sarns, Managing Director JOSEPH M. COHEN By: /s/ Joseph M. Cohen Joseph M. Cohen

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
2/13/97
Filed on:2/12/97SC 13G,  SC 13G/A
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Filing Submission 0000917325-97-000031   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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