SEC Info - Kirk Randal J, et al. - ‘SC 13D/A’ on 2/7/01 re: Scios Inc

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Kirk Randal J, et al. – ‘SC 13D/A’ on 2/7/01 re: Scios Inc

On: Wednesday, 2/7/01, at 5:05pm ET · Accession #: 916641-1-116 · File #: 5-35293

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/07/01  Kirk Randal J                     SC 13D/A               1:18K  Scios Inc                         Donnelly Financial/FA
          Kirk Randal J
          Kirkfield L.L.C.
          R.J. Kirk Trust
          Randal J. Kirk
          RJK, L.L.C.

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment No. 8 to Schedule 13D                        9     41K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Identity and Background Interest in Securities of the Issuer Material to be Filed as Exhibits
1	1st Page - Filing Submission
6	Item 2. Identity and Background
"	Item 5. Interest in Securities of the Issuer
7	Item 7. Material to be Filed as Exhibits

SC 13D/A 1st Page of 9 TOC ↑Top Previous Next ↓Bottom Just 1st
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549 

SCHEDULE 13D
Under the Securities Exchange Act of 1934 
(Amendment No. 8) 

SCIOS INC.
----------
(Name of Issuer)

Common Stock, $.001 par value per share 
--------------------------------------- 
(Title of Class of Securities)

808905103 
--------- 
(CUSIP Number)

Third Security, LLC 
The Governor Tyler
1902 Downey Street
Radford, Virginia 24141 
Attention:  Marcus E. Smith, Esq. 
(540) 633-7971
--------------
(Name, Address and Telephone Number of Person Authorized to 
Receive Notices and Communications) 

Copy to:
John Owen Gwathmey, Esq.
Hunton & Williams 
Riverfront Plaza, East Tower
951 East Byrd Street
Richmond, Virginia 23219

February 2, 2001
----------------
(Date of Event Which Requires Filing of This Statement) 

If the filing person has previously filed a statement 
on Schedule 13G to report the acquisition that is the 
subject of this Schedule 13D, and is filing this schedule 
because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), 
check the following box [  ]. 

1 of 9

SC 13D/A 2nd Page of 9 TOC 1st Previous Next ↓Bottom Just 2nd
CUSIP NO. 808905103                    13D                     Page 2 of 9 Pages

                                                        [Enlarge/Download Table]
                                                                                                    
1                        NAME OF REPORTING PERSONS                                                  
                         I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)                
                         Randal J. Kirk                                                             
----------------------------------------------------------------------------------------------------
2                        CHECK THE APPROPRIATE                                            (a)   [X] 
                         IF A MEMBER OF A GROUP                                           (b)   [ ] 

----------------------------------------------------------------------------------------------------
3                        SEC USE ONLY                                                               
----------------------------------------------------------------------------------------------------
4                        SOURCE OF FUNDS                                                            
                         PF                                                                         
----------------------------------------------------------------------------------------------------
5                        CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED               [ ] 
                         PURSUANT TO ITEM 2(d) or 2(e)                                              
----------------------------------------------------------------------------------------------------
6                        CITIZENSHIP OR PLACE OF ORGANIZATION                                       
                         United States                                                              
----------------------------------------------------------------------------------------------------

                                   7  SOLE VOTING POWER                                             
       NUMBER OF                      0                                                             
                       -----------------------------------------------------------------------------
        SHARES                     8  SHARED VOTING POWER                                           
     BENEFICIALLY                     1,000,000                                                     
                       -----------------------------------------------------------------------------
       OWNED BY                    9  SOLE DISPOSITIVE POWER                                        
    EACH REPORTING                    0                                                             
                       -----------------------------------------------------------------------------
      PERSON WITH                 10  SHARED DISPOSITIVE POWER                                      
                                      1,000,000                                                     
----------------------------------------------------------------------------------------------------
11                       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON               
                         1,000,000                                                                  
----------------------------------------------------------------------------------------------------
12                       CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES                 [ ] 
                         CERTAIN SHARES                                                             
----------------------------------------------------------------------------------------------------
13                       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                         
                         2.6%                                                                       
----------------------------------------------------------------------------------------------------
14                       TYPE OF REPORTING PERSON                                                   
                         IN                                                                         
----------------------------------------------------------------------------------------------------

SC 13D/A 3rd Page of 9 TOC 1st Previous Next ↓Bottom Just 3rd
CUSIP NO. 808905103                    13D                     Page 3 of 9 Pages

                                                        [Enlarge/Download Table]
                                                                                                    
1                        NAME OF REPORTING PERSONS                                                  
                         I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)                
                         RJK, L.L.C.  I.R.S. Identification No.:  54-1816015                        
----------------------------------------------------------------------------------------------------
2                        CHECK THE APPROPRIATE BOX                                        (a)   [X] 
                         IF A MEMBER OF A GROUP                                           (b)   [ ] 

----------------------------------------------------------------------------------------------------
3                        SEC USE ONLY                                                               
----------------------------------------------------------------------------------------------------
4                        SOURCE OF FUNDS                                                            
                         OO - Funds of members of limited liability company                         
----------------------------------------------------------------------------------------------------
5                        CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED               [ ] 
                         PURSUANT TO ITEM 2(d) or 2(e)                                              
----------------------------------------------------------------------------------------------------
6                        CITIZENSHIP OR PLACE OF ORGANIZATION                                       
                         Virginia                                                                   
----------------------------------------------------------------------------------------------------

                                   7  SOLE VOTING POWER                                             
       NUMBER OF                      0                                                             
                       -----------------------------------------------------------------------------
        SHARES                     8  SHARED VOTING POWER                                           
     BENEFICIALLY                     481,377                                                       
                       -----------------------------------------------------------------------------
       OWNED BY                    9  SOLE DISPOSITIVE POWER                                        
    EACH REPORTING                    0                                                             
                       -----------------------------------------------------------------------------
      PERSON WITH                 10  SHARED DISPOSITIVE POWER                                      
                                      481,377                                                       
----------------------------------------------------------------------------------------------------
11                       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON               
                         481,377                                                                    
----------------------------------------------------------------------------------------------------
12                       CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES                     
                         CERTAIN SHARES                                                             
----------------------------------------------------------------------------------------------------
13                       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                         
                         1.2%                                                                   [ ] 
----------------------------------------------------------------------------------------------------
14                       TYPE OF REPORTING PERSON                                                   
                         OO - Limited liability company                                             
----------------------------------------------------------------------------------------------------

SC 13D/A 4th Page of 9 TOC 1st Previous Next ↓Bottom Just 4th
CUSIP NO. 808905103                    13D                     Page 4 of 9 Pages

                                                        [Enlarge/Download Table]
                                                                                                    
1                        NAME OF REPORTING PERSONS                                                  
                         I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)                
                         Kirkfield, L.L.C.  I.R.S. Identification No.:  54-1725089                  
----------------------------------------------------------------------------------------------------
2                        CHECK THE APPROPRIATE BOX                                        (a)   [X] 
                         IF A MEMBER OF A GROUP                                           (b)   [ ] 

----------------------------------------------------------------------------------------------------
3                        SEC USE ONLY                                                               
----------------------------------------------------------------------------------------------------
4                        SOURCE OF FUNDS                                                            
                         OO - Funds of members of limited liability company                         
----------------------------------------------------------------------------------------------------
5                        CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED                   
                         PURSUANT TO ITEM 2(d) or 2(e)                                              
----------------------------------------------------------------------------------------------------
6                        CITIZENSHIP OR PLACE OF ORGANIZATION                                       
                         Virginia                                                                   
----------------------------------------------------------------------------------------------------

                                   7  SOLE VOTING POWER                                             
       NUMBER OF                      0                                                             
                       -----------------------------------------------------------------------------
        SHARES                     8  SHARED VOTING POWER                                           
     BENEFICIALLY                     276,907                                                       
                       -----------------------------------------------------------------------------
       OWNED BY                    9  SOLE DISPOSITIVE POWER                                        
    EACH REPORTING                    0                                                             
                       -----------------------------------------------------------------------------
      PERSON WITH                 10  SHARED DISPOSITIVE POWER                                      
                                      276,907                                                       
----------------------------------------------------------------------------------------------------
11                       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON               
                         276,907                                                                    
----------------------------------------------------------------------------------------------------
12                       CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES                     
                         CERTAIN SHARES                                                         [ ] 
----------------------------------------------------------------------------------------------------
13                       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                         
                         0.7%                                                                       
----------------------------------------------------------------------------------------------------
14                       TYPE OF REPORTING PERSON                                                   
                         OO - Limited liability company                                             
----------------------------------------------------------------------------------------------------

SC 13D/A 5th Page of 9 TOC 1st Previous Next ↓Bottom Just 5th
CUSIP NO. 808905103                    13D                     Page 5 of 9 Pages

                                                        [Enlarge/Download Table]
                                                                                                    
1                        NAME OF REPORTING PERSONS                                                  
                         I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)                
                         R.J. Kirk Trust under Declaration of Trust dated March 29, 2000            
                         I.R.S. Identification No.:  45-0023499                                     
----------------------------------------------------------------------------------------------------
2                        CHECK THE APPROPRIATE BOX                                        (a)   [X] 
                         IF A MEMBER OF A GROUP                                           (b)   [ ] 

----------------------------------------------------------------------------------------------------
3                        SEC USE ONLY                                                               
----------------------------------------------------------------------------------------------------
4                        SOURCE OF FUNDS                                                            
                         Not applicable                                                             
----------------------------------------------------------------------------------------------------
5                        CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED                   
                         PURSUANT TO ITEM 2(d) or 2(e)                                              
----------------------------------------------------------------------------------------------------
6                        CITIZENSHIP OR PLACE OF ORGANIZATION                                       
                         Virginia                                                                   
----------------------------------------------------------------------------------------------------

                                   7  SOLE VOTING POWER                                             
       NUMBER OF                      0                                                             
                       -----------------------------------------------------------------------------
        SHARES                     8  SHARED VOTING POWER                                           
     BENEFICIALLY                     241,716                                                       
                       -----------------------------------------------------------------------------
       OWNED BY                    9  SOLE DISPOSITIVE POWER                                        
    EACH REPORTING                    0                                                             
                       -----------------------------------------------------------------------------
      PERSON WITH                 10  SHARED DISPOSITIVE POWER                                      
                                      241,716                                                       
----------------------------------------------------------------------------------------------------
11                       AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON               
                         241,716                                                                    
----------------------------------------------------------------------------------------------------
12                       CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES                 [ ] 
                         CERTAIN SHARES                                                             
----------------------------------------------------------------------------------------------------
13                       PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                         
                         0.6%                                                                       
----------------------------------------------------------------------------------------------------
14                       TYPE OF REPORTING PERSON                                                   
                         OO - Revocable trust                                                       
----------------------------------------------------------------------------------------------------

SC 13D/A 6th Page of 9 TOC 1st Previous Next ↓Bottom Just 6th
This Amendment No. 8 (this "Amendment") amends and supplements the    
Statement on Schedule 13D, dated July 20, 1999 and filed on July 29, 1999, as   
amended by Amendment No. 1, dated December 2, 1999 and filed on December 3,     
1999, Amendment No. 2, dated December 9, 1999 and filed on December 14, 1999,   
Amendment No. 3, dated January 13, 2000 and filed on January 14, 2000, Amendment
No. 4, dated and filed on January 18, 2000, Amendment No. 5, dated January 20,  
2000 and filed on January 24, 2000, Amendment No. 6, dated January 31, 2000 and 
filed on February 1, 2000, and Amendment No. 7, dated August 22, 2000 and filed 
on August 29, 2000 (the "Original Schedule 13D"), relating to the Common Stock, 
par value $.001 per share (the "Shares"), of Scios Inc., a Delaware corporation 
(the "Issuer").  Randal J. Kirk, a citizen of the United States ("Mr. Kirk"),   
and each of the following entities that Mr. Kirk directly controls: RJK, L.L.C.,
a Virginia limited liability company ("RJK"), Kirkfield, L.L.C., a Virginia     
limited liability company ("Kirkfield"), and R.J. Kirk Trust under Declaration  
of Trust dated March 29, 2000, a revocable trust of which Mr. Kirk is the sole  
trustee ("Kirk Trust" and, collectively with Mr. Kirk, RJK and Kirkfield, the   
"Reporting Persons"), are filing this Amendment to update the information with  
respect to the beneficial ownership of the Shares by the Reporting Persons.     

Item 2.  Identity and Background.                                               
------------------------                                      

  The first paragraph of Item 2 of the Original Schedule 13D is hereby amended
to read in its entirety as follows:                                             

  "This statement is being filed on behalf of Randal J. Kirk, a citizen of
the United States ("Mr. Kirk"), and each of the following entities that Mr. Kirk
directly controls: RJK, L.L.C., a Virginia limited liability company ("RJK"),   
Kirkfield, L.L.C., a Virginia limited liability company ("Kirkfield"), and R.J. 
Kirk Trust under Declaration of Trust dated March 29, 2000, a revocable trust of
which Mr. Kirk is the trustee ("Kirk Trust" and, collectively with Mr. Kirk, RJK
and Kirkfield, the "Reporting Persons")."                                       

Item 5.  Interest in Securities of the Issuer.                                  
-------------------------------------                         

Item 5(a) of the Original Schedule 13D is hereby amended to read in its   
entirety as follows:                                                            

 "The aggregate number and percentage of shares of Common Stock to which
this statement relates is 1,000,000 shares, representing 2.6% of the 39,124,257 
shares outstanding as reported by the Issuer on January 19, 2001 in the Issuer's
Registration Statement on Form S-3 (the most recent available filing by the     
Issuer with the Securities and Exchange Commission).  RJK directly beneficially 
owns 481,377 of the shares to which this statement relates, Kirkfield directly  
beneficially owns 276,907 of the shares to which this statement relates and Kirk
Trust directly beneficially owns 241,716 of the shares to which this statement  
relates.  Mr. Kirk could be deemed to have indirect beneficial ownership of the 
shares directly beneficially owned by each of RJK, Kirkfield and Kirk Trust."   

Page 6 of 9 Pages 

SC 13D/A 7th Page of 9 TOC 1st Previous Next ↓Bottom Just 7th
  Item 5(c) of the Original Schedule 13D is hereby amended and supplemented as
follows:                                                                        

  "The following table lists all transactions in shares of Common Stock by
the Reporting Persons that were effected during the period from August 29, 2000,
the date on which Amendment No. 7 to this statement was originally filed with   
the Securities and Exchange Commission, through February 6, 2001.  Unless       
otherwise indicated, all such transactions were effected on the Nasdaq National 
Market.                                                                         

                                                        [Enlarge/Download Table]

                                                  Shares Purchased         Average Price 
Reporting Person                   Date               (Sold)                 Per Share*  
-----------------------------------------------------------------------------------------
                                                                                         
Mr. Kirk (Kirk Trust)**            2/2/01             (890,000)                $18.44    
Mr. Kirk (Kirk Trust)**            2/2/01             (100,000)                $20.94    
Mr. Kirk (Kirk Trust)**            2/2/01              (10,000)                $20.31    

*  Price excludes commission.                                                   

** Kirk Trust transferred the 1,000,000 shares reported as being sold in this   
table to Randal J. Kirk (2000) Limited Partnership, a limited partnership 
  directly controlled by Mr. Kirk, on November 9, 2000. The actual entity that
sold the shares was Randal J. Kirk (2000) Limited Partnership.            

  Item 5(e) of the Original Schedule 13D is hereby amended and supplemented as
follows:                                                                        

    "Mr. Kirk, RJK, Kirkfield and Kirk Trust, collectively as a group and each
of them individually, ceased to be the beneficial owner of more than 5% of the  
outstanding shares of Common Stock on February 2, 2001."                        

Item 7  Material to be Filed as Exhibits.                                       
---------------------------------                               

   The following document is being filed as an exhibit to this Amendment and
is incorporated herein by reference:                                            

Exhibit 7.1.  Joint Filing Agreement.*                                

     * Incorporated by reference to Amendment No. 7 to the Statement on Schedule
  13D dated August 22, 2000 and filed with the Securities and Exchange
Commission on August 29, 2000.                                    

Page 7 of 9 Pages 

SC 13D/A 8th Page of 9 TOC 1st Previous Next ↓Bottom Just 8th
SIGNATURE 
--------- 

   After reasonable inquiry and to the best of my knowledge and belief, each
of the undersigned certify that the information set forth in this statement is  
true, complete and correct.                                                     

Date:  February 7, 2001       /s/ Randal J. Kirk                                
------------------- 
Randal J. Kirk      

Date:  February 7, 2001       RJK, L.L.C.                                       

    By:   /s/ Randal J. Kirk
         -------------------
    Randal J. Kirk
Manager   

Date:  February 7, 2001       KIRKFIELD, L.L.C.                                 

    By:   /s/ Randal J. Kirk
         -------------------
Randal J. Kirk      
Manager             

Date:  February 7, 2001       R.J. KIRK TRUST UNDER DECLARATION OF TRUST DATED  
MARCH 29, 2000      

    By:   /s/ Randal J. Kirk
         -------------------
    Randal J. Kirk
Trustee   

Page 8 of 9 Pages 

SC 13D/A Last Page of 9 TOC 1st Previous Next ↓Bottom Just 9th
EXHIBIT INDEX 
------------- 

Exhibit Number  Exhibit                                                         
--------------  -------                                                         

Exhibit 7.1.    Joint Filing Agreement.*                                        

* Incorporated by reference to Amendment No. 7 to the Statement on Schedule 13D 
  dated August 22, 2000 and filed with the Securities and Exchange Commission on
August 29, 2000.                                                            

Page 9 of 9 Pages

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13D/A’ Filing	Date	First	Last	Other Filings

Filed on:	2/7/01	8		4
	2/6/01	7
	2/2/01	1	7
	1/19/01	6		S-3
	11/9/00	7
	8/29/00	6	9	SC 13D/A
	8/22/00	6	9
	3/29/00	5	8
	2/1/00	6		8-K, DEFA14A, SC 13D/A
	1/31/00	6
	1/24/00	6		8-K, DFAN14A, SC 13D/A
	1/20/00	6		DEFA14A, DEFC14A, DFRN14A
	1/18/00	6		DFAN14A, SC 13D/A
	1/14/00	6		DFAN14A, SC 13D/A
	1/13/00	6		DEFA14A, PRER14A
	12/14/99	6		SC 13D/A
	12/9/99	6		DFAN14A, PREC14A
	12/3/99	6		SC 13D/A
	12/2/99	6
	7/29/99	6		SC 13D
	7/20/99	6
				List all Filings

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Filing Submission 0000916641-01-000116 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Kirk Randal J, et al. – ‘SC 13D/A’ on 2/7/01 re: Scios Inc

On: Wednesday, 2/7/01, at 5:05pm ET · Accession #: 916641-1-116 · File #: 5-35293

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Amendment to General Statement of Beneficial Ownership — Schedule 13DFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents