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Casella Douglas R – ‘4’ for 3/12/24 re: Casella Waste Systems Inc.

On:  Thursday, 3/14/24, at 4:18pm ET   ·   For:  3/12/24   ·   As:  Director and Officer   ·   Accession #:  911177-24-45   ·   File #:  0-23211

Previous ‘4’:  ‘4’ on 11/22/23 for 11/20/23   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/14/24  Casella Douglas R                 4          Dir.,Off.   1:10K  Casella Waste Systems Inc.        Casella Waste Syste… Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     11K 
                Securities by an Insider --                                      
                wk-form4_1710447513.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1710447513.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/12/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  911177
Issuer Name:  CASELLA WASTE SYSTEMS INC
Issuer Trading Symbol:  CWST
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1055353
Owner Name:  CASELLA DOUGLAS R
Reporting Owner Address:
Owner Street 1:  C/O CASELLA WASTE SYSTEMS, INC.
Owner Street 2:  25 GREENS HILL LANE
Owner City:  RUTLAND
Owner State:  VT
Owner ZIP Code:  05702
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  VICE CHAIRMAN, BD OF DIRECTORS
Other Text:
Aff 10b5 One:  1
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/12/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Amounts:
Transaction Shares:
Value:  1,758
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  136,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/13/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Footnote ID:  F2
Transaction Amounts:
Transaction Shares:
Value:  674
Transaction Price Per Share:
Value:  94.06
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  135,826
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/14/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Footnote ID:  F4
Transaction Amounts:
Transaction Shares:
Value:  391
Transaction Price Per Share:
Value:  94.17
Footnote ID:  F5
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  135,435
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  169,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  131,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By SLAT
Footnote ID:  F6
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  57,100
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Spouse
Footnote ID:  F7
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  137,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By SLAT 2
Footnote ID:  F8
Derivative Table:
Footnotes:
Footnote - F1:  Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal annual installments beginning on March 12, 2025.
Footnote - F2:  Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 25, 2022 and August 30, 2023 and does not represent a discretionary sale by the reporting person.
Footnote - F3:  Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.06 to $94.11. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Footnote - F4:  Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 23, 2021 and does not represent a discretionary sale by the reporting person.
Footnote - F5:  Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.05 to $94.33. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Footnote - F6:  Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella's spouse ("SLAT"). Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
Footnote - F7:  Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.
Footnote - F8:  Held by the Spousal Lifetime Access Trust for the benefit of Mr. Casella ("SLAT 2"). Mr. Casella is the trustee of the SLAT 2.
Remarks:
Owner Signature:
Signature Name:  /s/ Douglas R. Casella
Signature Date:  3/14/24


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