SEC Info - TomEqt Private AB, et al. - ‘SC 13G/A’ on 12/6/22 re: DiaMedica Therapeutics Inc.

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TomEqt Private AB, et al. – ‘SC 13G/A’ on 12/6/22 re: DiaMedica Therapeutics Inc.

On: Tuesday, 12/6/22, at 4:06pm ET · Accession #: 910680-22-9 · File #: 5-90788

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/06/22  TomEqt Private AB                 SC 13G/A               1:46K  DiaMedica Therapeutics Inc.       Troutman Sanders LLP
          Thomas Von Koch
          Tomenterprise AB

Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — WA’68

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of            HTML     45K 
                Beneficial Ownership by a "Passive" Investor

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 2)*

DiaMedica Therapeutics Inc.

(Name of Issuer)

Common Shares, no par value

(Title of Class of Securities)

25253X207

(CUSIP Number)

July 8, 2022

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No.

25253X207

13G/A

Page 2 of 8

1	NAMES OF REPORTING PERSONS TomEnterprise AB
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION Sweden

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5	SOLE VOTING POWER 0
	6	SHARED VOTING POWER 0
	7	SOLE DISPOSITIVE POWER 0
	8	SHARED DISPOSITIVE POWER 0

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% (See Item 4)*
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS FI

CUSIP No.

25253X207

13G/A

Page 3 of 8

1	NAMES OF REPORTING PERSONS TomEqt Private AB
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION Sweden

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5	SOLE VOTING POWER 0
	6	SHARED VOTING POWER 2,855,847 Common Shares
	7	SOLE DISPOSITIVE POWER 0
	8	SHARED DISPOSITIVE POWER 2,855,847 Common Shares

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,855,847 Common Shares
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.8% (See Item 4)*
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS FI

CUSIP No.

25253X207

13G/A

Page 4 of 8

1	NAMES OF REPORTING PERSONS Thomas Von Koch
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION Sweden

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5	SOLE VOTING POWER 0
	6	SHARED VOTING POWER 2,855,847 Common Shares
	7	SOLE DISPOSITIVE POWER 0
	8	SHARED DISPOSITIVE POWER 2,855,847 Common Shares

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,855,847 Common Shares
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.8% (See Item 4)*
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS IN

CUSIP No.

25253X207

13G/A

Page 5 of 8

Item 1(a). Name of Issuer:

DiaMedica Therapeutics Inc.

Item 1(b). Address of Issuer’s Principal Executive Offices:

DiaMedica Therapeutics Inc.
Two Carlson Parkway, Suite 260
Minneapolis, Minnesota 55447

Item 2(a). Name of Person Filing:

This statement is filed by the entities and persons listed below, who are collectively referred to herein as “Reporting Persons,” with respect to the Common Shares (as defined in Item 2(d) below) of the Company:

Record Holder

TomEqt Private AB is the record holder of the Common Shares.

Reporting Individual

Mr. Thomas Von Koch is the Board Member and beneficial owner of TomEqt Private AB.

Item 2(b). Address of Principal Business Office or, if None, Residence:

The address of the business office of each of the Reporting Persons is:

c/o KinKon AB

Biblioteksgatan 25

11435

Stockholm, Sweden

Item 2(c). Citizenship:

Citizenship is set forth in Row 4 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person.

Item 2(d). Title of Class of Securities:

Common Shares, no par value (the “Common Shares”)

Item 2(e). CUSIP Number:

25253X207

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)-(k): Not applicable

Item 4. Ownership.

The information as of the date of the event which requires filing of this statement required by Items 4(a) – (c) is set forth in Rows 5 – 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. The percentage set forth in Row 11 of the cover page for each Reporting Person is based on 26,443,067 shares of Common Stock issued and outstanding as of November 7, 2022.

CUSIP No.

25253X207

13G/A

Page 6 of 8

TomEqt Private AB is the record holder of the Common Shares. Mr. Thomas Von Koch, as the Board Member of TomEqt Private AB, has the sole power to vote and dispose of the Common Shares and is deemed to be the beneficial owner of all the Common Shares.

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable

Item 8. Identification and Classification of Member of the Group.

Not applicable.

Item 9. Notice of Dissolution of Group.

Not applicable

Item 10. Certification.

By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Rule 14a-11 under the Securities Exchange Act of 1934, as amended.

CUSIP No.

25253X207

13G/A

Page 7 of 8

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

	TOMENTERPRISE AB

Dated: December 6, 2022	By:	/s/ *Thomas Von Koch*
		Board Member

	TOMEQT PRIVATE AB

Dated: December 6, 2022	By:	/s/ *Thomas Von Koch*
		Board Member


Dated: December 6, 2022	/s/ *Thomas Von Koch*
	Board Member

CUSIP No.

25253X207

13G/A

Page 8 of 8

EXHIBIT 1

JOINT ACQUISITION STATEMENT

PURSUANT TO RULE 13d-1(k)

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G/A is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G/A shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.

	TOMENTERPRISE AB

Dated: December 6, 2022	By:	/s/ *Thomas Von Koch*
		Board Member

	TOMEQT PRIVATE AB

Dated: December 6, 2022	By:	/s/ *Thomas Von Koch*
		Board Member


Dated: December 6, 2022	/s/ *Thomas Von Koch*
	Board Member

Dates Referenced Herein and Documents Incorporated by Reference

This ‘SC 13G/A’ Filing	Date	Other Filings

Filed on:	12/6/22	4
	11/7/22
	7/8/22	3, 4
		List all Filings

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Filing Submission 0000910680-22-000009 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

TomEqt Private AB, et al. – ‘SC 13G/A’ on 12/6/22 re: DiaMedica Therapeutics Inc.

On: Tuesday, 12/6/22, at 4:06pm ET · Accession #: 910680-22-9 · File #: 5-90788

Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — WA’68Filing Table of Contents

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — WA’68

Filing Table of Contents