SEC Info - Newman Edward G - ‘4’ for 4/30/03 re: Xybernaut Corp.

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Newman Edward G – ‘4’ for 4/30/03 re: Xybernaut Corp.

On: Friday, 5/2/03, at 11:11am ET · For: 4/30/03 · Accession #: 910680-3-414 · File #: 0-21013

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/02/03  Newman Edward G                   4          Director    1:11K  Xybernaut Corp.                   Parker Chapin Fla… Klimp

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Edward Newman                                          3     17K 

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 U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
 Section 30(h) of the Investment Company Act of 1940

[ ]  Check box if no longer  subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).                                   

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1.   Name and Address of Reporting Person*                                      

Newman                          Edward             G.                 
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(Last)                           (First)             (Middle)             

12701 Fair Lakes Circle, Suite 550                                    
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(Street)

Fairfax                          Virginia            22033              
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(City)                           (State)              (Zip)               

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2.   Issuer Name and Ticker or Trading Symbol                                   

Xybernaut Corporation ("XYBR")                                        
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3.   IRS Identification Number of Reporting Person, if an Entity (Voluntary)    

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4.   Statement for Month/Day/Year                                               

April 29, 2003                                                        
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5.   If Amendment, Date of Original (Month/Year)                                

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6.   Relationship of Reporting Person to Issuer                                 
(Check all applicable)                                                

[X]  Director                             [ ]  10% Owner              
[X]  Officer (give title below)           [ ]  Other (specify below)  

Chief Executive Officer and Chairman
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7.   Individual or Joint/Group Filing (Check applicable line)                   

[X]  Form filed by one Reporting Person                               
[ ]  Form filed by more than one Reporting Person                     
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================================================================================
 Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned 
================================================================================

                                                        [Enlarge/Download Table]

                                                                                                           6.                       
                                                              4.                          5.               Owner-                   
                                   2A.                        Securities Acquired (A) or  Amount of        ship                     
                                   Deemed      3.             Disposed of (D)             Securities       Form:       7.           
                                   Execution   Transaction    (Instr. 3, 4 and 5)         Beneficially     Direct      Nature of    
                    2.             Date, if    Code           --------------------------  Owned Follow-    (D) or      Indirect     
1.                  Transaction    any         (Instr. 8)                (A)              ing Reported     Indirect    Beneficial   
Title of Security   Date           (mm/dd/yy)  -----------     Amount     or     Price    Transactions     (I)         Ownership    
(Instr. 3)          (mm/dd/yy)                  Code   V                 (D)              (Instr. 3 and 4) (Instr.4)   (Instr. 4)   
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Common Stock,                                                                                                                       
$.01 par value                                                                   903,245(1)     D                                   
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Common Stock,                                                                                             (2)(3)(4)                 
$.01 par value                                                                   1,028,750      I           (5)(6)                  
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                                                                     Page 1 of 2

                                                                          (Over)

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FORM 4 (continued)                                                              

Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned  
(e.g., puts, calls, warrants, options, convertible securities)

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                                                        [Enlarge/Download Table]

                                                                                                                    10.             
                                                                                                          9.        Owner-          
                                                                                                          Number    ship            
                                                                                                          of        Form            
            2.                                                6.                                          Deriv-    of              
            Conver-                              5.           Date              7.                        ative     Deriv-   11.    
            sion                                 Number of    Exercisable       Title and Amount          Secur-    ative    Nature 
            or                                   Derivative   and               of Underlying     8.      ities     Secur-   of     
            Exer-                        4.      Securities   Expiration Date   Securities        Price   Bene-     ity:     In-    
            cise    3.       3A.         Trans-  Acquired (A) (Month/Day/Year)  (Instr. 3 and 4)  of      ficially  Direct   direct 
            Price   Trans-   Deemed      action  or Disposed  ----------------  ----------------  Deriv-  Owned     (D) or   Bene-  
1.          of      action   Execution   Code    of(D)                                    Amount  ative   Following In-      ficial 
Title of    Deriv-  Date     Date, if    (Instr. (Instr. 3,                               or      Secur-  Trans-    direct   Owner- 
Derivative  ative   (Month/  any         8)      4 and 5)     Date     Expira-            Number  ity     actions   (I)      ship   
Security    Secur-  Day/     (Month/Day  ------  -----------  Exer-    tion               of      (Instr. (Instr.   (Instr.  (Instr.
(Instr. 3)  ity     Year)    Year)       Code V    (A)  (D)   cisable  Date     Title     Shares  5)      4)        4)       4)     
------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                    
Options to                                                                      Common                                              
purchase                                                                        Stock,                                              
Common                                                                          $.01 par                                            
Stock       $0.51   4/29/03               A      300,000      (7)      4/29/13  value     300,000                    D              
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Reminder: Report on a separate line for each class of securities beneficially   
owned directly or indirectly.                               

Explanation of Responses:                                                       
(1)  Includes 1,765 shares owned as joint tenants between the Reporting Person  
and his wife.                                                         
(2)  Includes 200,000 shares owned by an irrevocable trust established by the   
Reporting Person for the benefit of his children. The Reporting Person
    disclaims beneficial ownership of all securities owned by his children and
   this report shall not be deemed an admission that the Reporting Person is
    the beneficial owner of these shares for purposes of Section 16 or for any
other purpose.                                                        
(3)  Includes 761,950 shares owned by the Reporting Person's wife. The Reporting
   Person disclaims beneficial ownership of all securities owned by his wife
    and this report shall not be deemed an admission that the Reporting Person
   is the beneficial owner of these shares for purposes of Section 16 or for
any other purpose.                                                    
(4)  Includes 9,000 shares owned by an irrevocable trust established by Dr.     
Steven A. Newman for which the Reporting Person is trustee.           
(5)  Includes 28,900 shares beneficially owned by an irrevocable trust          
established by the Reporting Person for the benefit of his sister. The
    Reporting Person disclaims beneficial ownership of all securities owned by
his sister and this report shall not be deemed an admission that the  
  Reporting Person is the beneficial owner of these shares for purposes of
Section 16 or for any other purpose.                                  
(6)  Includes 28,900 shares beneficially owned by an irrevocable trust          
established by the Reporting Person for the benefit of his mother. The
    Reporting Person disclaims beneficial ownership of all securities owned by
his mother and this report shall not be deemed an admission that the  
  Reporting Person is the beneficial owner of these shares for purposes of
Section 16 or for any other purpose.                                  
(7)  Vests as to 150,000 shares on each of December 31, 2003 and 2004.          

/s/ Edward G. Newman                                         05/01/2003         
---------------------------------------------            -------------------    
**Signature of Reporting Person                                 Date            
Edward G. Newman                                                                

* If the form is filed by more than one reporting person, see Instruction       
4(b)(v).                                                                    

**  Intentional misstatements or omissions of facts constitute Federal Criminal 
Violations.                                                             
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).                               

Note:  File three copies of this Form, one of which must be manually signed.    
 If space provided is insufficient, see Instruction 6 for procedure.

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘4’ Filing	Date	First	Last	Other Filings

	1/31/05	1
	12/31/04	3		NT 10-K
	12/31/03	3		10-K, 10-K/A, 5
Filed on:	5/2/03			4, S-3/A
For Period end:	4/30/03			10-K/A, 4
	4/29/03	1
				List all Filings

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Filing Submission 0000910680-03-000414 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Newman Edward G – ‘4’ for 4/30/03 re: Xybernaut Corp.

On: Friday, 5/2/03, at 11:11am ET · For: 4/30/03 · Accession #: 910680-3-414 · File #: 0-21013

Previous ‘4’: ‘4’ on 8/12/02 for 7/31/02 · Next: ‘4’ on 9/1/04 for 8/30/04 · Latest: ‘4’ on 12/10/04 for 12/8/04

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents