SEC Info - 3D Systems Corp. - ‘10-K’ for 12/31/22

SEC Info℠

Home

My Interests

Help

Please Sign In

3D Systems Corp. – ‘10-K’ for 12/31/22 – ‘EX-31.1’

On: Thursday, 3/16/23, at 3:40pm ET · For: 12/31/22 · Accession #: 910638-23-9 · File #: 1-34220

Previous ‘10-K’: ‘10-K’ on 3/1/22 for 12/31/21 · Latest ‘10-K’: This Filing · 41 References:

  As Of               Filer                 Filing    For·On·As Docs:Size

 3/16/23  3D Systems Corp.                  10-K       12/31/22  134:18M

Annual Report — Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.45M 
 4: EX-10.37    Material Contract                                   HTML    154K 
 2: EX-10.8     Material Contract                                   HTML     62K 
 3: EX-10.9     Material Contract                                   HTML     42K 
 5: EX-21.1     Subsidiaries List                                   HTML     43K 
 6: EX-23.1     Consent of Expert or Counsel                        HTML     32K 
 7: EX-31.1     Certification -- §302 - SOA'02                      HTML     38K 
 8: EX-31.2     Certification -- §302 - SOA'02                      HTML     38K 
 9: EX-32.1     Certification -- §906 - SOA'02                      HTML     34K 
10: EX-32.2     Certification -- §906 - SOA'02                      HTML     34K 
16: R1          Cover Page                                          HTML     96K 
17: R2          Audit Information                                   HTML     38K 
18: R3          Consolidated Balance Sheets                         HTML    149K 
19: R4          Consolidated Balance Sheets (Parenthetical)         HTML     43K 
20: R5          Consolidated Statements of Operations               HTML    130K 
21: R6          Consolidated Statements of Comprehensive (Loss)     HTML     78K 
                Income                                                           
22: R7          Consolidated Statements of Cash Flows               HTML    156K 
23: R8          Consolidated Statements of Cash Flows               HTML     41K 
                (Parenthetical)                                                  
24: R9          Consolidated Statements of Stockholders' Equity     HTML    125K 
25: R10         Consolidated Statements of Stockholders' Equity     HTML     34K 
                (Parenthetical)                                                  
26: R11         Basis of Presentation                               HTML     39K 
27: R12         Significant Accounting Policies                     HTML     93K 
28: R13         Acquisitions/Investments                            HTML    124K 
29: R14         Divestitures                                        HTML     40K 
30: R15         Revenue                                             HTML     69K 
31: R16         Segment Information                                 HTML     67K 
32: R17         Leases                                              HTML    156K 
33: R18         Inventories                                         HTML     43K 
34: R19         Property and Equipment                              HTML     52K 
35: R20         Intangible Assets                                   HTML     67K 
36: R21         Goodwill                                            HTML     58K 
37: R22         Employee Benefits                                   HTML     86K 
38: R23         Accrued and Other Liabilities                       HTML     68K 
39: R24         Borrowings                                          HTML     46K 
40: R25         Hedging Activities and Financial Instruments        HTML     40K 
41: R26         Interest income (Expense)                           HTML     45K 
42: R27         Common Stock and Preferred Stock                    HTML     36K 
43: R28         Stock-Based Compensation                            HTML     70K 
44: R29         Net Income (Loss) Per Share                         HTML     64K 
45: R30         Redeemable Non-controlling Interest                 HTML     41K 
46: R31         Fair Value Measurements                             HTML     66K 
47: R32         Income Taxes                                        HTML    155K 
48: R33         Commitments and Contingencies                       HTML     50K 
49: R34         Accumulated Other Comprehensive Loss                HTML     68K 
50: R35         Restructuring and Exit Activity Costs               HTML     47K 
51: R36         Subsequent Events                                   HTML     35K 
52: R37         Significant Accounting Policies (Policies)          HTML    169K 
53: R38         Significant Accounting Policies (Tables)            HTML     45K 
54: R39         Acquisitions/Investments (Tables)                   HTML     91K 
55: R40         Revenue (Tables)                                    HTML     46K 
56: R41         Segment Information (Tables)                        HTML     61K 
57: R42         Leases (Tables)                                     HTML    109K 
58: R43         Inventories (Tables)                                HTML     41K 
59: R44         Property and Equipment (Tables)                     HTML     50K 
60: R45         Intangible Assets (Tables)                          HTML     65K 
61: R46         Goodwill (Tables)                                   HTML     57K 
62: R47         Employee Benefits (Tables)                          HTML     93K 
63: R48         Accrued and Other Liabilities (Tables)              HTML     70K 
64: R49         Interest income (Expense) (Tables)                  HTML     44K 
65: R50         Stock-Based Compensation (Tables)                   HTML     67K 
66: R51         Net Income (Loss) Per Share (Tables)                HTML     60K 
67: R52         Redeemable Non-controlling Interest (Tables)        HTML     41K 
68: R53         Fair Value Measurements (Tables)                    HTML     58K 
69: R54         Income Taxes (Tables)                               HTML    158K 
70: R55         Accumulated Other Comprehensive Loss (Tables)       HTML     63K 
71: R56         Restructuring and Exit Activity Costs (Tables)      HTML     45K 
72: R57         Basis of Presentation (Details)                     HTML     34K 
73: R58         Significant Accounting Policies (Narrative)         HTML     61K 
                (Details)                                                        
74: R59         Significant Accounting Policies (Schedule of        HTML     41K 
                Allowance for Doubtful Accounts) (Details)                       
75: R60         Acquisitions/Investments (Narrative) (Details)      HTML    146K 
76: R61         Acquisitions/Investments (Assets and Liabilities    HTML    115K 
                Assumed) (Details)                                               
77: R62         Acquisitions/Investments (Fair Value of             HTML     41K 
                Consideration Transferred) (Details)                             
78: R63         Divestitures (Details)                              HTML     73K 
79: R64         Revenue (Narrative) (Details)                       HTML     68K 
80: R65         Revenue (Revenue by Geographic Region) (Details)    HTML     46K 
81: R66         Segment Information (Details)                       HTML     80K 
82: R67         Leases (Narrative) (Details)                        HTML     59K 
83: R68         Leases (Components of Lease Cost) (Details)         HTML     49K 
84: R69         Leases (Balance Sheet Classifications) (Details)    HTML     66K 
85: R70         Leases (Future Minimum Lease Payments) (Details)    HTML     72K 
86: R71         Leases (Supplemental Cash Flows) (Details)          HTML     39K 
87: R72         Leases (Lease Weighted Average) (Details)           HTML     44K 
88: R73         Inventories (Components Of Inventories) (Details)   HTML     42K 
89: R74         Inventories (Narrative) (Details)                   HTML     53K 
90: R75         Property and Equipment (Schedule of Property and    HTML     65K 
                Equipment) (Details)                                             
91: R76         Property and Equipment (Narrative) (Details)        HTML     39K 
92: R77         Intangible Assets (Intangible Assets Other Than     HTML     64K 
                Goodwill) (Details)                                              
93: R78         Intangible Assets (Narrative) (Details)             HTML     51K 
94: R79         Goodwill (Roll Forward) (Details)                   HTML     55K 
95: R80         Goodwill (Narrative) (Details)                      HTML     36K 
96: R81         Employee Benefits (Narrative) (Details)             HTML     40K 
97: R82         Employee Benefits (Reconciliation of Changes In     HTML     56K 
                Projected Benefit Obligation) (Details)                          
98: R83         Employee Benefits (Summary of Amounts Recognized    HTML     45K 
                in Consolidated Balance Sheets) (Details)                        
99: R84         Employee Benefits (Schedule of Accumulated And      HTML     36K 
                Projected Benefit Obligations) (Details)                         
100: R85         Employee Benefits (Components of Net Periodic       HTML     61K  
                Benefit Costs and Other Amounts Recognized in                    
                Other Comprehensive Income) (Details)                            
101: R86         Employee Benefits (Assumptions Used to Determine    HTML     37K  
                Benefit Obligations) (Details)                                   
102: R87         Employee Benefits (Summary of Estimated Future      HTML     45K  
                Benefit Payments) (Details)                                      
103: R88         Accrued and Other Liabilities (Schedule Of Accrued  HTML     52K  
                Liabilities) (Details)                                           
104: R89         Accrued and Other Liabilities (Schedule Of Other    HTML     50K  
                Liabilities) (Details)                                           
105: R90         Accrued and Other Liabilities (Schedule of          HTML     38K  
                Recognized Warranty Revenue and Incurred Warranty                
                Costs) (Details)                                                 
106: R91         Borrowings (Details)                                HTML     98K  
107: R92         Hedging Activities And Financial Instruments        HTML     55K  
                (Details)                                                        
108: R93         Interest income (Expense) (Details)                 HTML     49K  
109: R94         Common Stock and Preferred Stock (Details)          HTML     40K  
110: R95         Stock-Based Compensation (Narrative) (Details)      HTML     93K  
111: R96         Stock-Based Compensation (Schedule of Stock-based   HTML     37K  
                Compensation Expense) (Details)                                  
112: R97         Stock-Based Compensation (Schedule of Shares and    HTML     57K  
                Units of Restricted Common Stock) (Details)                      
113: R98         Stock-Based Compensation (Schedule of Stock Option  HTML     60K  
                Activity) (Details)                                              
114: R99         Net Income (Loss) Per Share (Schedule of Net        HTML     80K  
                Income (Loss) Per Share Reconciliation) (Details)                
115: R100        Net Income (Loss) Per Share (Equity Awards)         HTML     42K  
                (Details)                                                        
116: R101        Net Income (Loss) Per Share (Narrative) (Details)   HTML     67K  
117: R102        Redeemable Non-controlling Interest (Details)       HTML     48K  
118: R103        Fair Value Measurements (Summary Of Assets And      HTML     91K  
                Liabilities Measured At Fair Value On Recurring                  
                Basis) (Details)                                                 
119: R104        Income Taxes (Components of Income Before Income    HTML     42K  
                Taxes) (Details)                                                 
120: R105        Income Taxes (Components of Income Tax Provision)   HTML     61K  
                (Details)                                                        
121: R106        Income Taxes (Schedule of Effective Tax Rate        HTML     82K  
                Reconciliation) (Details)                                        
122: R107        Income Taxes (Narrative) (Details)                  HTML     66K  
123: R108        Income Taxes (Components of Net Deferred Income     HTML     78K  
                Tax Assets and Net Deferred Income Tax                           
                Liabilities) (Details)                                           
124: R109        Income Taxes (Schedule of Unrecognized Tax          HTML     51K  
                Benefits) (Details)                                              
125: R110        Income Taxes (Summary of Deferred Income Tax Asset  HTML     41K  
                Valuation Allowance) (Details)                                   
126: R111        Commitments and Contingencies (Narrative)           HTML     62K  
                (Details)                                                        
127: R112        Accumulated Other Comprehensive Loss (Schedule Of   HTML     70K  
                Accumulated Other Comprehensive Loss By Component)               
                (Details)                                                        
128: R113        Restructuring and Exit Activity Costs (Narrative)   HTML     44K  
                (Details)                                                        
129: R114        Restructuring and Exit Activity Costs               HTML     48K  
                (Restructuring Cost) (Details)                                   
132: XML         IDEA XML File -- Filing Summary                      XML    252K  
130: XML         XBRL Instance -- ddd-20221231_htm                    XML   3.08M  
131: EXCEL       IDEA Workbook of Financial Reports                  XLSX    269K  
12: EX-101.CAL  XBRL Calculations -- ddd-20221231_cal                XML    357K 
13: EX-101.DEF  XBRL Definitions -- ddd-20221231_def                 XML    888K 
14: EX-101.LAB  XBRL Labels -- ddd-20221231_lab                      XML   2.73M 
15: EX-101.PRE  XBRL Presentations -- ddd-20221231_pre               XML   1.55M 
11: EX-101.SCH  XBRL Schema -- ddd-20221231                          XSD    256K 
133: JSON        XBRL Instance as JSON Data -- MetaLinks              722±  1.12M  
134: ZIP         XBRL Zipped Folder -- 0000910638-23-000009-xbrl      Zip    769K

‘EX-31.1’ — Certification — §302 – SOA’02

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

<! C: C:

Document

Exhibit 31.1

Certification of

Principal Executive Officer of

3D Systems Corporation

I, Dr. Jeffrey A. Graves, certify that:

1.I have reviewed this report on Form 10-K of 3D Systems Corporation;

2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3.Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4.The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

(a)Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b)Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c)Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

(d)Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5.The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

(a)All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

(b)Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Date: March 16, 2023



By:			/s/ *Dr. Jeffrey A. Graves*
			Dr. Jeffrey A. Graves
Title:			President, Chief Executive Officer and Director
			(principal executive officer)

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-K’ Filing	Date	Other Filings

Filed on:	3/16/23
For Period end:	12/31/22	4, NT 10-K
		List all Filings

1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/07/23  3D Systems Corp.                  S-3ASR      7/07/23    4:472K                                   Donnelley … Solutions/FA

40 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/09/22  3D Systems Corp.                  8-K:5,7,9  12/07/22   13:404K                                   Globenewswire Inc./FA
 8/05/22  3D Systems Corp.                  8-K:5,7,9   8/04/22   12:371K                                   Globenewswire Inc./FA
 4/26/22  3D Systems Corp.                  8-K:5,7,9   4/21/22   12:281K                                   Globenewswire Inc./FA
 3/01/22  3D Systems Corp.                  10-K       12/31/21  134:14M
11/17/21  3D Systems Corp.                  8-K:1,2,3,811/16/21   13:996K                                   Globenewswire Inc./FA
11/08/21  3D Systems Corp.                  10-Q        9/30/21   80:7.6M
10/28/21  3D Systems Corp.                  8-K:1,3,7,910/27/21   15:2.3M                                   Globenewswire Inc./FA
 9/09/21  3D Systems Corp.                  8-K:1,3,7,9 9/08/21   14:3.9M                                   Globenewswire Inc./FA
 8/09/21  3D Systems Corp.                  10-Q        6/30/21   79:7.4M
 7/30/21  3D Systems Corp.                  8-K:1,7,9   7/28/21   13:895K                                   Globenewswire Inc./FA
 6/02/21  3D Systems Corp.                  8-K:1,8,9   6/01/21   13:706K                                   Globenewswire Inc./FA
 3/05/21  3D Systems Corp.                  10-K       12/31/20  134:18M
 1/04/21  3D Systems Corp.                  8-K:8,9     1/01/21   11:200K                                   Globenewswire Inc./FA
11/05/20  3D Systems Corp.                  10-Q        9/30/20   79:6.9M
11/04/20  3D Systems Corp.                  8-K:1,7,9  11/02/20   13:1M                                     Globenewswire Inc./FA
10/14/20  3D Systems Corp.                  8-K:1,9    10/09/20   11:296K                                   Globenewswire Inc./FA
 8/26/20  3D Systems Corp.                  8-K:5,7,9   8/21/20   13:409K                                   Globenewswire Inc./FA
 8/05/20  3D Systems Corp.                  8-K:1,2,7,9 8/05/20   17:3.8M
 5/14/20  3D Systems Corp.                  8-K:5,7,9   5/11/20   13:421K                                   Globenewswire Inc./FA
 2/26/20  3D Systems Corp.                  10-K       12/31/19  132:15M
10/30/19  3D Systems Corp.                  10-Q        9/30/19   76:7.7M
 2/28/19  3D Systems Corp.                  10-K       12/31/18  123:16M
 3/15/18  3D Systems Corp.                  8-K:5,9     3/12/18    2:177K                                   Globenewswire Inc./FA
 2/23/18  3D Systems Corp.                  8-K:5,9     2/22/18    2:59K                                    Globenewswire Inc./FA
 2/28/17  3D Systems Corp.                  10-K       12/31/16  125:16M
 8/08/16  3D Systems Corp.                  8-K:5,9     8/04/16    5:214K                                   Globenewswire Inc./FA
 6/16/16  3D Systems Corp.                  8-K:5,7,9   6/15/16    7:352K                                   Globenewswire Inc./FA
 8/06/15  3D Systems Corp.                  10-Q        6/30/15   82:9.1M
 5/22/13  3D Systems Corp.                  8-K:5,9     5/21/13    3:69K                                    Globenewswire Inc./FA
 6/12/12  3D Systems Corp.                  S-3ASR      6/12/12    5:965K                                   Donnelley … Solutions/FA
10/07/11  3D Systems Corp.                  8-K:5,9    10/07/11    3:45K                                    Globenewswire Inc./FA
 3/21/11  3D Systems Corp.                  8-K:1,9     3/17/11    2:189K                                   Globenewswire Inc./FA
 7/29/10  3D Systems Corp.                  10-Q        6/30/10    7:439K                                   Donnelley … Solutions/FA
 3/01/07  3D Systems Corp.                  8-K:1,9     2/26/07    2:77K                                    Toppan Merrill/FA
12/20/06  3D Systems Corp.                  8-K:1,9    12/18/06    4:623K                                   Toppan Merrill/FA
10/10/06  3D Systems Corp.                  8-K:1,9    10/06/06    2:427K                                   Toppan Merrill/FA
 8/14/06  3D Systems Corp.                  8-K:1,9     8/08/06    2:49K                                    Toppan Merrill/FA
 2/10/06  3D Systems Corp.                  8-K:1,9     2/08/06    3:968K                                   Toppan Merrill/FA
 8/01/05  3D Systems Corp.                  10-Q        6/30/05    7:1.1M                                   Toppan Merrill/FA
 8/05/04  3D Systems Corp.                  10-Q        6/30/04    7:1.5M                                   Toppan Merrill/FA

↑Top

Filing Submission 0000910638-23-000009 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)