SEC Info - Johnson Kenneth W - ‘4’ for 9/30/99 re: Cray Inc.

SEC Info℠

Home

Help

Please Sign In

Johnson Kenneth W – ‘4’ for 9/30/99 re: Cray Inc.

As of: Thursday, 9/30/99 · For: 9/30/99 · Accession #: 893877-99-628 · File #: 0-26820

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/30/99  Johnson Kenneth W                 4          Officer     1:10K  Tera Computer Co./WA              Stoel Rives LLP/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        4±    16K 
                Securities by an Insider                                         

4 1st “Page” of 2 TOC ↑Top Previous Next ↓Bottom Just 1st
 
                                                  ------------------------------
                                                  OMB APPROVAL
                                                  ------------------------------
                                                  OMB Number           3235-0287
                                                  Expires:    September 30, 1998
                                            Estimated average burden
                                                  hours per response ....... 0.5
                                                  ------------------------------

 U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, 
Section 17(a) of the Public Utility Holding Company Act of 1935 or
 Section 30(f) of the Investment Company Act of 1940

[  ] Check this box if no longer subject of Section 16. Form 4 or Form 5        
obligations may continue. See Instruction 1(b).                       

================================================================================
1. Name and Address of Reporting Person*                                        

Johnson                          Kenneth                W.                
--------------------------------------------------------------------------------
(Last)                           (First)             (Middle)             

411 First Ave. S., Suite 600        
--------------------------------------------------------------------------------
(Street)

Seattle                          WA                   98104               
--------------------------------------------------------------------------------
(City)                           (State)              (Zip)               

================================================================================
2. Issuer Name and Ticker or Trading Symbol                                     

Tera Computer Company (TERA)                                              
================================================================================
3. IRS or Social Security Number of Reporting Person (Voluntary)                

================================================================================
4. Statement for Month/Year                                                     

09/99                                                                     
================================================================================
5. If Amendment, Date of Original (Month/Year)                                  

================================================================================
6. Relationship of Reporting Person(s) to Issuer                                
(Check all applicable)                                                    

[   ]   Director                             [   ]   10% Owner            
[ X ]   Officer (give title below)           [   ]   Other (specify below)

Chief Financial Officer                                                   
================================================================================
7. Individual or Joint/Group Filing (Check Applicable Line)                     

[ X ] Form filed by One Reporting Person                                  
[   ] Form filed by More than One Reporting Person                        

================================================================================
 Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially wned  
================================================================================

                                                        [Enlarge/Download Table]

                                                                                              6.                                    
                                               4.                              5.             Owner-                                
                                               Securities Acquired (A) or      Amount of      ship                                  
                                  3.           Disposed of (D)                 Securities     Form:     7.                          
                                  Transaction  (Instr. 3, 4 and 5)             Beneficially   Direct    Nature of                   
                    2.            Code         ------------------------------- Owned at End   (D) or    Indirect                    
1.                  Transaction   (Instr. 8)                (A)                of Month       Indirect  Beneficial                  
Title of Security   Date          ------------  Amount      or     Price       (Instr. 3      (I)       Ownership                   
(Instr. 3)         (mm/dd/yy)     Code     V                (D)                and 4)         (Instr.4) (Instr. 4)                  
------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                    
Common Stock       09/29/99        P               500       A      $3.00       36,644(1)        D                                  
------------------------------------------------------------------------------------------------------------------------------------
Common Stock                                                                     2,600           I(2)    As Trustee                 
                                                                                                         of two                     
                                                                                                         irrevo-                    
                                                                                                         cable                      
                                                                                                         trusts                     
                                                                                                         FBO                        
                                                                                                         Reporting                  
                                                                                                         Person's                   
                                                                                                         children                   
------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

====================================================================================================================================
<FN>                                                                                                                                
     1/Includes an aggregate of 496 shares of common stock purchased by the                                                         
reporting person on 9/30/98, 3/31/98 and 3/31/99 under the issuer's Employee                                                        
Stock Purchase Plan.  These transactions were exempt from the reporting                                                             
requirements under Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).X                                                               

     2/Reporting Person disclaims beneficial ownership of these shares as to                                                        
which he has voting and dispositive powers as trustee.                                                                              
</FN>                                                                                                                               

Reminder: Report on a separate line for each class of securities beneficially   
owned directly or indirectly.                               

* If the Form is filed by more than one reporting person, see Instruction       
4(b)(v).                                                                    

4 Last “Page” of 2 TOC 1st Previous Next ↓Bottom Just 2nd
FORM 4 (continued)                                                              

Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned  
(e.g., puts, calls, warrants, options, convertible securities)

================================================================================

                                                        [Enlarge/Download Table]

                                                                                                9.       10.                        
                                                                                                Number   Owner-                     
                                                                                                of       ship                       
        2.                                                                                      Deriv-   Form of                    
        Conver-                5.                6.               7.                            ative    Deriv-      11.            
1.      sion                  Number of          Date Exer-       Title and Amount              Secur-   ative       Nature         
Title   or                    Derivative         cisable and      of Underlying                 ities    Secur-      of             
of      Exer-         4.      Securities         Exercisable      Securities         8.         Bene-    ity:        In-            
Deriv   cise   3.     Trans-  Acquired (A)       and Expira-      (Instr. 3 and 4)   Price      ficially Direct      direct         
ative   Price  Trans- action  or Disposed        tion Date        ----------------   of         Owned    (D)or       Bene-          
of      of     action Code    of (D)             (Month/Day/Year)                    Deriva-    at End   In-         ficial         
Sec-    Deriv- Date   (Instr. (Instr. 3,         ----------------                    tive       of       direct      Owner-         
urity-  ative (Month/ 8)      4, and 5)           Date    Expira-         Amount or  Security   Month    (I)         ship           
(Instr. Secur- Day/   ------  -----------         Exer-   tion            Number of  Instr.     (Instr.  (Instr.     (Instr.        
3)      ity    Year)  Code  V  (A)    (D)         cisable Date    Title   Shares     5)         4)        4)          4)            
------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                    

------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

------------------------------------------------------------------------------------------------------------------------------------

====================================================================================================================================

Explanation of Responses:                                                       
See previous page for explanation of footnote (1).                              

   /s/ KENNETH W. JOHNSON                               09/30/99
---------------------------------------------            -----------------------
**Signature of Reporting Person                             Date    

**    Intentional misstatements or omissions of facts constitute Federal        
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).      

Note: File three copies of this Form, one of which must be manually signed.     
If space is insufficient, see Instruction 6 for procedure.          

Potential persons who are to respond to the collection of information contained 
in this form are not required to respond unless the form displays a currently   
valid OMB Number.                                                               

Page 2

4	1st “Page” of 2	TOC	↑Top	Previous	Next	↓Bottom	Just 1st

4	Last “Page” of 2	TOC	1st	Previous	Next	↓Bottom	Just 2nd

Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘4’ Filing	Date	First	Last	Other Filings

Filed on / For Period end:	9/30/99			10-Q
	9/30/98	1		10-Q, 10-Q/A, 4, 8-K
				List all Filings

↑Top

Filing Submission 0000893877-99-000628 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Johnson Kenneth W – ‘4’ for 9/30/99 re: Cray Inc.

As of: Thursday, 9/30/99 · For: 9/30/99 · Accession #: 893877-99-628 · File #: 0-26820

Previous ‘4’: ‘4’ on / for 7/12/99 · Next: ‘4’ on 8/28/03 for 8/26/03 · Latest: ‘4’ on 3/24/09 for 3/20/09

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents