SEC Info - Rottsolk James E - ‘4’ for 3/31/99 re: Cray Inc.

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Rottsolk James E – ‘4’ for 3/31/99 re: Cray Inc.

As of: Monday, 4/12/99 · For: 3/31/99 · Accession #: 893877-99-256 · File #: 0-26820

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/12/99  Rottsolk James E                  4          Other       1:9K   Tera Computer Co./WA              Stoel Rives LLP/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of        4±    15K 
                Securities by an Insider                                         

4 1st “Page” of 2 TOC ↑Top Previous Next ↓Bottom Just 1st
 
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 U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, 
Section 17(a) of the Public Utility Holding Company Act of 1935 or
 Section 30(f) of the Investment Company Act of 1940

[_]  Check box if no longer subject to Section 16. Form 4 or Form 5 obligations 
may continue. See Instruction 1(b).                                   

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1.   Name and Address of Reporting Person*                                      

Rottsolk                       James               E.               
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(Last)                         (First)             (Middle)           

 411 First Avenue South, Suite 600
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(Street)

Seattle                          WA                   98104             
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(City)                           (State)              (Zip)               

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2.   Issuer Name and Ticker or Trading Symbol                                   

Tera Computer Company (TERA)                                          
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3.   IRS or Social Security Number of Reporting Person (Voluntary)              

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4.   Statement for Month/Year                                                   

03/99                                                                 
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5.   If Amendment, Date of Original (Month/Year)                                

================================================================================
6.   Relationship of Reporting Person(s) to Issuer                              
(Check all applicable)                                                

[X]  Director                             [_]  10% Owner              
[X]  Officer (give title below)           [_]  Other (specify below)  

President & CEO                                             
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7.   Individual or Joint/Group Filing (Check Applicable Line)                   

[X]  Form filed by One Reporting Person                               
[_]  Form filed by More than One Reporting Person                     

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================================================================================
 Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned 
================================================================================

                                                        [Enlarge/Download Table]

                                                                                                                6.                  
                                                                 4.                              5.             Owner-              
                                                                 Securities Acquired (A) or      Amount of      ship                
                                                    3.           Disposed of (D)                 Securities     Form:     7.        
                                                    Transaction  (Instr. 3, 4 and 5)             Beneficially   Direct    Nature of 
                                      2.            Code         ------------------------------- Owned at End   (D) or    Indirect  
1.                                    Transaction   (Instr. 8)                   (A)             of Month       Indirect  Beneficial
Title of Security                     Date          ------------     Amount      or     Price    (Instr. 3      (I)       Ownership 
(Instr. 3)                            (mm/dd/yy)     Code     V                  (D)             and 4)         (Instr.4) (Instr. 4)
------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                    
Common Stock                          03/08/99       M               8,515       A      $0.35    274,386        D                   
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Common Stock                                                                                       1,698/1      I        /1         
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1/   Reporting Person disclaims beneficial ownership of these shares as to which he has voting and dispositive powers as            
     custodian for six minor children under the Washington Uniform Gift to Minors Act.                                              

Reminder: Report on a separate line for each class of securities beneficially   
owned directly or indirectly.                               

*    If the Form is filed by more than one Reporting Person, see Instruction    
4(b)(v).                                                              

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FORM 4 (continued)                                                              

Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned  
(e.g., puts, calls, warrants, options, convertible securities)

================================================================================

                                                        [Enlarge/Download Table]

                                                                                                                    10.             
                                                                                                          9.        Owner-          
                                                                                                          Number    ship            
                                                                                                          of        Form            
                    2.                                                                                    Deriv-    of              
                    Conver-                    5.                              7.                         ative     Deriv-   11.    
                    sion                       Number of                       Title and Amount           Secur-    ative    Nature 
                    or                         Derivative    6.                of Underlying     8.       ities     Secur-   of     
                    Exer-             4.       Securities    Date              Securities        Price    Bene-     ity:     In-    
                    cise     3.       Trans-   Acquired (A)  Exercisable and   (Instr. 3 and 4)  of       ficially  Direct   direct 
                    Price    Trans-   action   or Disposed   Expiration Date   ----------------  Deriv-   Owned     (D) or   Bene-  
1.                  of       action   Code     of(D)         (Month/Day/Year)            Amount  ative    at End    In-      ficial 
Title of            Deriv-   Date     (Instr.  (Instr. 3,    ----------------            or      Secur-   of        direct   Owner- 
Derivative          ative    (Month/  8)       4 and 5)      Date     Expira-            Number  ity      Month     (I)      ship   
Security            Secur-   Day/     ------   ------------  Exer-    tion               of      (Instr.  (Instr.   (Instr.  (Instr.
(Instr. 3)          ity      Year)    Code V   (A)    (D)    cisable  Date     Title     Shares   5)       4)        4)       4)    
------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                                    
Stock Options       $0.35    03/08/99  M              8,515  Immed.   3/15/99  Common    8,515    n/a      -0-       D              
(Right to Buy)                                                                 Stock                                                
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====================================================================================================================================

Explanation of Responses:                                                       

   /s/ JAMES E. ROTTSOLK                                  04/08/99
---------------------------------------------            -----------------------
**Signature of Reporting Person                              Date   

**     Intentional misstatements or omissions of facts constitute Federal       
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).    

Note:  File three copies of this Form, one of which must be manually signed.    
If space is insufficient, see Instruction 6 for procedure.        

Potential persons who are to respond to the collection of information contained 
in this form are not required to respond unless the form displays a currently   
valid OMB Number.                                                               

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘4’ Filing	Date	First	Last	Other Filings

Filed on:	4/12/99			4, 4/A
For Period end:	3/31/99			10-K, 10-Q, 10-Q/A, 4, 4/A
	9/30/98	1		10-Q, 10-Q/A, 4, 8-K
				List all Filings

↑Top

Filing Submission 0000893877-99-000256 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Rottsolk James E – ‘4’ for 3/31/99 re: Cray Inc.

As of: Monday, 4/12/99 · For: 3/31/99 · Accession #: 893877-99-256 · File #: 0-26820

Previous ‘4’: ‘4’ on 1/12/98 for 12/31/97 · Next: ‘4’ on 8/18/03 for 8/14/03 · Latest: ‘4’ on 5/13/05 for 5/11/05

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents