SEC Info - Smith Thomas W, et al. - ‘SC 13G/A’ on 6/8/01 re: Vertrue Inc

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Smith Thomas W, et al. – ‘SC 13G/A’ on 6/8/01 re: Vertrue Inc

On: Friday, 6/8/01, at 3:45pm ET · Accession #: 891554-1-503055 · File #: 5-47315

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/08/01  Smith Thomas W                    SC 13G/A               1:10K  Vertrue Inc                       Document Techs Inc/FA
          Smith Thomas W
          Thomas N. Tryforos

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment No. 3                                        7     23K

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Certification Identification and Classification of Members of the Group Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: Name of Issuer: Name of Person Filing: Notice of Dissolution of Group Ownership Ownership of Five Percent or Less of a Class Ownership of More than Five Percent on Behalf of Another Person
1	1st Page - Filing Submission
4	Item 1. (a). Name of Issuer:
"	Item 2. (a). Name of Person Filing:
"	Item 3. If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
5	Item 4. Ownership
"	Item 5. Ownership of Five Percent or Less of a Class
"	Item 6. Ownership of More than Five Percent on Behalf of Another Person
"	Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
"	Item 8. Identification and Classification of Members of the Group
"	Item 9. Notice of Dissolution of Group
"	Item 10. Certification

SC 13G/A 1st Page of 7 TOC ↑Top Previous Next ↓Bottom Just 1st
 
 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

 Under the Securities Exchange Act of 1934
(Amendment No. 3)*

MEMBERWORKS INCORPORATED
(Name of Issuer)

Common Stock, par value $.01 per share
(Title of Class of Securities)

 586002 10 7
(CUSIP Number)

 May 9, 2001
 (Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule 
is filed:                                                                       

[ ]  Rule 13d-1(b)                                                              
[x]  Rule 13d-1(c)                                                              
[ ]  Rule 13d-1(d)                                                              

* The remainder of this cover page shall be filled out for a reporting person's 
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the       
disclosures provided in a prior cover page.                                     

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of   
1934 ("Act") or otherwise subject to the liabilities of that section of the Act 
but shall be subject to all other provisions of the Act (however, see the       
Notes).                                                                         

SC 13G/A 2nd Page of 7 TOC 1st Previous Next ↓Bottom Just 2nd
CUSIP No.  586002 10 7                                                          

________________________________________________________________________________
1    NAME OF REPORTING PERSONS                                                  
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)           

Thomas W. Smith                                                       
________________________________________________________________________________
2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                           
                                                          (a)  [_]
                                                          (b)  [X]

________________________________________________________________________________
3    SEC USE ONLY                                                               

________________________________________________________________________________
4    CITIZENSHIP OR PLACE OF ORGANIZATION                                       

United States                                                         
________________________________________________________________________________
NUMBER OF    5    SOLE VOTING POWER                                         

SHARES           390,188                                                  
               _________________________________________________________________
BENEFICIALLY   6    SHARED VOTING POWER                                         

OWNED BY          1,145,100                                                 
               _________________________________________________________________
EACH       7    SOLE DISPOSITIVE POWER                                  

REPORTING         390,188                                                   
               _________________________________________________________________
PERSON      8    SHARED DISPOSITIVE POWER                                 

WITH            1,145,100                                               
________________________________________________________________________________
9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON               

1,535,288                                                             
________________________________________________________________________________
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES           

Not Applicable                                                        
________________________________________________________________________________
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9                            

10.0%                                                                 
________________________________________________________________________________
12   TYPE OF REPORTING PERSON                                                   

IN                                                                    
________________________________________________________________________________

2 

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CUSIP No.  586002 10 7                                                          

________________________________________________________________________________
1    NAME OF REPORTING PERSONS                                                  
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)           

Thomas N. Tryforos                                                    
________________________________________________________________________________
2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                           
                                                          (a)  [_]
                                                          (b)  [X]

________________________________________________________________________________
3    SEC USE ONLY                                                               

________________________________________________________________________________
4    CITIZENSHIP OR PLACE OF ORGANIZATION                                       

United States                                                         
________________________________________________________________________________
NUMBER OF    5    SOLE VOTING POWER                                         

SHARES           20,108                                                   
               _________________________________________________________________
BENEFICIALLY   6    SHARED VOTING POWER                                         

OWNED BY          1,145,100                                                 
               _________________________________________________________________
EACH       7    SOLE DISPOSITIVE POWER                                  

REPORTING         20,108                                                    
               _________________________________________________________________
PERSON      8    SHARED DISPOSITIVE POWER                                 

WITH            1,145,100                                               
________________________________________________________________________________
9    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON               

1,165,208                                                             
________________________________________________________________________________
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES           

Not Applicable                                                        
________________________________________________________________________________
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9                            

7.6%                                                                  
________________________________________________________________________________
12   TYPE OF REPORTING PERSON                                                   

IN                                                                    
________________________________________________________________________________

3 

SC 13G/A 4th Page of 7 TOC 1st Previous Next ↓Bottom Just 4th
ITEM 1.   (a)  Name of Issuer:                                                  

Memberworks Incorporated                          

(b)  Address of Issuer's Principal Executive Offices:       

9 West Broad Street                               
Stamford, CT  06902                               

ITEM 2.   (a)  Name of Person Filing:                                           

(i)  Thomas W. Smith                              

(ii) Thomas N. Tryforos                           

       The filing of this Statement shall not be deemed to be an
             admission that the filing persons comprise a "group" within the
           meaning of Section 13(d)(3) of the Securities Exchange Act of
1934, as amended.                                 

(b)  Address of Principal Business Office:                  

              The following is the address of the principal business office of
each of the filing persons:                       

323 Railroad Avenue                               
Greenwich, CT  06830                              

(c)  Citizenship:                                           

         Each of Messrs. Thomas W. Smith and Thomas N. Tryforos is a
United States citizen.                            

(d)  Title of Class of Securities:                          

Common Stock, par value $.01 per share.           

(e)  CUSIP Number:                                          

586002 10 7                                       

ITEM 3.   If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or  
(c), check whether the person filing is a:                  

Not applicable.                                             

        If this Statement is filed pursuant to Rule 13d-1(c), check this box
[x]                                                         

4 

SC 13G/A 5th Page of 7 TOC 1st Previous Next ↓Bottom Just 5th
ITEM 4.   Ownership                                                             

          (a)  Thomas W. Smith - 1,535,288 shares; Thomas N. Tryforos -1,165,208
shares                                            

(b)  Thomas W. Smith - 10.0%; Thomas N. Tryforos -7.6%      

        (c)  Each of Thomas W. Smith and Thomas N. Tryforos has shared power
             to vote or to direct the vote and shared power to dispose or to
             direct the disposition of 1,145,100 shares. Thomas W. Smith has
            sole power to vote and dispose of 390,188 shares and Thomas N.
           Tryforos has sole power to vote and dispose of 20,108 shares.

ITEM 5.   Ownership of Five Percent or Less of a Class                          

Not applicable.                                             

ITEM 6.   Ownership of More than Five Percent on Behalf of Another Person       

         Messrs. Smith and Tryforos beneficially own 1,235,288 shares in their
       capacities as investment managers for certain managed accounts. The
      managed accounts have the right to receive dividends from, and the
proceeds from the sale of, the managed accounts' shares.    

ITEM 7.   Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company    

Not applicable.                                             

ITEM 8.   Identification and Classification of Members of the Group             

Not applicable.                                             

ITEM 9.   Notice of Dissolution of Group                                        

Not applicable.                                             

ITEM 10.  Certification                                                         

     By signing below, I certify that, to the best of my knowledge and
          belief, the securities referred to above were not acquired and are not
         held for the purpose of or with the effect of changing or influencing
         the control of the issuer of the securities and were not acquired and
          are not held in connection with or as a participant in any transaction
having that purpose or effect.                              

5 

SC 13G/A 6th Page of 7 TOC 1st Previous Next ↓Bottom Just 6th
 Signature

After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Date:  June 8, 2001                                                             

                                                   /s/ Thomas W. Smith
                                                     ---------------------------
                                                     Thomas W. Smith

                                                    /s/ Thomas N. Tryforos
                                                     ---------------------------
                                                    Thomas N. Tryforos

6 

SC 13G/A Last Page of 7 TOC 1st Previous Next ↓Bottom Just 7th
JOINT FILING AGREEMENT

   The undersigned agree that the foregoing Statement on Schedule 13G, dated
June 8, 2001, is being filed with the Securities and Exchange Commission on     
behalf of each of the undersigned pursuant to Rule 13d-1(k)                     

Dated: June 8, 2001                                                             

                                                   /s/ Thomas W. Smith
                                                     ---------------------------
                                                     Thomas W. Smith

                                                    /s/ Thomas N. Tryforos
                                                     ---------------------------
                                                    Thomas N. Tryforos

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Dates Referenced Herein

		Referenced-On Page
This ‘SC 13G/A’ Filing	Date	First	Last	Other Filings

Filed on:	6/8/01	6	7	None on these Dates
	5/9/01	1
				List all Filings

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Filing Submission 0000891554-01-503055 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Smith Thomas W, et al. – ‘SC 13G/A’ on 6/8/01 re: Vertrue Inc

On: Friday, 6/8/01, at 3:45pm ET · Accession #: 891554-1-503055 · File #: 5-47315

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Amendment to Statement of Beneficial Ownership — Schedule 13GFiling Table of Contents

Document Table of Contents

Dates Referenced Herein

Amendment to Statement of Beneficial Ownership — Schedule 13G
Filing Table of Contents