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Smart Trust, CEFA Select BDC Trust, Series 4 – ‘487’ on 7/7/15 – EX-4.1

On:  Tuesday, 7/7/15, at 1:06pm ET   ·   Effective:  7/7/15   ·   Accession #:  891092-15-6105   ·   File #:  333-204232

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/07/15  Smart Tr CEFA Select BDC Tr Se… 4 487         7/07/15    6:609K                                   Doremus Fin… Printing/FA

Pre-Effective Pricing Amendment
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 487         Pre-Effective Pricing Amendment                     HTML    332K 
 2: EX-1.1      Reference Trust Agreement                           HTML     58K 
 3: EX-3.1      Opinion and Consent of Counsel                      HTML     11K 
 4: EX-3.3      Opinion of Counsel                                  HTML     11K 
 5: EX-4.1      Consent of Initial Evaluator                        HTML      7K 
 6: EX-4.3      Consent of Independent Registered Public            HTML      6K 
                          Accounting Firm                                        


EX-4.1   —   Consent of Initial Evaluator


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Exhibit 4.1

THE BANK OF NEW YORK MELLON

NEW YORK’S FIRST BANK-FOUNDED 1784 BY ALEXANDER HAMILTON

 

 

2 HANSON PLACE, 12TH FLOOR, BROOKLYN, N.Y. 11217

 

 

 

July 7, 2015

 

Hennion & Walsh, Inc.

2001 Route 46, Waterview Plaza

Parsippany, New Jersey 07054

 

Smart Trust, CEFA Select BDC Trust, Series 4

 

Dear Sirs:

The Bank of New York Mellon is acting as trustee for Smart Trust, CEFA Select BDC Trust, Series 4 set forth above (the “Trust”). We enclosed a list of the Securities to be deposited in the Trust on the date hereof. The prices indicated therein reflect our evaluation of such Securities as of close of business on July 6, 2015, in accordance with the valuation method set forth in the Trust Indenture and Agreement. We consent to the reference to The Bank of New York Mellon as the party performing the evaluations of the Trust Securities in the Registration Statement (No. 333-204232) filed with the Securities and Exchange Commission with respect to the registration of the sale of the Trust Units and to the filing of this consent as an exhibit thereto.

 

 

Very truly yours,

 

/s/ GERARDO CIPRIANO                             

Gerardo Cipriano

Vice President

 


Dates Referenced Herein

This ‘487’ Filing    Date    Other Filings
Filed on / Effective on:7/7/15None on these Dates
7/6/15
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Filing Submission 0000891092-15-006105   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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