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Freedom Capital Corp/MD – ‘N-6F’ on 3/3/15

On:  Tuesday, 3/3/15, at 3:25pm ET   ·   Accession #:  891092-15-1839   ·   File #:  814-01137

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/03/15  Freedom Capital Corp/MD           N-6F                   1:9K                                     Doremus Fin… Printing/FA

Notice of Intention to Elect Business-Development-Company Status   —   Form N-6F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-6F        Notice of Intention to Elect                        HTML      8K 
                          Business-Development-Company Status                    


This is an HTML Document rendered as filed.  [ Alternative Formats ]



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_____________

FORM N-6F
_____________

NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55 THROUGH 65
OF THE INVESTMENT COMPANY ACT OF 1940

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 (the “Act”) and in connection with such notice submits the following information:

Name: Freedom Capital Corporation
   
Address of Principal Business Office: 2200 Wilson Boulevard, Suite 805
  Arlington, Virginia 22201
   
Telephone Number: (703) 259-8204
   
Name and Address of Agent for Service of Process: Jeffrey McClure
  President and Chief Executive Officer
  Freedom Capital Corporation
  2200 Wilson Boulevard, Suite 805
  Arlington, Virginia 22201

 

The undersigned company hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Act within ninety days of the date of this filing. The company would be excluded from the definition of an investment company by section 3(c)(1) of the Act, except that it presently proposes to make a public offering of its securities as a business development company.

 
 

SIGNATURE

Pursuant to the requirements of section 6(f) of the Act, the undersigned company has caused this notice of intent to elect to be subject to sections 55 through 65 of the Act pursuant to section 54(a) of the Act to be duly executed on its behalf in the city of Arlington and the Commonwealth of Virginia on the 3rd day of March 2015.

  Freedom Capital Corporation
  /s/Jeffrey McClure
  Name: Jeffrey McClure
  Title: President and Chief Executive Officer

 

Attest: /s/ Perpetua Seidenberg  
  Name: Perpetua Seidenberg  
  Title: Chief Compliance Officer, Chief Financial Officer, Vice President, Treasurer and Secretary  

 

 

 
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Filing Submission 0000891092-15-001839   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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