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Andrews Group Inc/DE – ‘PRE13E3’ on 1/30/97 re: Marvel Entertainment, Inc.

As of:  Thursday, 1/30/97   ·   Accession #:  889812-97-246   ·   File #:  5-47191

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/30/97  Andrews Group Inc/DE              PRE13E3                4:425K Marvel Entertainment, Inc.        Global Fin’l Press/NY/FA

Preliminary Proxy Solicitation Material — Going-Private Transaction Statement   —   Schedule 13E-3
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: PRE13E3     Rule 13E-3 Transaction Statement [Schedule 13E-3      11     53K 
                          Filed as Part of Proxy Materials]                      
 2: EX-99.(C)(10)  Amendment to Stock Purchase Agreement              13     43K 
 3: EX-99.(C)(11)  Amendment to Stock Purchase Agreement              14     45K 
 4: EX-99.(D)(1)  Description to Come                                 93    486K 


PRE13E3   —   Rule 13E-3 Transaction Statement [Schedule 13E-3 Filed as Part of Proxy Materials]

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-------------------------------------------------------------------------------- -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT (PURSUANT TO SECTION 13(E) OF THE SECURITIES EXCHANGE ACT) ------------------------ TOY BIZ, INC. (NAME OF ISSUER) ------------------------ TOY BIZ, INC. ANDREWS ACQUISITION CORP. ANDREWS GROUP INCORPORATED (NAME OF PERSONS FILING STATEMENT) ------------------------ CLASS A COMMON STOCK, PAR VALUE $.01 PER SHARE (TITLE OF CLASS OF SECURITIES) ------------------------ 892261108 CUSIP NUMBERS OF CLASSES OF SECURITIES ------------------------ [Download Table] DANIEL J. WERTHER, ESQ. BARRY F. SCHWARTZ, ESQ. TOY BIZ, INC. ANDREWS GROUP INCORPORATED 333 EAST 38TH STREET 35 EAST 62ND STREET NEW YORK, NY 10016 NEW YORK, NY 10021 TELEPHONE: (212) 682-4700 TELEPHONE: (212) 572-8600 (NAME, ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE) ------------------------ Copies to: ALAN C. MYERS, ESQ. SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 919 THIRD AVENUE NEW YORK, NEW YORK 10022 TELEPHONE: (212) 735-3000 ------------------------ This statement is filed in connection with (check the appropriate box): a. /x/ The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14C, or Rule 13E-3(c) under the Securities Exchange Act of 1934. b. / / The filing of a registration statement under the Securities Act of 1933. c. / / A tender offer. d. / / None of the above. Check the following box if the soliciting materials or information statement referred to in checking box (a) are preliminary copies. /x/ CALCULATION OF FILING FEE Transaction Valuation: $348,413,784* Amount of Filing Fee: $69,683 ------------------ * Estimated solely for purposes of calculating the filing fee and based, pursuant to Rule 0-11 under the Securities Exchange Act of 1934, as amended (the 'Act'), upon the purchase of (a) 8,014,265 shares of Class A Common Stock (which is the sum of (a) (i) 20,348,794, the number of outstanding shares of Class A Common Stock plus (ii) 1,321,471, which is the number of shares of Class A Common Stock issuable upon exercise of stock options, minus (iii) 13,656,000, which is the number of shares of Class A Common Stock to be purchased by Andrews Group prior to the Merger) for consideration of $22.50 per Share, (b) 7,394,000 shares of Class B Common Stock for consideration of $22.50 per share, and (c) 59,091 shares of Series A Preferred Stock for consideration of $29.24 (the consideration payable on June 30, 1997, the date on which either party to the Merger Agreement may terminate the Merger Agreement). Also in accordance with Rule 0-11 under the Act, the filing fee is determined by multiplying the amount calculated pursuant to the foregoing sentence by one-fiftieth of one percent. /x/ Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the form of schedule and the date of its filing. Amount previously paid: $69,683 Filing Party: Toy Biz, Inc. Form or registration no.: Schedule 14A Date filed: January 30, 1997 -------------------------------------------------------------------------------- --------------------------------------------------------------------------------
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INTRODUCTION This Rule 13e-3 Transaction Statement (this 'Statement') relates to the Agreement and Plan of Merger, dated as of December 27, 1996, by and among Andrews Group Incorporated, a Delaware corporation ('Andrews Group'), Andrews Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Andrews Group ('Acquisition'), and Toy Biz, Inc., a Delaware corporation (the 'Company'), and the proposed merger (the 'Merger') of Acquisition with and into the Company, which will result in the Company becoming a wholly owned subsidiary of Andrews Group. The Merger and the Merger Agreement are more fully described in the Proxy Statement. The cross-reference sheet below is being supplied pursuant to General Instruction F to Schedule 13e-3 and shows the location in the Company's preliminary proxy statement (the 'Proxy Statement') concurrently being filed with the Securities and Exchange Commission (the 'Commission') in connection with the proposed Merger, which contains information required to be included in response to the items of this Statement. A copy of the Proxy Statement is attached hereto as Exhibit (d)(1). The information in the Proxy Statement, including all exhibits thereto, is expressly incorporated by reference and responses to each item herein are qualified in their entirety by the provisions of the Proxy Statement.
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CROSS REFERENCE SHEET (PURSUANT TO GENERAL INSTRUCTION F TO SCHEDULE 13E-3) [Enlarge/Download Table] ITEM NUMBER AND CAPTION LOCATION IN PROXY STATEMENT ------------------------------------------ ----------------------------------------------------------------- 1. ISSUER AND CLASS OF SECURITY SUBJECT TO THE TRANSACTION. (a)....................................... Front Cover Page and 'SUMMARY--Transaction Parties' sections of the Proxy Statement are incorporated herein by this reference. (b)-(d)................................... 'INTRODUCTION;' 'SUMMARY--The Special Meeting;' 'THE SPECIAL MEETING--Voting Rights and Vote Required' and 'MARKET PRICES OF THE COMMON STOCK AND DIVIDEND POLICY' sections of the Proxy Statement are incorporated herein by this reference. (e)....................................... 'SUMMARY--The Merger Agreement' and 'SPECIAL FACTORS--Background of the Merger' sections of the Proxy Statement are incorporated herein by this reference. (f)....................................... 'CERTAIN OTHER AGREEMENTS--The Stock Purchase Agreements' section of the Proxy Statement is incorporated herein by reference. 2. IDENTITY AND BACKGROUND. This Statement is being jointly filed by Toy Biz, Inc. (the issuer of the class of equity securities which is the subject of the transaction), Andrews Group Incorporated and Andrews Acquisition Corp. (a wholly owned subsidiary Andrews Group). (a)-(d), (g).............................. 'INTRODUCTION;' 'SUMMARY--Transaction Parties' and 'DIRECTORS AND EXECUTIVE OFFICERS OF MARVEL, ANDREWS GROUP, ACQUISITION AND THE COMPANY' sections of the Proxy Statement are incorporated herein by this reference. (e), (f).................................. To the best of the undersigneds' knowledge, except as described under 'DIRECTORS AND EXECUTIVE OFFICERS OF MARVEL, ANDREWS GROUP, ACQUISITION AND THE COMPANY' section of the Proxy Statement which is incorporated herein by this reference, none of the persons with respect to whom information is provided in response to this Item was during the last five years (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining further violations of, or prohibiting activities subject to, federal or state securities laws or finding any violation of such laws. 1
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[Enlarge/Download Table] ITEM NUMBER AND CAPTION LOCATION IN PROXY STATEMENT ------------------------------------------ ----------------------------------------------------------------- 3. PAST CONTACTS, TRANSACTIONS OR NEGOTIATIONS. (a)(1).................................... 'SUMMARY;' 'SPECIAL FACTORS--Background of the Merger;' ' SPECIAL FACTORS--Interest of Certain Persons in the Transaction;' 'CERTAIN OTHER AGREEMENTS--The Stock Purchase Agreements;' and 'SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT' sections of the Proxy Statement are incorporated herein by this reference. (a)(2), (b)............................... 'SUMMARY;' 'SPECIAL FACTORS--Background of the Merger;' '--Recommendations of the Special Committee and the Board of Directors of the Company; Fairness of the Merger;' '--Opinion of Financial Advisor;' '--Interests of Certain Persons in the Transaction;' and ANNEX A sections of the Proxy Statement are incorporated herein by this reference. 4. TERMS OF THE TRANSACTION. (a)....................................... 'SUMMARY--The Merger Agreement;' 'SPECIAL FACTORS;' 'THE MERGER AGREEMENT' and 'THE ACQUISITION AGREEMENT' sections of the Proxy Statement are incorporated herein by this reference. (b)....................................... 'SPECIAL FACTORS--Interests of Certain Persons in the Transaction;' 'THE MERGER AGREEMENT--Directors', and Officers', Indemnification and Insurance;' 'CERTAIN OTHER AGREEMENTS--The Stock Purchase Agreements' and '--Stockholders' Agreement and Class B Voting Trusts' sections of the Proxy Statement are incorporated herein by this reference. 5. PLANS OR PROPOSALS OF THE ISSUER OR AFFILIATE. (a), (b), (d)............................. None. (c), (e), (f), (g)........................ 'SPECIAL FACTORS--Certain Projections;' '--Conduct of the Business following the Merger;' '--Certain Effects of the Merger' and '--Interests of Certain Persons in the Transaction' sections of the Proxy Statement are incorporated herein by this reference. 6. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. (a), (b).................................. 'SUMMARY--The Merger Agreement--Financing;' 'SPECIAL FACTORS--Sources and Uses of Funds' and '--Opinion of Financial Advisor' sections of the Proxy Statement are incorporated herein by this reference. (c), (d).................................. Not Applicable. 2
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[Enlarge/Download Table] ITEM NUMBER AND CAPTION LOCATION IN PROXY STATEMENT ------------------------------------------ ----------------------------------------------------------------- 7. PURPOSE(S), ALTERNATIVES, REASONS AND EFFECTS. (a)-(c)................................... 'SUMMARY;' 'SPECIAL FACTORS--Background of the Merger;' '--Recommendations of the Special Committee and the Board of Directors of the Company; Fairness of the Merger' and '--Certain Effects of the Merger' sections of the Proxy Statement are incorporated herein by this reference. (d)....................................... 'SUMMARY;' 'SPECIAL FACTORS--Certain Effects of the Merger;' '--Recommendations of the Special Committee and the Board of Directors of the Company; Fairness of the Merger;' '--Opinion of Financial Advisor;' '--Conduct of the Business following the Merger;' '--Certain Federal Income Tax Consequences' and 'THE MERGER AGREEMENT' sections of the Proxy Statement are incorporated herein by this reference. 8. FAIRNESS OF THE TRANSACTION. (a), (b).................................. 'SUMMARY'; 'SPECIAL FACTORS--Background of the Merger;' 'Recommendations of the Special Committee and the Board of Directors of the Company; Fairness of the Merger;' '--Opinion of Financial Advisor;' '--Interests of Certain Persons in the Transaction;' '--Position of Andrews Group' 'ANNEX B--Opinion of Financial Advisor' sections of the Proxy Statement are incorporated herein by this reference. (c)....................................... 'INTRODUCTION;' 'SUMMARY--The Special Meeting' and 'THE SPECIAL MEETING--Voting Rights and Vote Required' sections of the Proxy Statement are incorporated herein by this reference. (d)....................................... 'SPECIAL FACTORS--Background of the Merger;' '--Opinion of Financial Advisor' and 'ANNEX B-- Opinion of Financial Advisor' sections of the Proxy Statement are incorporated herein by this reference. (e)....................................... 'SPECIAL FACTORS--Recommendations of the Special Committee and the Board of Directors of the Company; Fairness of the Merger' section of the Proxy Statement are incorporated herein by this reference. (f)....................................... Not applicable. 9. REPORTS, OPINIONS, APPRAISALS AND CERTAIN NEGOTIATIONS. (a), (b).................................. 'SUMMARY;' 'SPECIAL FACTORS--Opinion of Financial Advisor;' '--Background of the Merger' and 'ANNEX B--Opinion of Financial Advisor' sections of the Proxy Statement are incorporated herein by this reference. (c)....................................... 'ANNEX B--Opinion of Financial Advisor' section of the Proxy Statement are incorporated herein by this reference. 3
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[Enlarge/Download Table] ITEM NUMBER AND CAPTION LOCATION IN PROXY STATEMENT ------------------------------------------ ----------------------------------------------------------------- 10. INTEREST IN SECURITIES OF THE ISSUER. (a), (b).................................. 'INTRODUCTION;' 'SPECIAL FACTORS--Background of the Merger;' '--Interests of Certain Persons in the Transaction;' 'CERTAIN OTHER AGREEMENTS--The Stock Purchase Agreements' and 'SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT' sections of the Proxy Statement are incorporated herein by this reference. 11. CONTRACTS, ARRANGEMENTS OR UNDERSTANDINGS WITH RESPECT TO THE ISSUER'S SECURITIES................................ 'SUMMARY;' 'SPECIAL FACTORS--Background of the Merger;' '--Recommendations of the Special Committee and the Board of Directors of the Company; Fairness of the Merger;' '--Opinion of Financial Advisor;' '--Interests of Certain Persons in the Transaction;' 'CERTAIN OTHER AGREEMENTS--The Stock Purchase Agreements;' '--Stockholders' Agreement and Class B Voting Trusts;' and '--Company Registration Rights Agreement' sections of the Proxy Statement are incorporated herein by this reference. 12. PRESENT INTENTION AND RECOMMENDATION OF CERTAIN PERSONS WITH REGARD TO THE TRANSACTION. (a), (b).................................. 'INTRODUCTION;' 'THE SPECIAL MEETING--Voting Rights and Vote Required;' 'SPECIAL FACTORS--Recom- mendations of the Special Committee and the Board of Directors of the Company; Fairness of the Merger' and 'CERTAIN OTHER AGREEMENTS--The Stock Purchase Agreements' sections of the Proxy Statement are incorporated herein by this reference. 13. OTHER PROVISIONS OF THE TRANSACTION. (a)....................................... 'STOCKHOLDERS' RIGHTS OF APPRAISAL' and 'ANNEX C--Excerpts from the General Corporation Law of the State of Delaware Relating to the Rights of Dissenting Stockholders' sections of the Proxy Statement are incorporated herein by this reference. (b)....................................... None. (c)....................................... Not applicable. 14. FINANCIAL INFORMATION. (a)....................................... 'SELECTED FINANCIAL INFORMATION' section of the Proxy Statement are also incorporated herein by this reference. (b)....................................... Not applicable. 4
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[Enlarge/Download Table] ITEM NUMBER AND CAPTION LOCATION IN PROXY STATEMENT ------------------------------------------ ----------------------------------------------------------------- 15. PERSONS AND ASSETS EMPLOYED, RETAINED OR UTILIZED. (a), (b).................................. 'INTRODUCTION;' 'SUMMARY--Special Factors--Opinion of Financial Advisor;' 'SPECIAL FACTORS--Opinion of Financial Advisor' and '--Sources and Uses of Funds' sections of the Proxy Statement are incorporated herein by this reference. 16. ADDITIONAL INFORMATION. See text of the Proxy Statement. 17. MATERIAL TO BE FILED AS EXHIBIT. (a)....................................... Not applicable. (b)....................................... Exhibit (b)(1) Fairness Opinion of Wasserstein Perella & Co., Inc., dated December 24, 1996 (incorporated by reference to ANNEX B to the Proxy Statement attached hereto as Exhibit (d)(1)) Exhibit (b)(2) Material distributed by Wasserstein Perella & Co., Inc, to the Special Committee of Toy Biz, Inc. on December 13, 1996 (to be filed by amendment) (c)....................................... Exhibit (c)(1) Agreement and Plan of Merger, dated as of December 27, 1996, by and among Andrews Group Incorporated, Andrews Acquisition Corp. and Toy Biz, Inc. (incorporated by reference to ANNEX A to the Proxy Statement attached hereto as Exhibit (d)(1)) Exhibit (c)(2) Stockholders' Agreement, dated as of March 2, 1995, among Isaac Perlmutter, Avi Arad, Isaac Perlmutter T.A., and Marvel Entertainment Group, Inc. (incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 1995.) Exhibit (c)(3) Registration Rights Agreement, dated as of March 2, 1995, by and among the Company, Marvel Entertainment Group, Inc., Isaac Perlmutter, Avi Arad and Zib Inc. (incorporated by reference to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 1995.) Exhibit (c)(4) Stock Option Agreement, dated as of April 30, 1993, between the Company and Avi Arad (incorporated by reference to Exhibits 10.25, 10.26 and 10.26(b) to the Company's Registration Statement on Form S-1, File No. 33-87268) Exhibit (c)(5) Stock Purchase Agreement, dated as of November 20, 1996, between Andrews Group Incorporated and Avi Arad (incorporated by reference to Exhibit B to Amendment No. 1 to Schedule 13D filed by Andrews Group with respect to Toy Biz, Inc.) Exhibit (c)(6) Stock Purchase Agreement, dated as of November 20, 1996, by and among Andrews Group 5
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[Enlarge/Download Table] ITEM NUMBER AND CAPTION LOCATION IN PROXY STATEMENT ------------------------------------------ ----------------------------------------------------------------- Incorporated and Isaac Perlmutter, Isaac Perlmutter, T.A. and Zib, Inc. (incorporated by reference to Exhibit A to Amendment No. 1 to Schedule 13D filed by Andrews Group and Mafco Holdings Inc. with respect to Toy Biz, Inc.) Exhibit (c)(7) Voting Trust Agreement, dated as of March 2, 1995, by and among Marvel Entertainment Group, Inc., Avi Arad and the Company (incorporated by reference to Exhibit 9.1 to the Company's Registration Statement on Form S-1, File No. 33-87268). Exhibit (c)(8) Voting Trust Agreement, dated as of March 2, 1995, by and among Marvel Entertainment Group, Inc., Isaac Perlmutter and the Company (incorporated by reference to Exhibit 9.2 to the Company's Registration Statement on Form S-1, File No. 33-87268). Exhibit (c)(9) Stock Purchase Agreement, dated as of December 27, 1996, by and between Andrews Group Incorporated and Marvel Entertainment Group, Inc. (incorporated by reference to Exhibit C to Amendment No. 3 to the Schedule 13D filed by Andrews Group Incorporated with respect to the Class A Common Stock of Toy Biz, Inc.). Exhibit (c)(10) Amendment to Stock Purchase Agreement, dated as of January 29, 1997, by and among Andrews Group Incorporated and Avi Arad. Exhibit (c)(11) Amendment to Stock Purchase Agreement, dated as of January 29, 1997, by and among Andrews Group Incorporated, Isaac Perlmutter, Isaac Perlmutter T.A., and Zib Inc. (d)....................................... Exhibit (d)(1) Letter to Stockholders, Notice of Special Meeting of Stockholders, Proxy Statement and form of the Proxy for the Special Meeting of Stockholders of Toy Biz, Inc. (e)....................................... Exhibit (e)(1) Sections of the Delaware General Corporation Law (incorporated by reference to ANNEX C to the Proxy Statement attached hereto as Exhibit (d)(1)) (f)....................................... Not applicable. 6
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SIGNATURE After due inquiry, and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. ANDREWS GROUP INCORPORATED By: /s/ GLENN DICKES ---------------------------------- Glenn P. Dickes Senior Vice President ANDREWS ACQUISITION CORP. By: /s/ GLENN DICKES ---------------------------------- Glenn P. Dickes Vice President TOY BIZ, INC. By: /s/ DANIEL J. WERTHER ---------------------------------- Daniel J. Werther Executive Vice President Dated: January 30, 1997 7
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EXHIBIT INDEX [Enlarge/Download Table] EXHIBIT NUMBER DESCRIPTION PAGE NO. ------- --------------------------------------------------------------------------------------------- ---------- (a) -- Not applicable. (b) -- Exhibit (b)(1) Fairness Opinion of Wasserstein Perella & Co., Inc., dated December 24, 1996 (incorporated by reference to Annex B to the Proxy Statement attached hereto as Exhibit (d)(1)). Exhibit (b)(2) Material distributed by Wasserstein Perella & Co., Inc. to the Special Committee of Toy Biz, Inc. on December 13, 1996 (to be filed by amendment) (c) -- Exhibit (c)(1) Agreement and Plan of Merger, dated as of December 27, 1996, by and among Andrews Group Incorporated, Andrews Acquisition Corp. and Toy Biz, Inc. (incorporated by reference to Annex A to the Proxy Statement attached hereto as Exhibit (d)(1)). Exhibit (c)(2) Stockholders Agreement, dated as of March 2, 1995, among Isaac Perlmutter, Avi Arad, Isaac Perlmutter T.A., Marvel Entertainment Group, Inc., the Company, and Zib Inc. (incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 1995.) Exhibit (c)(3) Registration Rights Agreement, dated as of March 2, 1995, by and among the Company, Marvel Entertainment Group, Inc., Isaac Perlmutter and Avi Arad (incorporated by reference to Exhibit 10.2 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 1995.) Exhibit (c)(4) Stock Option Agreement, dated as of April 30, 1993, between the Company and Avi Arad (incorporated by reference to Exhibits 10.25, 10.26 and 10.26(b) to the Company's Registration Statement on Form S-1, File No. 33-87268) Exhibit (c)(5) Stock Purchase Agreement, dated as of November 20, 1996, between Andrews Group Incorporated and Avi Arad (incorporated by reference to Exhibit B to Amendment No. 1 to Schedule 13D filed by Andrews Group with respect to Toy Biz, Inc.) Exhibit (c)(6) Stock Purchase Agreement, dated as of November 20, 1996, by and among Andrews Group Incorporated and Isaac Perlmutter, Isaac Perlmutter, T.A. and Zib, Inc. (incorporated by reference to Exhibit A to Amendment No. 1 to Schedule 13D filed by Andrews Group and Mafco Holdings Inc. with respect to Toy Biz, Inc.) Exhibit (c)(7) Voting Trust Agreement, dated as of March 2, 1995, by and among Marvel Entertainment Group, Inc., Avi Arad and the Company (incorporated by reference to Exhibit 9.1 to the Company's Registration Statement on Form S-1, File No. 33-87268). Exhibit (c)(8) Voting Trust Agreement, dated as of March 2, 1995, by and among Marvel Entertainment Group, Inc., Isaac Perlmutter and the Company (incorporated by reference to Exhibit 9.2 to the Company's Registration Statement on Form S-1, File No. 33-87268). Exhibit (c)(9) Stock Purchase Agreement, dated as of December 27, 1996, by and between Andrews Group Incorporated and Marvel Entertainment Group, Inc. (incorporated by reference to Exhibit C to Amendment No. 3 to the Schedule 13D filed by Andrews Group Incorporated with respect to the Class A Common Stock of Toy Biz, Inc.). Exhibit (c)(10) Amendment to Stock Purchase Agreement, dated as of January 29, 1997, by and between Andrews Group Incorporated and Avi Arad. Exhibit (c)(11) Amendment to Stock Purchase Agreement, dated as of January 29, 1997, by and among Andrews Group Incorporated, Isaac Perlmutter, Isaac Perlmutter T.A., and Zib Inc.
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[Enlarge/Download Table] (d) -- Exhibit (d)(1) Letter to Stockholders, Notice of Special Meeting of Stockholders, Proxy Statement and form of the Proxy for the Special Meeting of Stockholders of Toy Biz, Inc. (e) -- Exhibit (e)(1) Sections of the Delaware General Corporation Law (incorporated by reference to Annex C to the Proxy Statement attached hereto as exhibit (d)(1)). (f) -- Not applicable.

Dates Referenced Herein   and   Documents Incorporated by Reference

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6/30/97110-Q,  3
Filed on:1/30/9719PREM14A
1/29/97810
12/27/962108-K
12/24/96710
12/13/96710
11/20/96710
3/31/9571010-Q,  8-K
3/2/95710
4/30/93710
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