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As Of Filer Filing For·On·As Docs:Size 11/26/19 BNY Mellon Inv Grade Funds, Inc. 485BPOS 11/29/19 15:6.3M → BNY Mellon Inflation Adjusted Securities Fund ⇒ Class I (DIASX) — Class Y (DAIYX) — Investor Shares (DIAVX) → BNY Mellon Short Term Income Fund ⇒ Class D (DSTIX) — Class P (DSHPX) |
Document/Exhibit Description Pages Size 1: 485BPOS Post-Effective Amendment No. 67 HTML 2.80M 15: EX-24 Power of Attorney - Donohue HTML 20K 13: EX-24 Power of Attorney - Group 1 HTML 23K 14: EX-24 Power of Attorney - Laroache HTML 40K 2: EX-99.a CHARTER Articles of Amendment HTML 12K 3: EX-99.d ADVSR CONTR Management Agreement HTML 30K 4: EX-99.e UNDR CONTR Amended and Restated Distribution HTML 96K Agreement 6: EX-99.e UNDR CONTR Bank Selling Agreement HTML 89K 5: EX-99.e UNDR CONTR Broker-Dealer Selling Agreement HTML 91K 7: EX-99.h OTH MAT CONT Shareholder Services Plan HTML 18K 8: EX-99.j OTHER OPININ Consent of Independent Accountant HTML 10K 10: EX-99.n 18F-3 PLAN Rule 18F-3 - Bny Mellon Inflation Adjusted HTML 20K Securities Fund 9: EX-99.n 18F-3 PLAN Rule 18F-3 - Bny Mellon Short Term Income HTML 13K Fund 11: EX-99.p CODE ETH Code of Ethics HTML 374K 12: EX-99.p CODE ETH Non-Management Code of Ethics HTML 58K
e1distributionagreement.htm - Generated by SEC Publisher for SEC Filing |
AMENDED AND RESTATED
DISTRIBUTION AGREEMENT
BNY Mellon Securities Corporation
240 Greenwich Street
Ladies and Gentlemen:
This is to confirm that, in consideration of the agreements hereinafter contained, each investment company identified on Exhibit A hereto, as such Exhibit may be amended from time to time (each, the "Fund"), has agreed that you shall be, for the period of this agreement, the distributor of (a) shares of each series of the Fund set forth on Exhibit A hereto, as such Exhibit may be revised from time to time (each, a "Series") or (b) if no Series are set forth on such Exhibit, shares of the Fund. For purposes of this agreement the term "Shares" shall mean the authorized shares of the relevant Series, if any, and otherwise shall mean the Fund's authorized shares.
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You agree promptly to notify the Fund of the commencement of any litigation or proceedings against you or any of your officers or directors in connection with the issue and sale of Shares.
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Shares of any class of the Fund offered for sale by you shall be offered for sale at a price per share (the "offering price") approximately equal to (a) their net asset value (determined in the manner set forth in the Fund's charter documents) plus (b) a sales charge, if any and except to those persons set forth in the then-current prospectus, which shall be the percentage of the offering price of such Shares as set forth in the Fund's then-current prospectus. The offering price, if not an exact multiple of one cent, shall be adjusted to the nearest cent. In addition, Shares of any class of the Fund offered for sale by you may be subject to a contingent deferred sales charge as set forth in the Fund's then-current prospectus. You shall be entitled to receive any sales charge or contingent deferred sales charge in respect of the Shares. Any payments to dealers shall be governed by a separate agreement between you and such dealer and the Fund's then-current prospectus.
This agreement shall continue until the date (the "Reapproval Date") set forth on Exhibit A hereto (and, if the Fund has Series, a separate Reapproval Date shall be specified on Exhibit A for each Series), and thereafter shall continue automatically for successive annual periods ending on the day (the "Reapproval Day") of each year set forth on Exhibit A hereto, provided such continuance is specifically approved at least annually by (i) the Fund's Board or (ii) vote of a majority (as defined in the Investment Company Act of 1940) of the Shares of the Fund or the relevant Series, as the case may be, provided that in either event its continuance also is approved by a majority of the Board members who are not "interested persons" (as defined in said Act) of any party to this agreement, by vote cast in person at a meeting called for the purpose of voting on such approval. This agreement is terminable without penalty, on 60 days' notice, (a) by vote of holders of a majority of the Fund's or, as to any relevant Series, such Series' outstanding voting securities, or (b) by the Fund's Board as to the Fund or the relevant Series, as the case may be, or (c) by you. This agreement also will terminate automatically, as to the Fund or the relevant Series, as the case may be, in the event of its assignment (as defined in said Act).
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Please confirm that the foregoing is in accordance with your understanding and indicate your acceptance hereof by signing below, whereupon it shall become a binding agreement between us.
Very truly yours,
FUNDS LISTED ON EXHIBIT A HERETO
By /s/ Renee LaRoche-Morris
Name: Renee LaRoche-Morris
Title: President
Accepted:
BNY MELLON SECURITIES CORPORATION
By:_ /s/ Kenneth J. Bradle___________________
Name: Kenneth J. Bradle
Title: President
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EXHIBIT A
Fund |
Series |
Reapproval Date |
Reapproval Day |
BNY Mellon Absolute Insight Funds, Inc. |
BNY Mellon Absolute Insight Multi-Strategy Fund |
November 30 |
|
BNY Mellon Broad Opportunities Fund |
November 30 |
||
BNY Mellon Core Plus Fund |
November 30 |
||
BNY Mellon Advantage Funds, Inc. |
BNY Mellon Global Dynamic Bond Fund |
March 30 |
|
BNY Mellon Global Real Return Fund |
March 30 |
||
BNY Mellon Opportunistic Midcap Value Fund |
March 30 |
||
BNY Mellon Opportunistic Small Cap Fund |
March 30 |
||
BNY Mellon Dynamic Value Fund |
March 30 |
||
BNY Mellon Structured Midcap Fund |
March 30 |
||
BNY Mellon Technology Growth Fund |
March 30 |
||
BNY Mellon Dynamic Total Return Fund |
March 30 |
||
BNY Mellon Appreciation Fund, Inc. |
September 5 |
||
BNY Mellon California AMT-Free Municipal Bond Fund, Inc. |
November 30 |
||
BNY Mellon Growth and Income Fund, Inc. |
March 30 |
||
BNY Mellon Index Funds, Inc. |
BNY Mellon International Stock Index Fund |
March 30 |
|
BNY Mellon S&P 500 Index Fund |
March 30 |
||
BNY Mellon Smallcap Stock Index Fund |
March 30 |
||
BNY Mellon Intermediate Municipal Bond Fund, Inc. |
November 30 |
||
BNY Mellon International Securities Funds, Inc. |
BNY Mellon Emerging Markets Securities Fund |
March 30 |
|
BNY Mellon Investment Funds I |
BNY Mellon International Equity Fund |
April 4 |
|
BNY Mellon Global Fixed Income Fund |
April 4 |
||
BNY Mellon Tax Sensitive Total Return Bond Fund |
April 4 |
||
BNY Mellon Diversified Emerging Markets Fund |
April 4 |
||
BNY Mellon Small/Mid Cap Growth Fund |
April 4 |
||
BNY Mellon Small Cap Growth Fund |
April 4 |
||
BNY Mellon Small Cap Value Fund |
April 4 |
||
BNY Mellon Investment Funds II, Inc. |
BNY Mellon Global Emerging Markets Fund |
April 4 |
|
BNY Mellon Yield Enhancement Strategy Fund |
April 4 |
||
BNY Mellon Alternative Diversifier Strategies Fund |
March 19 |
||
BNY Mellon Investment Funds III |
BNY Mellon Equity Income Fund |
April 4 |
|
BNY Mellon Global Equity Income Fund |
April 4 |
||
BNY Mellon High Yield Fund |
April 4 |
||
BNY Mellon International Bond Fund |
April 4 |
||
BNY Mellon Investment Funds IV, Inc. |
BNY Mellon Bond Market Index Fund |
April 4 |
|
BNY Mellon Disciplined Stock Fund |
April 4 |
||
BNY Mellon Floating Rate Income Fund |
April 4 |
||
BNY Mellon Institutional S&P 500 Stock Index Fund |
April 4 |
||
BNY Mellon Tax Managed Growth Fund |
April 4 |
||
General Treasury and Agency Money Market Fund |
April 4 |
||
BNY Mellon Investment Funds V, Inc. |
BNY Mellon Diversified International Fund |
March 30 |
|
BNY Mellon Global Real Estate Securities Fund |
March 30 |
||
BNY Mellon Large Cap Equity Fund |
March 30 |
||
BNY Mellon Large Cap Growth Fund |
March 30 |
||
BNY Mellon Investment Funds VI |
BNY Mellon Balanced Opportunity Fund |
March 30 |
|
BNY Mellon Investment Grade Funds, Inc. |
BNY Mellon Inflation Adjusted Securities Fund |
July 29 |
|
BNY Mellon Short Term Income Fund |
July 29 |
||
BNY Mellon Investment Portfolios |
Core Value Portfolio |
August 31 |
|
MidCap Stock Portfolio |
August 31 |
||
Small Cap Stock Index Portfolio |
August 31 |
||
Technology Growth Portfolio |
August 31 |
||
BNY Mellon Large Cap Securities Fund, Inc. |
June 30 |
||
BNY Mellon Midcap Index Fund, Inc. |
March 30 |
||
BNY Mellon Municipal Bond Funds, Inc. |
BNY Mellon Municipal Bond Fund |
November 30 |
|
BNY Mellon Municipal Funds, Inc. |
BNY Mellon AMT-Free Municipal Bond Fund |
November 30 |
|
BNY Mellon High Yield Municipal Bond Fund |
November 30 |
||
BNY Mellon New Jersey Municipal Bond Fund, Inc. |
March 30 |
||
BNY Mellon New York AMT-Free Municipal Bond Fund |
September 5 |
||
BNY Mellon New York Tax Exempt Bond Fund, Inc. |
November 30 |
||
BNY Mellon Opportunistic Municipal Securities Fund |
September 5 |
||
BNY Mellon Opportunity Funds |
BNY Mellon Natural Resources Fund |
August 31 |
|
BNY Mellon Strategic Beta Emerging Markets Equity |
August 31 |
||
BNY Mellon Japan Womenomics Fund |
July 31 |
||
BNY Mellon Research Growth Fund, Inc. |
March 30 |
||
BNY Mellon Short-Intermediate Municipal Bond Fund |
August 31 |
||
BNY Mellon State Municipal Bond Funds |
BNY Mellon Connecticut Fund |
September 5 |
|
BNY Mellon Massachusetts Fund |
September 5 |
||
BNY Mellon Pennsylvania Fund |
September 5 |
||
BNY Mellon Stock Funds |
BNY Mellon International Core Equity Fund |
November 30 |
|
BNY Mellon International Small Cap Fund |
November 30 |
||
BNY Mellon Stock Index Fund, Inc. |
March 30 |
||
BNY Mellon Strategic Funds, Inc. |
BNY Mellon Active MidCap Fund |
November 30 |
|
BNY Mellon Select Managers Small Cap Growth Fund |
November 30 |
||
BNY Mellon Select Managers Small Cap Value Fund |
November 30 |
||
BNY Mellon U.S. Equity Fund |
November 30 |
||
BNY Mellon Global Stock Fund |
November 30 |
||
BNY Mellon International Stock Fund |
November 30 |
||
BNY Mellon Sustainable U.S. Equity Fund, Inc. |
August 31 |
||
BNY Mellon Sustainable U.S. Equity Portfolio, Inc. |
July 29 |
||
BNY Mellon Ultra Short Income Fund |
June 11 |
||
BNY Mellon U.S. Mortgage Fund, Inc. |
November 30 |
||
BNY Mellon Variable Investment Fund |
Appreciation Portfolio |
March 31 |
|
Opportunistic Small Cap Portfolio |
March 31 |
||
Growth and Income Portfolio |
March 31 |
||
International Equity Portfolio |
March 31 |
||
International Value Portfolio |
March 31 |
||
Government Money Market Portfolio |
March 31 |
||
Quality Bond Portfolio |
March 31 |
||
BNY Mellon Worldwide Growth Fund, Inc. |
September 5 |
||
CitizensSelect Funds |
Dreyfus Prime Money Market Fund |
June 11 |
|
Dreyfus Institutional Preferred Treasury Securities |
June 11 |
||
Dreyfus AMT-Free Municipal Cash Management Plus |
June 11 |
||
Dreyfus AMT-Free New York Municipal Cash Management |
June 11 |
||
Dreyfus BASIC Money Market Fund, Inc. |
September 11 |
||
Dreyfus Cash Management |
June 11 |
||
Dreyfus Government Cash Management Funds |
Dreyfus Government Cash Management |
June 11 |
|
Dreyfus Government Securities Cash Management |
June 11 |
||
Dreyfus Institutional Liquidity Funds |
Dreyfus Treasury and Agency Liquidity Money Market |
June 11 |
|
Dreyfus Institutional Preferred Money Market Funds |
Dreyfus Institutional Preferred Money Market Fund |
June 11 |
|
Dreyfus Institutional Preferred Government Plus |
June 11 |
||
Dreyfus Institutional Reserves Funds |
Dreyfus Institutional Treasury Securities Cash |
June 11 |
|
Dreyfus Institutional Treasury and Agency Cash |
June 11 |
||
Dreyfus Institutional Preferred Government Money |
June 11 |
||
Dreyfus Liquid Assets, Inc. |
June 11 |
||
Dreyfus Tax Exempt Cash Management Funds |
Dreyfus AMT-Free Tax Exempt Cash Management |
June 11 |
|
Dreyfus Treasury & Agency Cash Management |
June 11 |
||
Dreyfus Treasury Securities Cash Management |
June 11 |
||
General California Municipal Money Market Fund |
September 5 |
||
General Government Securities Money Market Funds, Inc. |
General Government Securities Money Market Fund |
September 5 |
|
General Treasury Securities Money Market Fund |
September 5 |
||
General Money Market Fund, Inc. |
September 5 |
||
General Municipal Money Market Funds, Inc. |
General Municipal Money Market Fund |
September 5 |
|
General New Jersey Municipal Money Market Fund, Inc. |
November 30 |
||
General New York AMT-Free Municipal Money Market Fund |
September 5 |
A-1
This ‘485BPOS’ Filing | Date | Other Filings | ||
---|---|---|---|---|
7/31/20 | ||||
4/4/20 | ||||
3/31/20 | ||||
3/30/20 | ||||
3/19/20 | ||||
11/30/19 | ||||
Effective on: | 11/29/19 | |||
Filed on: | 11/26/19 | |||
9/11/19 | ||||
9/5/19 | ||||
8/31/19 | ||||
7/29/19 | 497 | |||
6/30/19 | N-PX | |||
6/11/19 | ||||
6/3/19 | ||||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/27/23 BNY Mellon Inv Funds VII, Inc. 485BPOS 12/01/23 19:8.2M 11/28/22 BNY Mellon Inv Funds VII, Inc. 485BPOS 12/01/22 16:7.4M 5/06/22 BNY Mellon Inv Funds VII, Inc. 485BPOS 5/06/22 23:7.9M 3/01/22 BNY Mellon Inv Funds VII, Inc. 485APOS 1:3.5M Toppan Merrill/FA 11/29/21 BNY Mellon Inv Funds VII, Inc. 485BPOS 12/01/21 23:8.8M 11/30/20 BNY Mellon Inv Funds VII, Inc. 485BPOS 12/01/20 22:8.5M |