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As Of Filer Filing For·On·As Docs:Size 5/07/13 Sunpower Corp 10-Q 3/31/13 72:14M |
Document/Exhibit Description Pages Size 1: 10-Q Quarterly Report HTML 807K 2: EX-10.1 Mortgage Supplement No. 3 HTML 99K 3: EX-31.1 Certification by Chief Executive Officer Pursuant HTML 28K to Rule 13A-14(A)/15D-14(A) 4: EX-31.2 Certification by Chief Financial Officer Pursuant HTML 28K to Rule 13A-14(A)/15D-14(A) 5: EX-32.1 Certification Furnished Pursuant to 18 U.S.C. HTML 25K Section 1350 as Adopted Pursuant T 48: R1 Document and Entity Information HTML 49K 38: R2 Condensed Consolidated Balance Sheets HTML 164K 46: R3 Consolidated Balance Sheets (Parenthetical) HTML 46K 50: R4 Condensed Consolidated Statements of Operations HTML 98K 65: R5 Condensed Consolidated Statements of Comprehensive HTML 62K Income (Loss) 40: R6 Condensed Consolidated Statement of Stockholders' HTML 89K Equity 45: R7 Condensed Consolidated Statements of Cash Flows HTML 187K 34: R8 The Company and Summary of Significant Accounting HTML 43K Policies 25: R9 Transactions with Total and Total S.A. HTML 79K 66: R10 Other Intangible Assets HTML 55K 52: R11 Balance Sheet Components HTML 196K 51: R12 Fair Value Measurements HTML 120K 56: R13 Restructuring HTML 90K 57: R14 Commitments and Contingencies HTML 133K 55: R15 Equity Method Investments HTML 60K 58: R16 Debt and Credit Sources HTML 189K 47: R17 Foreign Currency Derivatives HTML 118K 49: R18 Income Taxes HTML 28K 54: R19 Net Loss Per Share of Common Stock HTML 59K 72: R20 Stock-Based Compensation HTML 49K 61: R21 Segment Information HTML 126K 42: R22 Subsequent Events Subsequent Events (Notes) HTML 23K 53: R23 The Company and Summary of Significant Accounting HTML 62K Policies (Policies) 44: R24 Other Intangible Assets (Tables) HTML 53K 19: R25 Balance Sheet Components (Tables) HTML 212K 62: R26 Fair Value Measurements Fair Value Measurements HTML 111K (Tables) 69: R27 Restructuring (Tables) HTML 88K 29: R28 Commitments and Contingencies (Tables) HTML 93K 28: R29 Equity Method Investments (Tables) HTML 36K 32: R30 Debt and Credit Sources (Tables) HTML 141K 33: R31 Foreign Currency Derivatives (Tables) HTML 99K 35: R32 Net Loss Per Share of Common Stock (Tables) HTML 51K 17: R33 Stock-Based Compensation (Tables) HTML 51K 59: R34 Segment Information (Tables) HTML 122K 41: R35 The Company and Summary of Significant Accounting HTML 27K Policies The Company and Summary of Significant Accounting Policies (Details) 43: R36 Transactions with Total (Details) HTML 130K 22: R37 Other Intangible Assets (Details) HTML 40K 71: R38 Balance Sheet Components (Details) HTML 276K 12: R39 Fair Value Measurements (Details) HTML 51K 36: R40 Fair Value Measurements Fair Value Measurements - HTML 37K Debt Derivatives (Details) 64: R41 Fair Value Measurements - Assets and Liabilities HTML 30K Measured at Fair Value on a Non-Recurring Basis (Details) 21: R42 Restructuring (Details) HTML 72K 27: R43 Commitments and Contingencies (Details) HTML 158K 31: R44 Commitments and Contingencies - Advances to HTML 37K Suppliers (Details) 39: R45 Commitments and Contingencies - Future Financing HTML 25K Commitments (Details) 16: R46 Commitments and Contingencies Commitments and HTML 51K Contingencies - Advances From Customers (Details) 24: R47 Equity Method Investments (Details) HTML 67K 14: R48 Debt and Credit Sources (Details) HTML 265K 63: R49 Debt and Credit Sources - Convertible Debenture HTML 106K and Related Transactions (Details) 20: R50 Foreign Currency Derivatives (Details) HTML 45K 60: R51 Foreign Currency Derivatives - Net Gain (Loss) HTML 49K (Details) 23: R52 Income Taxes (Details) HTML 29K 37: R53 Net Loss Per Share of Common Stock (Details) HTML 45K 13: R54 Net Loss Per Share of Common Stock - Anti-Dilutive HTML 30K Securities (Details) 15: R55 Stock-Based Compensation (Details) HTML 40K 30: R56 Segment Information (Details) HTML 76K 18: R57 Segment Information - Major Customer (Details) HTML 23K 68: R58 Subsequent Events Subsequent Events (Details) HTML 25K 70: XML IDEA XML File -- Filing Summary XML 111K 26: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 2.38M 6: EX-101.INS XBRL Instance -- spwr-20130331 XML 3.29M 8: EX-101.CAL XBRL Calculations -- spwr-20130331_cal XML 295K 9: EX-101.DEF XBRL Definitions -- spwr-20130331_def XML 1.32M 10: EX-101.LAB XBRL Labels -- spwr-20130331_lab XML 2.55M 11: EX-101.PRE XBRL Presentations -- spwr-20130331_pre XML 1.42M 7: EX-101.SCH XBRL Schema -- spwr-20130331 XSD 257K 67: ZIP XBRL Zipped Folder -- 0000867773-13-000030-xbrl Zip 360K
ex10_1x03312013 |
1. | Unless otherwise defined in this Mortgage Supplement, (i) capitalized terms shall have the meanings set forth in
the Loan Agreement and the Mortgage Agreement unless the context otherwise requires, and (ii) the principles of construction set forth in the Loan Agreement and the Mortgage Agreement shall apply. |
2. | The Mortgagors hereby confirm that (i) certain of the Assets identified and described as Future Chattel in the Mortgage Agreement have come into existence and/or have been acquired in ownership by a Mortgagor as of the date hereof (those certain assets to be herein called the “New Assets”), and (ii) the New Assets are now identified and more fully described in Schedule A to this Mortgage Supplement. |
3. | The
Mortgagors hereby acknowledge and agree (i) that the Chattel Mortgage has been granted, created, established, and constituted on the New Assets in favor of Mortgagee and (ii) that such Chattel Mortgage are subject to the same provisions, terms, and conditions of the Mortgage Agreement as are applicable to the Mortgage on the Present Chattel thereunder, as fully and completely for all legal intents and purposes as if owned by the relevant Mortgagor on the date of execution of the Mortgage Agreement. |
4. | The
parties hereto confirm that the New Assets serve as security for payment of the Obligations to the extent of the amount stated in Section 3.01(c) (Creation of Chattel Mortgage) of the Mortgage Agreement, including interests, fees, and charges that may be due thereon. |
5. | Each of the Mortgagors undertakes, at Mortgagors' cost and expense, to register this Mortgage Supplement with the appropriate Registry of Deeds and, where necessary, other appropriate government agencies, in the Philippines in accordance with the Mortgage Agreement. |
SunPower Philippines Manufacturing Ltd. |
By: /s/ Jaxcha Ortmanns |
Name: Jascha Ortmanns |
Position: Vice President - Operations |
SPML
Land, Inc. |
By: /s/ Michelle Ramos |
Name: Michelle Ramos |
Position: Treasurer/CFO |
International Finance Corporation |
By: /s/ Jesse O. Ang |
Name:
Jesse O. Ang |
Position: Resident Representative |
SunPower Philippines Manufacturing Ltd. |
By: /s/ Jaxcha Ortmanns |
Name: Jascha
Ortmanns |
Position: Vice President - Operations |
SPML Land, Inc. |
By: /s/ Michelle Ramos |
Name: Michelle Ramos |
Position: Treasurer/CFO |
International Finance Corporation |
By: /s/
Jesse O. Ang |
Name: Jesse O. Ang |
Position: Resident Representative |
Name | Passport
No. | Issued at/on |
SunPower Philippines Manufacturing Ltd. represented by: | Deutsch | |
SPML Land, Inc. represented by: | DFA, Manila |
Doc. No. 81 | [Notary Stamp] | |
Page No. 18 | Notary Public, Taguig City | |
Book No. 1 | Appointment No. 257, Until December 31, 2013 | |
Series of 2013. | 12th Floor,
Net One Center, 26th St., cor. 3rd Avenue | |
Crescent Park West Bonifacio Global City, Taguig 1634 | ||
Roll of Attorney No. 56173 | ||
PTR No. 3174456; 01/03/2012; Makan City | ||
IBP No 869539; 01/03/2012; Quezon City |
Name | Passport
No. | Issued at/on |
International Finance Corporation represented by: | DFA Manila 1/14/10 |
Doc. No. 482 | ||
Page No. 97 | NOTARY PUBLIC | |
Book
No. 9 | UNTIL DECEMBER 31, 2013 | |
Series of 2013. | IBP No. 840842/10-21-11 | |
PTR No. 1414392/01-02-13 | ||
NC. No. 2012-009/ROA No. 31923 | ||
Description | Asset Number | Acquisition Date | Class |
Laser | 89,742 | 21-May-12 | Mfg Eqpt |
Laser | 89742A | 21-May-12 | Mfg
Eqpt |
Printer Automation | 41,796 | 31-Mar-12 | Mfg Eqpt |
Printer Automation | 41796A | 22-Mar-12 | Mfg Eqpt |
Printer Automation | 41796B | 23-Apr-12 | Mfg Eqpt |
Laser | 89,737 | 23-Jul-12 | Mfg
Eqpt |
Laser | 89737A | 24-Jul-12 | Mfg Eqpt |
Laser | 89737B | 23-Jul-12 | Mfg Eqpt |
Laser | 89,738 | 23-Jul-12 | Mfg Eqpt |
Laser | 89738A | 23-Jul-12 | Mfg
Eqpt |
Laser | 89738B | 23-Jul-12 | Mfg Eqpt |
Laser | 89,744 | 23-Jul-12 | Mfg Eqpt |
Laser | 89744A | 24-Jul-12 | Mfg Eqpt |
Laser | 89744B | 23-Jul-12 | Mfg
Eqpt |
Printer Automation | 100754A | 23-Jul-12 | Mfg Eqpt |
Metrology | 78,733 | 20-Apr-12 | Mfg Eqpt |
Metrology | 78733A | 15-May-12 | Mfg Eqpt |
Laser | 46,737 | 20-Apr-12 | Mfg
Eqpt |
Automation 6 | 131,733 | 20-Aug-12 | Mfg Eqpt |
Automation 6 | 131733-UL | 20-Aug-12 | Mfg Eqpt |
Automation 6 | 150,751 | 20-Aug-12 | Mfg Eqpt |
Automation
6 | 150751-UL: | 20-Aug-12 | Mfg Eqpt |
Automation 6 | 150,750 | 20-Aug-12 | Mfg Eqpt |
Automation 6 | 150750-UL | 20-Aug-12 | Mfg Eqpt |
Automation 6 | 78736C | 10-Aug-12 | Mfg
Eqpt |
Automation 6 | 150,764 | 5-Aug-12 | Mfg Eqpt |
Automation 6 | 150764-UL | 20-Aug-12 | Mfg Eqpt |
Laser | 150,772 | 19-Aug-12 | Mfg Eqpt |
Laser | 150,773 | 19-Aug-12 | Mfg
Eqpt |
Laser | 150,774 | 19-Aug-12 | Mfg Eqpt |
Printer Automation | 193768C | 19-Aug-12 | Mfg Eqpt |
Printer Automation | 193769C | 19-Aug-12 | Mfg Eqpt |
Printer
Automation | 193768B | 19-Aug-12 | Mfg Eqpt |
Printer Automation | 193768B | 19-Aug-12 | Mfg Eqpt |
Printer Automation | 193768B | 19-Aug-12 | Mfg Eqpt |
Automation 6 | 151,740 | 20-Aug-12 | Mfg
Eqpt |
Automation 6 | 151740-UL | 20-Aug-12 | Mfg Eqpt |
Automation 6 | 151,741 | 20-Aug-12 | Mfg Eqpt |
Automation 6 | 151741-UL | 20-Aug-12 | Mfg Eqpt |
Description | Asset
Number | Acquisition Date | Class |
Printer Automation | 193,768 | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 193768A | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 193,769 | 19-Nov-12 | Mfg
Eqpt |
Printer Automation | 193769A | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 193769B | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 158,733 | 17-May-12 | Mfg Eqpt |
Printer
Automation | 158733A | 24-Oct-12 | Mfg Eqpt |
Automation 6 | 54,738 | 20-Apr-12 | Mfg Eqpt |
Automation 6 | 54738A | 23-Apr-12 | Mfg Eqpt |
Automation 6 | 54738-UL | 20-Apr-12 | Mfg
Eqpt |
Automation 6 | 54,739 | 20-Apr-12 | Mfg Eqpt |
Automation 6 | 54739A | 23-Apr-12 | Mfg Eqpt |
Automation 6 | 54739-UL | 20-Apr-12 | Mfg Eqpt |
Automation
6 | 54,740 | 20-Apr-12 | Mfg Eqpt |
Automation 6 | 54740A | 23-Apr-12 | Mfg Eqpt |
Automation 6 | 54740-UL | 20-Apr-12 | Mfg Eqpt |
Automation 6 | 150764B | 24-Sep-12 | Mfg
Eqpt |
Automation 6 | 150740B | 24-Sep-12 | Mfg Eqpt |
Automation 6 | 151741B | 24-Sep-12 | Mfg Eqpt |
Laser | 78,736 | 20-Apr-12 | Mfg Eqpt |
Laser | 78736A | 23-Apr-12 | Mfg
Eqpt |
Laser | 78736B | 23-Apr-12 | Mfg Eqpt |
Laser | 78736D | 23-Apr-12 | Mfg Eqpt |
Laser | 78,737 | 20-Apr-12 | Mfg Eqpt |
Laser | 78737A | 23-Apr-12 | Mfg
Eqpt |
Laser | 78737B | 23-Apr-12 | Mfg Eqpt |
Laser | 78737C | 23-Apr-12 | Mfg Eqpt |
Laser | 78737D | 23-Apr-12 | Mfg Eqpt |
Laser | 78,738 | 20-Apr-12 | Mfg
Eqpt |
Laser | 78738A | 23-Apr-12 | Mfg Eqpt |
Laser | 78738B | 23-Apr-12 | Mfg Eqpt |
Laser | 78738C | 23-Apr-12 | Mfg Eqpt |
Laser | 78738D | 23-Apr-12 | Mfg
Eqpt |
Laser | 89737C | 2-Sep-12 | Mfg Eqpt |
Laser | 89738C | 2-Sep-12 | Mfg Eqpt |
Laser | 89744C | 2-Sep-12 | Mfg Eqpt |
Laser | 150772A | 24-Oct-12 | Mfg
Eqpt |
Laser | 150772B | 24-Oct-12 | Mfg Eqpt |
Laser | 150773A | 24-Oct-12 | Mfg Eqpt |
Laser | 150773B | 24-Oct-12 | Mfg Eqpt |
Laser | 150774A | 24-Oct-12 | Mfg
Eqpt |
Laser | 150774B | 24-Oct-12 | Mfg Eqpt |
Laser | 157,733 | 24-Oct-12 | Non-Mfg Eqpt |
Laser | 157733A | 24-Oct-12 | Non-Mfg Eqpt |
Laser | 177,755 | 24-Oct-12 | Non-Mfg
Eqpt |
Laser | 193,771 | 19-Nov-12 | Mfg Eqpt |
Laser | 193,772 | 19-Nov-12 | Mfg Eqpt |
Description | Asset
Number | Acquisition Date | Class |
Printer Automation | 207,743 | 4-Nov-12 | Mfg Eqpt |
Printer Automation | 151,737 | 19-Aug-12 | Mfg Eqpt |
Laser | 177,752 | 25-Sep-12 | Mfg
Eqpt |
Laser | 177,753 | 25-Sep-12 | Mfg Eqpt |
Laser | 177,754 | 25-Sep-12 | Mfg Eqpt |
Automation 6 | 187,738 | 7-Oct-12 | Mfg Eqpt |
Laser | 187,739 | 7-Oct-12 | Mfg
Eqpt |
Laser | 187,740 | 7-Oct-12 | Mfg Eqpt |
Laser | 187,741 | 7-Oct-12 | Mfg Eqpt |
Automation 6 | 187,758 | 11-Oct-12 | Mfg Eqpt |
Automation
6 | 187,759 | 11-Oct-12 | Mfg Eqpt |
Automation 6 | 187,760 | 11-Oct-12 | Mfg Eqpt |
Automation 6 | 187,761 | 11-Oct-12 | Mfg Eqpt |
Automation 6 | 187,762 | 11-Oct-12 | Mfg
Eqpt |
Printer Automation | 193,767 | 21-Oct-12 | Mfg Eqpt |
Printer Automation | 206,739 | 18-Nov-12 | Mfg Eqpt |
Printer Automation | 206,740 | 18-Nov-12 | Mfg Eqpt |
Printer
Automation | 207,747 | 15-Nov-12 | Mfg Eqpt |
Laser | 207,754 | 19-Nov-12 | Mfg Eqpt |
Laser | 207,755 | 19-Nov-12 | Mfg Eqpt |
Laser | 207,756 | 19-Nov-12 | Mfg
Eqpt |
Printer Automation | 208,738 | 19-Nov-12 | Mfg Eqpt |
Laser | 177753A | 7-Oct-12 | Mfg Eqpt |
Automation 6 | 187738-UL | 16-Oct-12 | Mfg Eqpt |
Laser | 187739A | 25-Sep-12 | Mfg
Eqpt |
Laser | 187739B | 16-Dec-12 | Mfg Eqpt |
Laser | 187740A | 19-Nov-12 | Mfg Eqpt |
Laser | 187740B | 16-Dec-12 | Mfg Eqpt |
Laser | 187741A | 19-Nov-12 | Mfg
Eqpt |
Laser | 187741B | 16-Dec-12 | Mfg Eqpt |
Automation 6 | 187758-UL | 16-Oct-12 | Mfg Eqpt |
Automation 6 | 187759-UL | 16-Oct-12 | Mfg Eqpt |
Automation
6 | 187760-UL | 18-Oct-12 | Mfg Eqpt |
Automation 6 | 187761-UL | 18-Nov-12 | Mfg Eqpt |
Automation 6 | 187762-UL | 18-Nov-12 | Mfg Eqpt |
Printer Automation | 193770A | 7-Oct-12 | Mfg
Eqpt |
Printer Automation | 208738A | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 208738B | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 208738C | 19-Nov-12 | Mfg Eqpt |
Printer
Automation | 208738D | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 208738E | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 208738F | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 208738G | 19-Nov-12 | Mfg
Eqpt |
Description | Asset Number | Acquisition Date | Class |
Printer Automation | 208738H | 19-Nov-12 | Mfg Eqpt |
Printer
Automation | 208738I | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 208738J | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 208738K | 19-Nov-12 | Mfg Eqpt |
Printer Automation | 208738L | 19-Nov-12 | Mfg
Eqpt |
Printer Automation | 208738M | 19-Nov-12 | Mfg Eqpt |
Automated Tester | 141,751 | 5-Aug-12 | Mfg Eqpt |
Diffusion | 157,734 | 4-Sep-12 | Mfg Eqpt |
Diffusion | 165,733 | 9-Sep-12 | Mfg
Eqpt |
Automated Tester | 165,737 | 11-Sep-12 | Mfg Eqpt |
Automated Tester | 177,741 | 9-Sep-12 | Mfg Eqpt |
Diffusion | 177,746 | 23-Sep-12 | Mfg Eqpt |
Wafer
Transfer System | 177,747 | 24-Sep-12 | Mfg Eqpt |
Automated Tester | 186,737 | 14-Oct-12 | Mfg Eqpt |
Diffusion | 187,756 | 7-Oct-12 | Mfg Eqpt |
Diffusion | 187,757 | 7-Oct-12 | Mfg
Eqpt |
Diffusion | 193,751 | 14-Oct-12 | Mfg Eqpt |
Etch Tool Loader/Unloader | 193,773 | 21-Oct-12 | Mfg Eqpt |
Etch Tool Loader/Unloader | 193,774 | 21-Oct-12 | Mfg Eqpt |
Diffusion | 195,750 | 22-Oct-12 | Mfg
Eqpt |
Automated Tester | 196,744 | 22-Oct-12 | Mfg Eqpt |
Frontside/Backside Tool | 201,739 | 6-Nov-12 | Mfg Eqpt |
Frontside/Backside Tool | 201,740 | 6-Nov-12 | Mfg Eqpt |
Wafer
Transfer System | 210,768 | 16-Dec-12 | Mfg Eqpt |
Frontside/Backside Tool | 212,738 | 20-Dec-12 | Mfg Eqpt |
Automated Tester | 141751A | 7-Oct-12 | Mfg Eqpt |
Diffusion | 157734A | 16-Dec-12 | Mfg
Eqpt |
Diffusion | 165733A | 16-Dec-12 | Mfg Eqpt |
Diffusion | 177746A | 16-Dec-12 | Mfg Eqpt |
Wafer Transfer System | 177747A | 16-Dec-12 | Mfg Eqpt |
Wafer
Transfer System | 181737A | 16-Dec-12 | Mfg Eqpt |
Automated Tester | 186737A | 7-Oct-12 | Mfg Eqpt |
Diffusion | 187756A | 16-Dec-12 | Mfg Eqpt |
Diffusion | 187757A | 16-Dec-12 | Mfg
Eqpt |
Etch Tool Loader/Unloader | 193773A | 7-Oct-12 | Mfg Eqpt |
Etch Tool Loader/Unloader | 193774A | 7-Oct-12 | Mfg Eqpt |
Diffusion | 195750A | 16-Dec-12 | Mfg Eqpt |
This ‘10-Q’ Filing | Date | Other Filings | ||
---|---|---|---|---|
12/31/13 | SD | |||
Filed on: | 5/7/13 | 4 | ||
For Period end: | 3/31/13 | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/21 SunPower Corp. 10-K 1/03/21 154:23M |