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Sunpower Corp – ‘10-Q’ for 3/31/13 – ‘EX-10.1’

On:  Tuesday, 5/7/13, at 4:56pm ET   ·   For:  3/31/13   ·   Accession #:  867773-13-30   ·   File #:  1-34166

Previous ‘10-Q’:  ‘10-Q’ on 11/2/12 for 9/30/12   ·   Next:  ‘10-Q’ on 8/2/13 for 6/30/13   ·   Latest:  ‘10-Q’ on 12/18/23 for 10/1/23   ·   1 Reference:  By:  SunPower Corp. – ‘10-K’ on 2/22/21 for 1/3/21

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/07/13  Sunpower Corp                     10-Q        3/31/13   72:14M

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    807K 
 2: EX-10.1     Mortgage Supplement No. 3                           HTML     99K 
 3: EX-31.1     Certification by Chief Executive Officer Pursuant   HTML     28K 
                to Rule 13A-14(A)/15D-14(A)                                      
 4: EX-31.2     Certification by Chief Financial Officer Pursuant   HTML     28K 
                to Rule 13A-14(A)/15D-14(A)                                      
 5: EX-32.1     Certification Furnished Pursuant to 18 U.S.C.       HTML     25K 
                Section 1350 as Adopted Pursuant T                               
48: R1          Document and Entity Information                     HTML     49K 
38: R2          Condensed Consolidated Balance Sheets               HTML    164K 
46: R3          Consolidated Balance Sheets (Parenthetical)         HTML     46K 
50: R4          Condensed Consolidated Statements of Operations     HTML     98K 
65: R5          Condensed Consolidated Statements of Comprehensive  HTML     62K 
                Income (Loss)                                                    
40: R6          Condensed Consolidated Statement of Stockholders'   HTML     89K 
                Equity                                                           
45: R7          Condensed Consolidated Statements of Cash Flows     HTML    187K 
34: R8          The Company and Summary of Significant Accounting   HTML     43K 
                Policies                                                         
25: R9          Transactions with Total and Total S.A.              HTML     79K 
66: R10         Other Intangible Assets                             HTML     55K 
52: R11         Balance Sheet Components                            HTML    196K 
51: R12         Fair Value Measurements                             HTML    120K 
56: R13         Restructuring                                       HTML     90K 
57: R14         Commitments and Contingencies                       HTML    133K 
55: R15         Equity Method Investments                           HTML     60K 
58: R16         Debt and Credit Sources                             HTML    189K 
47: R17         Foreign Currency Derivatives                        HTML    118K 
49: R18         Income Taxes                                        HTML     28K 
54: R19         Net Loss Per Share of Common Stock                  HTML     59K 
72: R20         Stock-Based Compensation                            HTML     49K 
61: R21         Segment Information                                 HTML    126K 
42: R22         Subsequent Events Subsequent Events (Notes)         HTML     23K 
53: R23         The Company and Summary of Significant Accounting   HTML     62K 
                Policies (Policies)                                              
44: R24         Other Intangible Assets (Tables)                    HTML     53K 
19: R25         Balance Sheet Components (Tables)                   HTML    212K 
62: R26         Fair Value Measurements Fair Value Measurements     HTML    111K 
                (Tables)                                                         
69: R27         Restructuring (Tables)                              HTML     88K 
29: R28         Commitments and Contingencies (Tables)              HTML     93K 
28: R29         Equity Method Investments (Tables)                  HTML     36K 
32: R30         Debt and Credit Sources (Tables)                    HTML    141K 
33: R31         Foreign Currency Derivatives (Tables)               HTML     99K 
35: R32         Net Loss Per Share of Common Stock (Tables)         HTML     51K 
17: R33         Stock-Based Compensation (Tables)                   HTML     51K 
59: R34         Segment Information (Tables)                        HTML    122K 
41: R35         The Company and Summary of Significant Accounting   HTML     27K 
                Policies The Company and Summary of Significant                  
                Accounting Policies (Details)                                    
43: R36         Transactions with Total (Details)                   HTML    130K 
22: R37         Other Intangible Assets (Details)                   HTML     40K 
71: R38         Balance Sheet Components (Details)                  HTML    276K 
12: R39         Fair Value Measurements (Details)                   HTML     51K 
36: R40         Fair Value Measurements Fair Value Measurements -   HTML     37K 
                Debt Derivatives (Details)                                       
64: R41         Fair Value Measurements - Assets and Liabilities    HTML     30K 
                Measured at Fair Value on a Non-Recurring Basis                  
                (Details)                                                        
21: R42         Restructuring (Details)                             HTML     72K 
27: R43         Commitments and Contingencies (Details)             HTML    158K 
31: R44         Commitments and Contingencies - Advances to         HTML     37K 
                Suppliers (Details)                                              
39: R45         Commitments and Contingencies - Future Financing    HTML     25K 
                Commitments (Details)                                            
16: R46         Commitments and Contingencies Commitments and       HTML     51K 
                Contingencies - Advances From Customers (Details)                
24: R47         Equity Method Investments (Details)                 HTML     67K 
14: R48         Debt and Credit Sources (Details)                   HTML    265K 
63: R49         Debt and Credit Sources - Convertible Debenture     HTML    106K 
                and Related Transactions (Details)                               
20: R50         Foreign Currency Derivatives (Details)              HTML     45K 
60: R51         Foreign Currency Derivatives - Net Gain (Loss)      HTML     49K 
                (Details)                                                        
23: R52         Income Taxes (Details)                              HTML     29K 
37: R53         Net Loss Per Share of Common Stock (Details)        HTML     45K 
13: R54         Net Loss Per Share of Common Stock - Anti-Dilutive  HTML     30K 
                Securities (Details)                                             
15: R55         Stock-Based Compensation (Details)                  HTML     40K 
30: R56         Segment Information (Details)                       HTML     76K 
18: R57         Segment Information - Major Customer (Details)      HTML     23K 
68: R58         Subsequent Events Subsequent Events (Details)       HTML     25K 
70: XML         IDEA XML File -- Filing Summary                      XML    111K 
26: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   2.38M 
 6: EX-101.INS  XBRL Instance -- spwr-20130331                       XML   3.29M 
 8: EX-101.CAL  XBRL Calculations -- spwr-20130331_cal               XML    295K 
 9: EX-101.DEF  XBRL Definitions -- spwr-20130331_def                XML   1.32M 
10: EX-101.LAB  XBRL Labels -- spwr-20130331_lab                     XML   2.55M 
11: EX-101.PRE  XBRL Presentations -- spwr-20130331_pre              XML   1.42M 
 7: EX-101.SCH  XBRL Schema -- spwr-20130331                         XSD    257K 
67: ZIP         XBRL Zipped Folder -- 0000867773-13-000030-xbrl      Zip    360K 


‘EX-10.1’   —   Mortgage Supplement No. 3


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C:   C: 
  ex10_1x03312013  
EXHIBIT 10.1

MORTGAGE SUPPLEMENT
Mortgage Supplement No. 3

This Mortgage Supplement No. 3 (the “Supplement”), is entered into by and among SunPower Philippines Manufacturing Ltd., a foreign corporation duly licensed to do business under the laws of the Philippines with office address at 100 Trade Avenue, Phase 4, Special Economic Zone, Laguna Technopark, Biñan Laguna (“SPML”), SPML Land, Inc., a corporation organized and existing under the laws of the Philippines with principal address at 100 East Main Ave., LTI Biñan Laguna (“SPML Land” or, together with SPML, the “Mortgagors”, or, individually, each the “Mortgagor”); and the International Finance Corporation, an international organization established by the Articles of Agreement among its member countries including the Republic of Philippines ("IFC" or the “Mortgagee”).
WHEREAS, the Mortgagors and Mortgagee have executed and registered a Mortgage Agreement dated as of 6 May 2010 (the “Mortgage Agreement”), to secure the Obligations of the Mortgagors referred to in such agreement;

WHEREAS, the Mortgage Agreement provides that the Mortgagors and Mortgagee shall execute and register Mortgage Supplements for the purposes stated therein; and

WHEREAS, in fulfillment of the continuing obligation of the Mortgagors under the Mortgage Agreement, Loan Agreement, and Financing Documents each of the Mortgagors desires to execute this Mortgage Supplement with the Mortgagee.

NOW, THEREFORE, the parties hereto agree as follows:

1.
Unless otherwise defined in this Mortgage Supplement, (i) capitalized terms shall have the meanings set forth in the Loan Agreement and the Mortgage Agreement unless the context otherwise requires, and (ii) the principles of construction set forth in the Loan Agreement and the Mortgage Agreement shall apply.

2.
The Mortgagors hereby confirm that (i) certain of the Assets identified and described as Future Chattel in the Mortgage Agreement have come into existence and/or have been acquired in ownership by a Mortgagor as of the date hereof (those certain assets to be herein called the “New Assets”), and (ii) the New Assets are now identified and more fully described in Schedule A to this Mortgage Supplement.

3.
The Mortgagors hereby acknowledge and agree (i) that the Chattel Mortgage has been granted, created, established, and constituted on the New Assets in favor of Mortgagee and (ii) that such Chattel Mortgage are subject to the same provisions, terms, and conditions of the Mortgage Agreement as are applicable to the Mortgage on the Present Chattel thereunder, as fully and completely for all legal intents and purposes as if owned by the relevant Mortgagor on the date of execution of the Mortgage Agreement.



1



4.
The parties hereto confirm that the New Assets serve as security for payment of the Obligations to the extent of the amount stated in Section 3.01(c) (Creation of Chattel Mortgage) of the Mortgage Agreement, including interests, fees, and charges that may be due thereon.

5.
Each of the Mortgagors undertakes, at Mortgagors' cost and expense, to register this Mortgage Supplement with the appropriate Registry of Deeds and, where necessary, other appropriate government agencies, in the Philippines in accordance with the Mortgage Agreement.

IN WITNESS WHEREOF, the parties hereto have caused their duly authorized representative to execute and deliver this Supplement as of __________________.

SunPower Philippines Manufacturing Ltd.
 
Position: Vice President - Operations
 
SPML Land, Inc.
 
Position: Treasurer/CFO
 
International Finance Corporation
By: /s/ Jesse O. Ang
 
Position: Resident Representative

Signed in the presence of

_________________________              _________________________




2



AFFIDAVIT OF GOOD FAITH

We swear that the Chattel Mortgage embodied in the Mortgage Agreement, as amended and/or supplemented by the foregoing Mortgage Supplement, is made for the purpose of securing the obligations specified therein, and for no other purpose, and that the same are just and valid obligations not entered into for the purpose of fraud.

SunPower Philippines Manufacturing Ltd.
 
Position: Vice President - Operations
 
SPML Land, Inc.
 
Position: Treasurer/CFO
 
International Finance Corporation
By: /s/ Jesse O. Ang
 
Position: Resident Representative






3



ACKNOWLEDGMENT AND CERTIFICATION OF OATH

REPUBLIC OF THE PHILIPPINES    )
) S.S.

BEFORE ME, a Notary Public for and in the above jurisdiction this ____ day of FEB 05 2013 personally appeared the following individual/s, representing the respective corporation/s indicated below his/their names:

Name
Passport No.
Issued at/on
 
 
 
SunPower Philippines Manufacturing Ltd.
represented by:
 
Deutsch
SPML Land, Inc.
represented by:
 
DFA, Manila

personally known to me or identified by me through competent evidence of identity to be the same persons who presented to me and signed in my presence this Mortgage Supplement No. 3 consisting of six (6) pages, including this Acknowledgment Page, all of which were signed by them and their instrumental witnesses, and they represented that they executed this Agreement as their free and voluntary act and that they are duly authorized to sign for the corporations they respectively represent.

This Mortgage Supplement No. 3 relates to the Mortgage Agreement dated as of 6 May 2010 among the same parties and consists of six (6) pages, including the pages of this Acknowledgment and Schedule A attached hereto, and is signed by the parties hereto and their instrumental witnesses on the signature page and on the left margin of the other pages hereof.

IN WITNESS WHEREOF, I have hereunto set my hand and affixed my notarial seal this ___ day of FEB 05 2013, 2013 at Taguig City, Philippines.

Doc. No. 81
[Notary Stamp]
 
Page No. 18
Notary Public, Taguig City
Book No. 1
Appointment No. 257, Until December 31, 2013
Series of 2013.
12th Floor, Net One Center, 26th St., cor. 3rd Avenue
 
Crescent Park West Bonifacio Global City, Taguig 1634
 
Roll of Attorney No. 56173
 
PTR No. 3174456; 01/03/2012; Makan City
 
IBP No 869539; 01/03/2012; Quezon City




4



ACKNOWLEDGMENT AND CERTIFICATION OF OATH

REPUBLIC OF THE PHILIPPINES    )
) S.S.

BEFORE ME, a Notary Public for and in the above jurisdiction this FEB 07 2013 day of ____ personally appeared the following individual/s, representing the respective corporation/s indicated below his/their names:

Name
Passport No.
Issued at/on
 
 
 
International Finance Corporation
represented by:

DFA Manila
1/14/10

personally known to me or identified by me through competent evidence of identity to be the same persons who presented to me and signed in my presence this Mortgage Supplement No. 3 consisting of six (6) pages, including this Acknowledgment Page, all of which were signed by them and their instrumental witnesses, and they represented that they executed this Agreement as their free and voluntary act and that they are duly authorized to sign for the corporations they respectively represent.

This Mortgage Supplement No. 3 relates to the Mortgage Agreement dated as of 6 May 2010 among the same parties and consists of six (6) pages, including the pages of this Acknowledgment and Schedule A attached hereto, and is signed by the parties hereto and their instrumental witnesses on the signature page and on the left margin of the other pages hereof.

IN WITNESS WHEREOF, I have hereunto set my hand and affixed my notarial seal this ___ day of FEB 07 2013, 2013 at CITY OF MANILA, Philippines.

Doc. No. 482
 
Page No. 97
NOTARY PUBLIC
Book No. 9
Series of 2013.
IBP No. 840842/10-21-11
 
PTR No. 1414392/01-02-13
 
NC. No. 2012-009/ROA No. 31923
 
 
 
 



5




Schedule A
DESCRIPTION OF NEW ASSETS
Description
Asset Number
Acquisition Date
Class
Laser
89,742
21-May-12
Mfg Eqpt
Laser
89742A
21-May-12
Mfg Eqpt
Printer Automation
41,796
31-Mar-12
Mfg Eqpt
Printer Automation
41796A
22-Mar-12
Mfg Eqpt
Printer Automation
41796B
23-Apr-12
Mfg Eqpt
Laser
89,737
23-Jul-12
Mfg Eqpt
Laser
89737A
24-Jul-12
Mfg Eqpt
Laser
89737B
23-Jul-12
Mfg Eqpt
Laser
89,738
23-Jul-12
Mfg Eqpt
Laser
89738A
23-Jul-12
Mfg Eqpt
Laser
89738B
23-Jul-12
Mfg Eqpt
Laser
89,744
23-Jul-12
Mfg Eqpt
Laser
89744A
24-Jul-12
Mfg Eqpt
Laser
89744B
23-Jul-12
Mfg Eqpt
Printer Automation
100754A
23-Jul-12
Mfg Eqpt
Metrology
78,733
20-Apr-12
Mfg Eqpt
Metrology
78733A
15-May-12
Mfg Eqpt
Laser
46,737
20-Apr-12
Mfg Eqpt
Automation 6
131,733
20-Aug-12
Mfg Eqpt
Automation 6
131733-UL
20-Aug-12
Mfg Eqpt
Automation 6
150,751
20-Aug-12
Mfg Eqpt
Automation 6
150751-UL:
20-Aug-12
Mfg Eqpt
Automation 6
150,750
20-Aug-12
Mfg Eqpt
Automation 6
150750-UL
20-Aug-12
Mfg Eqpt
Automation 6
78736C
10-Aug-12
Mfg Eqpt
Automation 6
150,764
5-Aug-12
Mfg Eqpt
Automation 6
150764-UL
20-Aug-12
Mfg Eqpt
Laser
150,772
19-Aug-12
Mfg Eqpt
Laser
150,773
19-Aug-12
Mfg Eqpt
Laser
150,774
19-Aug-12
Mfg Eqpt
Printer Automation
193768C
19-Aug-12
Mfg Eqpt
Printer Automation
193769C
19-Aug-12
Mfg Eqpt
Printer Automation
193768B
19-Aug-12
Mfg Eqpt
Printer Automation
193768B
19-Aug-12
Mfg Eqpt
Printer Automation
193768B
19-Aug-12
Mfg Eqpt
Automation 6
151,740
20-Aug-12
Mfg Eqpt
Automation 6
151740-UL
20-Aug-12
Mfg Eqpt
Automation 6
151,741
20-Aug-12
Mfg Eqpt
Automation 6
151741-UL
20-Aug-12
Mfg Eqpt




Description
Asset Number
Acquisition Date
Class
Printer Automation
193,768
19-Nov-12
Mfg Eqpt
Printer Automation
193768A
19-Nov-12
Mfg Eqpt
Printer Automation
193,769
19-Nov-12
Mfg Eqpt
Printer Automation
193769A
19-Nov-12
Mfg Eqpt
Printer Automation
193769B
19-Nov-12
Mfg Eqpt
Printer Automation
158,733
17-May-12
Mfg Eqpt
Printer Automation
158733A
24-Oct-12
Mfg Eqpt
Automation 6
54,738
20-Apr-12
Mfg Eqpt
Automation 6
54738A
23-Apr-12
Mfg Eqpt
Automation 6
54738-UL
20-Apr-12
Mfg Eqpt
Automation 6
54,739
20-Apr-12
Mfg Eqpt
Automation 6
54739A
23-Apr-12
Mfg Eqpt
Automation 6
54739-UL
20-Apr-12
Mfg Eqpt
Automation 6
54,740
20-Apr-12
Mfg Eqpt
Automation 6
54740A
23-Apr-12
Mfg Eqpt
Automation 6
54740-UL
20-Apr-12
Mfg Eqpt
Automation 6
150764B
24-Sep-12
Mfg Eqpt
Automation 6
150740B
24-Sep-12
Mfg Eqpt
Automation 6
151741B
24-Sep-12
Mfg Eqpt
Laser
78,736
20-Apr-12
Mfg Eqpt
Laser
78736A
23-Apr-12
Mfg Eqpt
Laser
78736B
23-Apr-12
Mfg Eqpt
Laser
78736D
23-Apr-12
Mfg Eqpt
Laser
78,737
20-Apr-12
Mfg Eqpt
Laser
78737A
23-Apr-12
Mfg Eqpt
Laser
78737B
23-Apr-12
Mfg Eqpt
Laser
78737C
23-Apr-12
Mfg Eqpt
Laser
78737D
23-Apr-12
Mfg Eqpt
Laser
78,738
20-Apr-12
Mfg Eqpt
Laser
78738A
23-Apr-12
Mfg Eqpt
Laser
78738B
23-Apr-12
Mfg Eqpt
Laser
78738C
23-Apr-12
Mfg Eqpt
Laser
78738D
23-Apr-12
Mfg Eqpt
Laser
89737C
2-Sep-12
Mfg Eqpt
Laser
89738C
2-Sep-12
Mfg Eqpt
Laser
89744C
2-Sep-12
Mfg Eqpt
Laser
150772A
24-Oct-12
Mfg Eqpt
Laser
150772B
24-Oct-12
Mfg Eqpt
Laser
150773A
24-Oct-12
Mfg Eqpt
Laser
150773B
24-Oct-12
Mfg Eqpt
Laser
150774A
24-Oct-12
Mfg Eqpt
Laser
150774B
24-Oct-12
Mfg Eqpt
Laser
157,733
24-Oct-12
Non-Mfg Eqpt
Laser
157733A
24-Oct-12
Non-Mfg Eqpt
Laser
177,755
24-Oct-12
Non-Mfg Eqpt
Laser
193,771
19-Nov-12
Mfg Eqpt
Laser
193,772
19-Nov-12
Mfg Eqpt




Description
Asset Number
Acquisition Date
Class
Printer Automation
207,743
4-Nov-12
Mfg Eqpt
Printer Automation
151,737
19-Aug-12
Mfg Eqpt
Laser
177,752
25-Sep-12
Mfg Eqpt
Laser
177,753
25-Sep-12
Mfg Eqpt
Laser
177,754
25-Sep-12
Mfg Eqpt
Automation 6
187,738
7-Oct-12
Mfg Eqpt
Laser
187,739
7-Oct-12
Mfg Eqpt
Laser
187,740
7-Oct-12
Mfg Eqpt
Laser
187,741
7-Oct-12
Mfg Eqpt
Automation 6
187,758
11-Oct-12
Mfg Eqpt
Automation 6
187,759
11-Oct-12
Mfg Eqpt
Automation 6
187,760
11-Oct-12
Mfg Eqpt
Automation 6
187,761
11-Oct-12
Mfg Eqpt
Automation 6
187,762
11-Oct-12
Mfg Eqpt
Printer Automation
193,767
21-Oct-12
Mfg Eqpt
Printer Automation
206,739
18-Nov-12
Mfg Eqpt
Printer Automation
206,740
18-Nov-12
Mfg Eqpt
Printer Automation
207,747
15-Nov-12
Mfg Eqpt
Laser
207,754
19-Nov-12
Mfg Eqpt
Laser
207,755
19-Nov-12
Mfg Eqpt
Laser
207,756
19-Nov-12
Mfg Eqpt
Printer Automation
208,738
19-Nov-12
Mfg Eqpt
Laser
177753A
7-Oct-12
Mfg Eqpt
Automation 6
187738-UL
16-Oct-12
Mfg Eqpt
Laser
187739A
25-Sep-12
Mfg Eqpt
Laser
187739B
16-Dec-12
Mfg Eqpt
Laser
187740A
19-Nov-12
Mfg Eqpt
Laser
187740B
16-Dec-12
Mfg Eqpt
Laser
187741A
19-Nov-12
Mfg Eqpt
Laser
187741B
16-Dec-12
Mfg Eqpt
Automation 6
187758-UL
16-Oct-12
Mfg Eqpt
Automation 6
187759-UL
16-Oct-12
Mfg Eqpt
Automation 6
187760-UL
18-Oct-12
Mfg Eqpt
Automation 6
187761-UL
18-Nov-12
Mfg Eqpt
Automation 6
187762-UL
18-Nov-12
Mfg Eqpt
Printer Automation
193770A
7-Oct-12
Mfg Eqpt
Printer Automation
208738A
19-Nov-12
Mfg Eqpt
Printer Automation
208738B
19-Nov-12
Mfg Eqpt
Printer Automation
208738C
19-Nov-12
Mfg Eqpt
Printer Automation
208738D
19-Nov-12
Mfg Eqpt
Printer Automation
208738E
19-Nov-12
Mfg Eqpt
Printer Automation
208738F
19-Nov-12
Mfg Eqpt
Printer Automation
208738G
19-Nov-12
Mfg Eqpt




Description
Asset Number
Acquisition Date
Class
Printer Automation
208738H
19-Nov-12
Mfg Eqpt
Printer Automation
208738I
19-Nov-12
Mfg Eqpt
Printer Automation
208738J
19-Nov-12
Mfg Eqpt
Printer Automation
208738K
19-Nov-12
Mfg Eqpt
Printer Automation
208738L
19-Nov-12
Mfg Eqpt
Printer Automation
208738M
19-Nov-12
Mfg Eqpt
Automated Tester
141,751
5-Aug-12
Mfg Eqpt
Diffusion
157,734
4-Sep-12
Mfg Eqpt
Diffusion
165,733
9-Sep-12
Mfg Eqpt
Automated Tester
165,737
11-Sep-12
Mfg Eqpt
Automated Tester
177,741
9-Sep-12
Mfg Eqpt
Diffusion
177,746
23-Sep-12
Mfg Eqpt
Wafer Transfer System
177,747
24-Sep-12
Mfg Eqpt
Automated Tester
186,737
14-Oct-12
Mfg Eqpt
Diffusion
187,756
7-Oct-12
Mfg Eqpt
Diffusion
187,757
7-Oct-12
Mfg Eqpt
Diffusion
193,751
14-Oct-12
Mfg Eqpt
Etch Tool Loader/Unloader
193,773
21-Oct-12
Mfg Eqpt
Etch Tool Loader/Unloader
193,774
21-Oct-12
Mfg Eqpt
Diffusion
195,750
22-Oct-12
Mfg Eqpt
Automated Tester
196,744
22-Oct-12
Mfg Eqpt
Frontside/Backside Tool
201,739
6-Nov-12
Mfg Eqpt
Frontside/Backside Tool
201,740
6-Nov-12
Mfg Eqpt
Wafer Transfer System
210,768
16-Dec-12
Mfg Eqpt
Frontside/Backside Tool
212,738
20-Dec-12
Mfg Eqpt
Automated Tester
141751A
7-Oct-12
Mfg Eqpt
Diffusion
157734A
16-Dec-12
Mfg Eqpt
Diffusion
165733A
16-Dec-12
Mfg Eqpt
Diffusion
177746A
16-Dec-12
Mfg Eqpt
Wafer Transfer System
177747A
16-Dec-12
Mfg Eqpt
Wafer Transfer System
181737A
16-Dec-12
Mfg Eqpt
Automated Tester
186737A
7-Oct-12
Mfg Eqpt
Diffusion
187756A
16-Dec-12
Mfg Eqpt
Diffusion
187757A
16-Dec-12
Mfg Eqpt
Etch Tool Loader/Unloader
193773A
7-Oct-12
Mfg Eqpt
Etch Tool Loader/Unloader
193774A
7-Oct-12
Mfg Eqpt
Diffusion
195750A
16-Dec-12
Mfg Eqpt

[Nothing follows]



Dates Referenced Herein   and   Documents Incorporated by Reference

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12/31/13SD
Filed on:5/7/134
For Period end:3/31/13
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1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/22/21  SunPower Corp.                    10-K        1/03/21  154:23M
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Filing Submission 0000867773-13-000030   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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