SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Sunpower Corp – ‘10-K’ for 1/1/12 – ‘EX-4.1’

On:  Wednesday, 2/29/12, at 4:34pm ET   ·   For:  1/1/12   ·   Accession #:  867773-12-8   ·   File #:  1-34166

Previous ‘10-K’:  ‘10-K/A’ on 6/10/11 for 1/2/11   ·   Next:  ‘10-K/A’ on 6/29/12 for 1/1/12   ·   Latest:  ‘10-K/A’ on 12/18/23 for 1/1/23   ·   6 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size

 2/29/12  Sunpower Corp                     10-K        1/01/12  108:26M

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.89M 
 2: EX-4.1      Specimen Common Stock Certificate                   HTML     26K 
 3: EX-10.55    Form of Indemnification Agreement for Directors     HTML     98K 
                and Officers                                                     
 4: EX-10.58    Amended and Restated Employment Agreement           HTML    111K 
 5: EX-10.65    First Amendment to Letter of Credit Facility        HTML     64K 
                Agreement                                                        
 6: EX-10.67    First Amendment to Revolving Credit Agreement       HTML     56K 
 7: EX-10.80    Amendment No. 5 to Ingot Supply Agreement           HTML     43K 
 8: EX-10.82    2011 Resolution Agreement to Wafering Supply and    HTML     39K 
                Sales Agreement                                                  
 9: EX-10.89    Liquidity Support Agreement                         HTML    183K 
10: EX-10.90    Compensation and Funding Agreement                  HTML    303K 
11: EX-10.91    Amendment No. 3 to Affiliation Agreement            HTML     47K 
12: EX-10.92    Warrant to Purchase Common Stock                    HTML    131K 
13: EX-10.93    Revolving Credit and Convertible Loan Agreement     HTML    270K 
14: EX-10.94    Private Placement Agreement                         HTML    274K 
15: EX-10.95    Form of Warrant to Purchase Common Stock            HTML    131K 
16: EX-10.96    Form of Guarantee From Total S.A. and Bank          HTML     52K 
17: EX-10.97    Form of Convertible Term Loan Note                  HTML     94K 
18: EX-10.98    Revolving Loan Note                                 HTML     37K 
19: EX-10.99    Form of Terms Agreement                             HTML     35K 
20: EX-21.1     List of Subsidiaries                                HTML     32K 
21: EX-23.1     Consent of Independent Registered Public            HTML     28K 
                Accounting Firm                                                  
22: EX-24.1     Power of Attorney                                   HTML     46K 
23: EX-31.1     Certification by Chief Executive Officer Pursuant   HTML     36K 
                to Rule 13A-14(A)/15D-14(A)                                      
24: EX-31.2     Certification by Chief Financial Officer Pursuant   HTML     36K 
                to Rule 13A-14(A)/15D-14(A)                                      
25: EX-32.1     Certification Furnished Pursuant to 18 U.S.C.       HTML     32K 
                Section 1350 as Adopted Pursuant to Section 906 of               
                the Sarbanes-Oxley Act of 2002                                   
78: R1          Document and Entity Information                     HTML     55K 
65: R2          Consolidated Balance Sheets                         HTML    181K 
76: R3          Consolidated Balance Sheets (Parentheticals)        HTML     56K 
80: R4          Consolidated Statements of Operations               HTML    179K 
100: R5          Consolidated Statements of Stockholders' Equity     HTML    172K  
                and Comprehensive Income                                         
67: R6          Consolidated Statements of Cash Flows               HTML    304K 
75: R7          The Company and Summary of Significant Accounting   HTML    114K 
                Policies                                                         
60: R8          Transactions with Total and Total S.A.              HTML     69K 
50: R9          Business Combinations                               HTML     90K 
101: R10         Sale of Discontinued Operations                     HTML     44K  
82: R11         Goodwill and Other Intangible Assets                HTML    103K 
81: R12         Balance Sheet Components                            HTML    210K 
87: R13         Investments                                         HTML     72K 
88: R14         Restructuring                                       HTML     75K 
85: R15         Commitments and Contingencies                       HTML    138K 
89: R16         Joint Ventures                                      HTML    106K 
77: R17         Debt and Credit Sources                             HTML    272K 
79: R18         Foreign Currency Derivatives                        HTML    132K 
84: R19         Income Taxes                                        HTML    174K 
108: R20         Preferred Stock and Common Stock                    HTML     64K  
95: R21         Net Income (Loss) Per Share of Common Stock         HTML    135K 
71: R22         Stock-Based Compensation                            HTML    172K 
83: R23         Segment and Geographical Information                HTML    148K 
73: R24         Subsequent Events                                   HTML     47K 
42: R25         The Company and Summary of Significant Accounting   HTML    221K 
                Policies (Policies)                                              
97: R26         The Company and Summary of Significant Accounting   HTML     56K 
                Policies (Tables)                                                
104: R27         Business Combinations (Tables)                      HTML     72K  
55: R28         Sale of Discontinued Operations (Tables)            HTML     41K 
54: R29         Goodwill and Other Intangible Assets (Tables)       HTML     98K 
58: R30         Balance Sheet Components (Tables)                   HTML    235K 
59: R31         Investments (Tables)                                HTML     62K 
61: R32         Restructuring (Tables)                              HTML     65K 
38: R33         Commitments and Contingencies (Tables)              HTML     96K 
93: R34         Joint Ventures (Tables)                             HTML     62K 
69: R35         Debt and Credit Sources (Tables)                    HTML    159K 
72: R36         Foreign Currency Derivatives (Tables)               HTML    112K 
45: R37         Income Taxes Income Taxes (Tables)                  HTML    160K 
107: R38         Preferred Stock and Common Stock (Tables)           HTML     52K  
32: R39         Net Income (Loss) Per Share of Common Stock         HTML    125K 
                (Tables)                                                         
62: R40         Stock-Based Compensation (Tables)                   HTML    167K 
99: R41         Segment and Geographical Information (Tables)       HTML    150K 
44: R42         The Company and Summary of Significant Accounting   HTML     73K 
                Policies (Details)                                               
53: R43         Transactions with Total (Details)                   HTML     82K 
57: R44         Business Combinations (Details)                     HTML    137K 
66: R45         Sale of Discontinued Operations (Details)           HTML     57K 
37: R46         Goodwill and Other Intangible Assets - Goodwill     HTML     52K 
                (Details)                                                        
49: R47         Goodwill and Other Intangible Assets - Intangible   HTML     74K 
                Assets (Details)                                                 
34: R48         Balance Sheet Components (Details)                  HTML    254K 
98: R49         Investments (Details)                               HTML     52K 
43: R50         Investments - Equity Method (Details)               HTML     30K 
94: R51         Investments - Cost Method (Details)                 HTML     33K 
46: R52         Restructuring (Details)                             HTML     75K 
63: R53         Commitments and Contingencies (Details)             HTML    136K 
33: R54         Commitments and Contingencies - Advances to         HTML     44K 
                Suppliers (Details)                                              
36: R55         Commitments and Contingencies - Advances From       HTML     70K 
                Customers (Details)                                              
56: R56         Commitments and Contingencies - Future Financing    HTML     34K 
                Commitments (Details)                                            
40: R57         Joint Ventures (Details)                            HTML    181K 
102: R58         Debt and Credit Sources (Details)                   HTML    429K  
68: R59         Debt and Credit Sources - Convertible Debenture     HTML    192K 
                and Related Transactions (Details)                               
86: R60         Comprehensive Income (Details)                      HTML     75K 
48: R61         Foreign Currency Derivatives (Details)              HTML     51K 
51: R62         Foreign Currency Derivatives - Net Gain (Loss)      HTML     64K 
                (Details)                                                        
92: R63         Income Taxes (Details)                              HTML    196K 
90: R64         Income Taxes - Operating Loss Carryforwards         HTML     39K 
                (Details)                                                        
70: R65         Income Taxes - Tax Holidays (Details)               HTML     39K 
91: R66         Income Taxes - Valuation Allowance (Details)        HTML     32K 
47: R67         Preferred Stock and Common Stock (Details)          HTML     67K 
74: R68         Net Income (Loss) Per Share of Common Stock         HTML    107K 
                (Details)                                                        
103: R69         Net Income (Loss) Per Share of Common Stock -       HTML     43K  
                Anti-Dilutive Securities (Details)                               
35: R70         Stock-Based Compensation (Details)                  HTML    185K 
41: R71         Stock-Based Compensation - Allocation Stock-Based   HTML     42K 
                Compensation Expense (Details)                                   
64: R72         Segment and Geographical Information (Details)      HTML     82K 
39: R73         Segment and Geographical Information - Major        HTML     32K 
                Customer (Details)                                               
106: R74         Subsequent Events (Details)                         HTML     62K  
105: XML         IDEA XML File -- Filing Summary                      XML    142K  
52: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   3.80M 
26: EX-101.INS  XBRL Instance -- spwra-20120101                      XML   5.30M 
28: EX-101.CAL  XBRL Calculations -- spwra-20120101_cal              XML    417K 
29: EX-101.DEF  XBRL Definitions -- spwra-20120101_def               XML   1.48M 
30: EX-101.LAB  XBRL Labels -- spwra-20120101_lab                    XML   3.45M 
31: EX-101.PRE  XBRL Presentations -- spwra-20120101_pre             XML   1.85M 
27: EX-101.SCH  XBRL Schema -- spwra-20120101                        XSD    317K 
96: ZIP         XBRL Zipped Folder -- 0000867773-12-000008-xbrl      Zip    537K 


‘EX-4.1’   —   Specimen Common Stock Certificate


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C:   C: 
  ex4_1x01012012  
Exhibit 4.1










6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/18/23  SunPower Corp.                    10-K/A      1/01/23  151:26M
 3/10/23  SunPower Corp.                    10-K        1/01/23  144:21M
 2/25/22  SunPower Corp.                    10-K        1/02/22  163:22M
 2/22/21  SunPower Corp.                    10-K        1/03/21  154:23M
 7/25/12  SEC                               UPLOAD10/10/17    1:36K  SunPower Corp.
 6/21/12  SEC                               UPLOAD10/10/17    1:117K SunPower Corp.
Top
Filing Submission 0000867773-12-000008   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Tue., Apr. 30, 12:44:35.1am ET