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Perkins Capital Management Inc. – ‘13F-HR’ for 9/30/14 – ‘INFO-TABLE’

On: Friday, 11/14/14, at 3:56pm ET · Effective: 11/14/14 · For: 9/30/14 · Accession #: 884300-14-17 · File #: 28-03086

  As Of               Filer                 Filing    For·On·As Docs:Size

11/14/14  Perkins Capital Management Inc.   13F-HR      9/30/14    2:58K

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      4K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML     53K 
                3q14f.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — 3q14f.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table

Perkins Capital Management Inc.
MN
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/14 · Assets: $118,321,000 · History: Assets Under Management

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

3M CO	COM	–	88579Y·10·1	415	0.35%	2,926	Sh.	141.83	Sole	–	Sole	–	–
AASTROM BIOSCIENCES INC	COM PAR$	–	00253U·40·4	1,003	0.85%	352,000	Sh.	2.85	Sole	–	316,500	–	35,500
ABBOTT LABS	COM	–	002824·10·0	446	0.38%	10,725	Sh.	41.59	Sole	–	9,350	–	1,375
ABBVIE INC	COM	–	00287Y·10·9	975	0.82%	16,875	Sh.	57.78	Sole	–	10,675	–	6,200
AEGION CORP	COM	–	00770F·10·4	690	0.58%	31,000	Sh.	22.26	Sole	–	22,500	–	8,500
AIR INDS GROUP	COM NEW	–	00912N·20·5	317	0.27%	29,850	Sh.	10.62	Sole	–	13,850	–	16,000
AKERS BIOSCIENCES INC	COM	–	00973E·10·2	301	0.25%	83,700	Sh.	3.60	Sole	–	70,700	–	13,000
ALTRIA GROUP INC	COM	–	02209S·10·3	466	0.39%	10,150	Sh.	45.91	Sole	–	Sole	–	–
AMEDICA CORPORATION	COM	–	023435·10·0	192	0.16%	119,150	Sh.	1.61	Sole	–	108,250	–	10,900
AMERICAN EAGLE ENERGY CORP	COM NEW	–	02554F·30·0	135	0.11%	33,125	Sh.	4.08	Sole	–	5,250	–	27,875
AMERICAN WTR WKS CO INC NEW	COM	–	030420·10·3	668	0.56%	13,850	Sh.	48.23	Sole	–	9,750	–	4,100
APPLE INC	COM	–	037833·10·0	1,760	1.49%	17,465	Sh.	100.77	Sole	–	12,880	–	4,585
APPLIANCE RECYCLING CTRS AME	COM NEW	–	03814F·20·5	2,342	1.98%	793,621	Sh.	2.95	Sole	–	564,621	–	229,000
APPLIED OPTOELECTRONICS INC	COM	–	03823U·10·2	855	0.72%	53,100	Sh.	16.10	Sole	–	32,950	–	20,150
ATRICURE INC	COM	–	04963C·20·9	1,248	1.05%	84,750	Sh.	14.73	Sole	–	48,750	–	36,000
AXOGEN INC	COM	–	05463X·10·6	900	0.76%	368,750	Sh.	2.44	Sole	–	302,150	–	66,600
BACTERIN INTL HLDGS INC	COM NEW	–	05644R·20·0	2,436	2.06%	543,875	Sh.	4.48	Sole	–	459,265	–	84,610
BAXANO SURGICAL INC	COM	–	071773·10·5	132	0.11%	721,100	Sh.	0.18	Sole	–	472,100	–	249,000
BAXTER INTL INC	COM	–	071813·10·9	1,660	1.40%	23,123	Sh.	71.79	Sole	–	16,323	–	6,800
BIOCEPT INC	COM	–	09072V·10·5	205	0.17%	84,006	Sh.	2.44	Sole	–	81,516	–	2,490
BIOLASE INC	COM	–	090911·10·8	826	0.70%	331,788	Sh.	2.49	Sole	–	288,484	–	43,304
BIOLIFE SOLUTIONS INC	COM NEW	–	09062W·20·4	41	0.03%	19,372	Sh.	2.12	Sole	–	Sole	–	–
BOTTOMLINE TECH DEL INC	COM	–	101388·10·6	665	0.56%	24,100	Sh.	27.59	Sole	–	14,950	–	9,150
BRIDGELINE DIGITAL INC	COM	–	10807Q·20·5	174	0.15%	267,400	Sh.	0.65	Sole	–	236,400	–	31,000
CALIX INC	COM	–	13100M·50·9	170	0.14%	17,734	Sh.	9.59	Sole	–	1,500	–	16,234
CARDICA INC	COM	–	14141R·10·1	2,009	1.70%	1,877,781	Sh.	1.07	Sole	–	1,633,811	–	243,970
CARDIOVASCULAR SYS INC DEL	COM	–	141619·10·6	2,427	2.05%	102,700	Sh.	23.63	Sole	–	34,600	–	68,100
CENTERPOINT ENERGY INC	COM	–	15189T·10·7	206	0.17%	8,438	Sh.	24.41	Sole	–	7,438	–	1,000
COMBIMATRIX CORPORATION	COM NEW	–	20009T·30·3	124	0.10%	98,950	Sh.	1.25	Sole	–	78,950	–	20,000
COMPUTER TASK GROUP INC	COM	–	205477·10·2	599	0.51%	54,000	Sh.	11.09	Sole	–	53,000	–	1,000
COMSTOCK RES INC	COM NEW	–	205768·20·3	540	0.46%	29,000	Sh.	18.62	Sole	–	19,000	–	10,000
CRANE CO	COM	–	224399·10·5	484	0.41%	7,650	Sh.	63.27	Sole	–	5,500	–	2,150
CVS HEALTH CORP	COM	–	126650·10·0	1,139	0.96%	14,317	Sh.	79.56	Sole	–	10,017	–	4,300
CYPRESS SEMICONDUCTOR CORP	COM	–	232806·10·9	267	0.23%	27,075	Sh.	9.86	Sole	–	24,575	–	2,500
CYTORI THERAPEUTICS INC	COM	–	23283K·10·5	449	0.38%	663,895	Sh.	0.68	Sole	–	512,895	–	151,000
DAKOTA PLAINS HLDGS INC	COM	–	234255·10·7	918	0.78%	382,700	Sh.	2.40	Sole	–	206,000	–	176,700
DATALINK CORP	COM	–	237934·10·4	1,115	0.94%	104,875	Sh.	10.63	Sole	–	52,225	–	52,650
DELUXE CORP	COM	–	248019·10·1	1,723	1.46%	31,242	Sh.	55.15	Sole	–	24,592	–	6,650
DEPOMED INC	COM	–	249908·10·4	585	0.49%	38,500	Sh.	15.19	Sole	–	31,000	–	7,500
DEUTSCH BK AG LDN BRH	PS GOLD DS ETN	–	25154H·75·6	254	0.21%	35,000	Sh.	7.26	Sole	–	Sole	–	–
DIGIRAD CORP	COM	–	253827·10·9	94	0.08%	24,000	Sh.	3.92	Sole	–	14,000	–	10,000
DONALDSON INC	COM	–	257651·10·9	796	0.67%	19,600	Sh.	40.61	Sole	–	6,600	–	13,000
DOT HILL SYS CORP	COM	–	25848T·10·9	2,496	2.11%	660,306	Sh.	3.78	Sole	–	531,706	–	128,600
E M C CORP MASS	COM	–	268648·10·2	264	0.22%	9,025	Sh.	29.25	Sole	–	7,125	–	1,900
ECHO GLOBAL LOGISTICS INC	COM	–	27875T·10·1	236	0.20%	10,000	Sh.	23.60	Sole	–	Sole	–	–
EMPIRE RES INC DEL	COM	–	29206E·10·0	159	0.13%	30,000	Sh.	5.30	Sole	–	Sole	–	–
ENDOLOGIX INC	COM	–	29266S·10·6	435	0.37%	41,000	Sh.	10.61	Sole	–	25,800	–	15,200
EPLUS INC	COM	–	294268·10·7	1,457	1.23%	26,000	Sh.	56.04	Sole	–	24,500	–	1,500
FULLER H B CO	COM	–	359694·10·6	276	0.23%	6,950	Sh.	39.71	Sole	–	4,500	–	2,450
GENERAL ELECTRIC CO	COM	–	369604·10·3	324	0.27%	12,635	Sh.	25.64	Sole	–	12,075	–	560
GENERAL MLS INC	COM	–	370334·10·4	235	0.20%	4,656	Sh.	50.47	Sole	–	2,656	–	2,000
GEOSPACE TECHNOLOGIES CORP	COM	–	37364X·10·9	429	0.36%	12,200	Sh.	35.16	Sole	–	7,850	–	4,350
GLAXOSMITHKLINE PLC	SPONSORED ADR	–	37733W·10·5	609	0.51%	13,250	Sh.	45.96	Sole	–	9,200	–	4,050
GLOBAL CASH ACCESS HLDGS INC	COM	–	378967·10·3	359	0.30%	53,250	Sh.	6.74	Sole	–	42,000	–	11,250
GLOBAL PMTS INC	COM	–	37940X·10·2	563	0.48%	8,050	Sh.	69.94	Sole	–	5,600	–	2,450
GLU MOBILE INC	COM	–	379890·10·6	1,600	1.35%	309,500	Sh.	5.17	Sole	–	204,500	–	105,000
GSV CAP CORP	COM	–	36191J·10·1	689	0.58%	68,800	Sh.	10.01	Sole	–	39,750	–	29,050
HANSEN MEDICAL INC	COM	–	411307·10·1	1,178	1.00%	998,033	Sh.	1.18	Sole	–	725,167	–	272,866
HEALTH CARE REIT INC	COM	–	42217K·10·6	209	0.18%	3,350	Sh.	62.39	Sole	–	2,450	–	900
HEWLETT PACKARD CO	COM	–	428236·10·3	1,295	1.09%	36,517	Sh.	35.46	Sole	–	25,717	–	10,800
IDENTIV INC	COM NEW	–	45170X·20·5	1,409	1.19%	105,095	Sh.	13.41	Sole	–	91,905	–	13,190
IDEXX LABS INC	COM	–	45168D·10·4	825	0.70%	7,000	Sh.	117.86	Sole	–	Sole	–	–
IKANOS COMMUNICATIONS	COM	–	45173E·10·5	42	0.04%	120,000	Sh.	0.35	Sole	–	Sole	–	–
IMATION CORP	COM	–	45245A·10·7	294	0.25%	99,530	Sh.	2.95	Sole	–	50,030	–	49,500
IMRIS INC	COM	–	45322N·10·5	700	0.59%	1,168,500	Sh.	0.60	Sole	–	765,500	–	403,000
INCONTACT INC	COM	–	45336E·10·9	686	0.58%	78,900	Sh.	8.69	Sole	–	67,650	–	11,250
INNERWORKINGS INC	COM	–	45773Y·10·5	1,112	0.94%	137,450	Sh.	8.09	Sole	–	84,500	–	52,950
INNODATA INC	COM NEW	–	457642·20·5	188	0.16%	61,500	Sh.	3.06	Sole	–	60,000	–	1,500
INSIGNIA SYS INC	COM	–	45765Y·10·5	1,309	1.11%	426,367	Sh.	3.07	Sole	–	199,500	–	226,867
INTEL CORP	COM	–	458140·10·0	233	0.20%	6,700	Sh.	34.78	Sole	–	5,550	–	1,150
INVENTURE FOODS INC	COM	–	461212·10·2	842	0.71%	65,000	Sh.	12.95	Sole	–	Sole	–	–
ISIS PHARMACEUTICALS INC	COM	–	464330·10·9	1,105	0.93%	28,465	Sh.	38.82	Sole	–	20,465	–	8,000
JOHNSON & JOHNSON	COM	–	478160·10·4	930	0.79%	8,723	Sh.	106.61	Sole	–	5,973	–	2,750
KIMBERLY CLARK CORP	COM	–	494368·10·3	581	0.49%	5,400	Sh.	107.59	Sole	–	3,850	–	1,550
LAKES ENTMNT INC	COM NEW	–	51206P·20·8	171	0.14%	20,500	Sh.	8.34	Sole	–	17,025	–	3,475
LEMAITRE VASCULAR INC	COM	–	525558·20·1	1,314	1.11%	190,949	Sh.	6.88	Sole	–	166,228	–	24,721
LIFEVANTAGE CORP	COM	–	53222K·10·6	769	0.65%	674,348	Sh.	1.14	Sole	–	86,944	–	587,404
LILLY ELI & CO	COM	–	532457·10·8	1,326	1.12%	20,450	Sh.	64.84	Sole	–	13,000	–	7,450
LIQTECH INTL INC	COM	–	53632A·10·2	2,076	1.75%	1,348,250	Sh.	1.54	Sole	–	1,029,750	–	318,500
LIQUID HLDGS GROUP INC	COM	–	53633A·10·1	848	0.72%	623,750	Sh.	1.36	Sole	–	545,500	–	78,250
MANDALAY DIGITAL GROUP INC	COM NEW	–	562562·20·7	966	0.82%	210,904	Sh.	4.58	Sole	–	186,904	–	24,000
MEDTRONIC INC	COM	–	585055·10·6	886	0.75%	14,300	Sh.	61.96	Sole	–	9,100	–	5,200
MEETME INC	COM	–	585141·10·4	1,127	0.95%	572,050	Sh.	1.97	Sole	–	496,050	–	76,000
MICROSOFT CORP	COM	–	594918·10·4	345	0.29%	7,435	Sh.	46.40	Sole	–	5,960	–	1,475
MIDWAY GOLD CORP	COM	–	598153·10·4	83	0.07%	80,000	Sh.	1.04	Sole	–	18,750	–	61,250
MOLSON COORS BREWING CO	CL B	–	60871R·20·9	1,191	1.01%	16,000	Sh.	74.44	Sole	–	10,050	–	5,950
MOSYS INC	COM	–	619718·10·9	126	0.11%	52,000	Sh.	2.42	Sole	–	50,000	–	2,000
NANOSPHERE INC	COM	–	63009F·10·5	34	0.03%	59,500	Sh.	0.57	Sole	–	52,500	–	7,000
NEOGENOMICS INC	COM NEW	–	64049M·20·9	4,246	3.59%	814,980	Sh.	5.21	Sole	–	620,580	–	194,400
NETSCOUT SYS INC	COM	–	64115T·10·4	916	0.77%	20,000	Sh.	45.80	Sole	–	Sole	–	–
NORTECH SYS INC	COM	–	656553·10·4	144	0.12%	28,500	Sh.	5.05	Sole	–	Sole	–	–
NVIDIA CORP	COM	–	67066G·10·4	239	0.20%	12,950	Sh.	18.46	Sole	–	9,950	–	3,000
ONCOTHYREON INC	COM	–	682324·10·8	892	0.75%	464,700	Sh.	1.92	Sole	–	344,650	–	120,050
ORION ENERGY SYSTEMS INC	COM	–	686275·10·8	59	0.05%	11,000	Sh.	5.36	Sole	–	Sole	–	–
OUTERWALL INC	COM	–	690070·10·7	867	0.73%	15,450	Sh.	56.12	Sole	–	9,700	–	5,750
PENNEY J C INC	COM	–	708160·10·6	1,535	1.30%	152,900	Sh.	10.04	Sole	–	100,000	–	52,900
PENTAIR PLC	SHS	–	G7S00T104 ?	1,173	0.99%	17,917	Sh.	65.47	Sole	–	10,867	–	7,050
PERFICIENT INC	COM	–	71375U·10·1	150	0.13%	10,000	Sh.	15.00	Sole	–	Sole	–	–
PFIZER INC	COM	–	717081·10·3	1,887	1.59%	63,829	Sh.	29.56	Sole	–	35,099	–	28,730
PHARMATHENE INC	COM	–	71714G·10·2	2,620	2.21%	1,471,800	Sh.	1.78	Sole	–	1,069,100	–	402,700
POLYMET MINING CORP	COM	–	731916·10·2	114	0.10%	105,500	Sh.	1.08	Sole	–	30,625	–	74,875
QUEST DIAGNOSTICS INC	COM	–	74834L·10·0	261	0.22%	4,300	Sh.	60.70	Sole	–	3,300	–	1,000
QUMU CORP	COM	–	749063·10·3	861	0.73%	66,250	Sh.	13.00	Sole	–	46,600	–	19,650
ROCKWELL MED INC	COM	–	774374·10·2	4,414	3.73%	482,935	Sh.	9.14	Sole	–	100,850	–	382,085
SAJAN INC	COM NEW	–	79379T·20·2	158	0.13%	30,625	Sh.	5.16	Sole	–	–	–	None
SANOFI	SPONSORED ADR	–	80105N·10·5	1,019	0.86%	18,050	Sh.	56.45	Sole	–	11,500	–	6,550
SCRIPPS E W CO OHIO	CLA A NEW	–	811054·40·2	326	0.28%	20,000	Sh.	16.30	Sole	–	Sole	–	–
SEQUENOM INC	COM NEW	–	817337·40·5	1,129	0.95%	380,200	Sh.	2.97	Sole	–	334,700	–	45,500
SIGNAL GENETICS INC	COM	–	826640·10·4	285	0.24%	63,300	Sh.	4.50	Sole	–	56,800	–	6,500
SMUCKER J M CO	COM NEW	–	832696·40·5	589	0.50%	5,950	Sh.	98.99	Sole	–	4,350	–	1,600
SPEED COMM INC	COM	–	84764T·10·6	1,946	1.64%	707,500	Sh.	2.75	Sole	–	183,500	–	524,000
ST JUDE MED INC	COM	–	790849·10·3	5,319	4.50%	88,455	Sh.	60.13	Sole	–	33,017	–	55,438
STAAR SURGICAL CO	COM PAR $0.01	–	852312·30·5	581	0.49%	54,700	Sh.	10.62	Sole	–	42,700	–	12,000
STANLEY BLACK & DECKER INC	COM	–	854502·10·1	670	0.57%	7,550	Sh.	88.74	Sole	–	5,600	–	1,950
STEREOTAXIS INC	COM NEW	–	85916J·40·9	52	0.04%	22,600	Sh.	2.30	Sole	–	10,600	–	12,000
SUPERCONDUCTOR TECHS IN	COM PAR $0.001	–	867931·40·4	141	0.12%	50,000	Sh.	2.82	Sole	–	Sole	–	–
SUPERVALU INC	COM	–	868536·10·3	2,239	1.89%	250,433	Sh.	8.94	Sole	–	133,233	–	117,200
SYNERGY RES CORP	COM	–	87164P·10·3	549	0.46%	45,000	Sh.	12.20	Sole	–	Sole	–	–
TENET HEALTHCARE CORP	COM NEW	–	88033G·40·7	763	0.64%	12,850	Sh.	59.38	Sole	–	9,600	–	3,250
TEVA PHARMACEUTICAL INDS LTD	ADR	–	881624·20·9	285	0.24%	5,300	Sh.	53.77	Sole	–	4,300	–	1,000
TOP IMAGE SYSTEMS LTD	ORD	–	M87896·10·2	62	0.05%	15,200	Sh.	4.08	Sole	–	Sole	–	–
TRANSGENOMIC INC	COM NEW	–	89365K·30·5	57	0.05%	15,108	Sh.	3.77	Sole	–	Sole	–	–
U S PHYSICAL THERAPY INC	COM	–	90337L·10·8	513	0.43%	14,500	Sh.	35.38	Sole	–	Sole	–	–
U.S. AUTO PARTS NETWORK INC	COM	–	90343C·10·0	1,512	1.28%	536,100	Sh.	2.82	Sole	–	445,600	–	90,500
UNISYS CORP	COM NEW	–	909214·30·6	565	0.48%	24,150	Sh.	23.40	Sole	–	16,800	–	7,350
UNITEDHEALTH GROUP INC	COM	–	91324P·10·2	1,156	0.98%	13,400	Sh.	86.27	Sole	–	8,650	–	4,750
UQM TECHNOLOGIES INC	COM	–	903213·10·6	530	0.45%	375,937	Sh.	1.41	Sole	–	328,937	–	47,000
UROPLASTY INC	COM NEW	–	917277·20·4	3,246	2.74%	1,298,488	Sh.	2.50	Sole	–	810,268	–	488,220
US BANCORP DEL	COM NEW	–	902973·30·4	733	0.62%	17,533	Sh.	41.81	Sole	–	13,731	–	3,802
USA TECHNOLOGIES INC	COM NO PAR	–	90328S·50·0	190	0.16%	105,650	Sh.	1.80	Sole	–	Sole	–	–
VARIAN MED SYS INC	COM	–	92220P·10·5	409	0.35%	5,100	Sh.	80.20	Sole	–	3,600	–	1,500
VENAXIS INC	COM	–	92262A·10·7	1,621	1.37%	976,786	Sh.	1.66	Sole	–	815,468	–	161,318
VERIZON COMMUNICATIONS INC	COM	–	92343V·10·4	450	0.38%	9,004	Sh.	49.98	Sole	–	8,004	–	1,000
WAFERGEN BIO-SYSTEMS INC	COM PAR$	–	93041P·30·8	296	0.25%	68,000	Sh.	4.35	Sole	–	65,000	–	3,000
WAVE SYSTEMS CORP	CL A PAR $0.01	–	943526·40·0	1,604	1.36%	1,499,351	Sh.	1.07	Sole	–	1,338,351	–	161,000
XILINX INC	COM	–	983919·10·1	369	0.31%	8,705	Sh.	42.39	Sole	–	Sole	–	–
ZBB ENERGY CORPORATION	COM NEW	–	98876R·30·3	266	0.22%	475,000	Sh.	0.56	Sole	–	460,000	–	15,000
ZIX CORP	COM	–	98974P·10·0	1,231	1.04%	360,039	Sh.	3.42	Sole	–	276,039	–	84,000
— 138 Issuers —	— 138 Issues —			— 138 Holdings: $118,321,000 —					— Sole Manager —
____________ ª No market value of any Holding was adjusted. º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers

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Filing Submission 0000884300-14-000017 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Perkins Capital Management Inc. – ‘13F-HR’ for 9/30/14 – ‘INFO-TABLE’

On: Friday, 11/14/14, at 3:56pm ET · Effective: 11/14/14 · For: 9/30/14 · Accession #: 884300-14-17 · File #: 28-03086

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Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — 3q14f.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Perkins Capital Management Inc. MN · Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/14 · Assets: $118,321,000 · History: Assets Under Management

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Perkins Capital Management Inc.
MN
· Form 13F Holdings Report