SEC Info - Perkins Capital Management Inc. - ‘13F-HR’ for 9/30/15

SEC Info℠

Home

Help

Please Sign In

Perkins Capital Management Inc. – ‘13F-HR’ for 9/30/15 – ‘INFO-TABLE’

On: Monday, 11/9/15, at 2:04pm ET · Effective: 11/9/15 · For: 9/30/15 · Accession #: 884300-15-21 · File #: 28-03086

  As Of               Filer                 Filing    For·On·As Docs:Size

11/09/15  Perkins Capital Management Inc.   13F-HR      9/30/15    2:63K

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                3Q1513F.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — 3Q1513F.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table

Perkins Capital Management Inc.
MN
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/15 · Assets: $89,881,000 · History: Assets Under Management

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

3M CO	COM	–	88579Y·10·1	415	0.46%	2,926	Sh.	141.83	Sole	–	Sole	–	–
ABBOTT LABS	COM	–	002824·10·0	930	1.03%	23,125	Sh.	40.22	Sole	–	19,650	–	3,475
ABBVIE INC	COM	–	00287Y·10·9	1,011	1.12%	18,575	Sh.	54.43	Sole	–	12,925	–	5,650
AFLAC INC	COM	–	001055·10·2	881	0.98%	15,150	Sh.	58.15	Sole	–	10,150	–	5,000
AIR INDS GROUP	COM NEW	–	00912N·20·5	142	0.16%	16,000	Sh.	8.88	Sole	–	–	–	None
AMEDICA CORP	COM	–	023435·10·0	303	0.34%	970,631	Sh.	0.31	Sole	–	616,896	–	353,735
APPLE INC	COM	–	037833·10·0	457	0.51%	4,145	Sh.	110.25	Sole	–	3,795	–	350
APPLIANCE RECYCLING CTRS AME	COM NEW	–	03814F·20·5	162	0.18%	140,000	Sh.	1.16	Sole	–	–	–	None
APPLIED OPTOELECTRONICS INC	COM	–	03823U·10·2	1,028	1.14%	54,750	Sh.	18.78	Sole	–	34,850	–	19,900
AT & T INC	COM	–	00206R·10·2	598	0.67%	18,362	Sh.	32.57	Sole	–	16,362	–	2,000
ATRICURE INC	COM	–	04963C·20·9	1,840	2.05%	84,000	Sh.	21.90	Sole	–	50,750	–	33,250
AXOGEN INC	COM	–	05463X·10·6	2,730	3.04%	662,700	Sh.	4.12	Sole	–	529,100	–	133,600
BARCLAYS BANK PLC	SP ADR 7.1%PF3	–	06739H·77·6	486	0.54%	19,000	Sh.	25.58	Sole	–	18,500	–	500
BIOLIFE SOLUTIONS INC	COM NEW	–	09062W·20·4	21	0.02%	10,000	Sh.	2.10	Sole	–	Sole	–	–
BIOTELEMETRY INC	COM	–	090672·10·6	1,144	1.27%	93,450	Sh.	12.24	Sole	–	66,300	–	27,150
BOTTOMLINE TECH DEL INC	COM	–	101388·10·6	463	0.52%	18,500	Sh.	25.03	Sole	–	10,600	–	7,900
BOVIE MEDICAL CORP	COM	–	10211F·10·0	573	0.64%	293,959	Sh.	1.95	Sole	–	266,959	–	27,000
BRIDGELINE DIGITAL INC	COM NEW	–	10807Q·30·4	43	0.05%	35,600	Sh.	1.21	Sole	–	29,400	–	6,200
CALIX INC	COM	–	13100M·50·9	126	0.14%	16,234	Sh.	7.76	Sole	–	–	–	None
CARDICA INC	COM	–	14141R·10·1	430	0.48%	1,591,446	Sh.	0.27	Sole	–	1,411,476	–	179,970
CARDIOVASCULAR SYS INC DEL	COM	–	141619·10·6	2,310	2.57%	145,850	Sh.	15.84	Sole	–	68,500	–	77,350
COGENTIX MED INC	COM	–	19243A·10·4	1,543	1.72%	1,244,597	Sh.	1.24	Sole	–	849,952	–	394,645
COMBIMATRIX CORPORATION	COM NEW	–	20009T·30·3	475	0.53%	423,938	Sh.	1.12	Sole	–	382,738	–	41,200
COMPUTER TASK GROUP INC	COM	–	205477·10·2	186	0.21%	30,000	Sh.	6.20	Sole	–	Sole	–	–
COMSTOCK RES INC	COM NEW	–	205768·20·3	26	0.03%	13,750	Sh.	1.89	Sole	–	13,000	–	750
CVS HEALTH CORP	COM	–	126650·10·0	1,368	1.52%	14,183	Sh.	96.45	Sole	–	9,883	–	4,300
CVSL INC	COM NEW	–	12665T·20·6	385	0.43%	230,500	Sh.	1.67	Sole	–	208,500	–	22,000
CYPRESS SEMICONDUCTOR CORP	COM	–	232806·10·9	227	0.25%	26,650	Sh.	8.52	Sole	–	24,150	–	2,500
CYTORI THERAPEUTICS INC	COM	–	23283K·10·5	440	0.49%	1,294,321	Sh.	0.34	Sole	–	1,146,821	–	147,500
DAKOTA PLAINS HLDGS INC	COM	–	234255·10·7	382	0.43%	477,500	Sh.	0.80	Sole	–	343,300	–	134,200
DATALINK CORP	COM	–	237934·10·4	328	0.36%	55,000	Sh.	5.96	Sole	–	5,000	–	50,000
DELUXE CORP	COM	–	248019·10·1	1,740	1.94%	31,208	Sh.	55.75	Sole	–	25,558	–	5,650
DEPOMED INC	COM	–	249908·10·4	1,865	2.07%	98,950	Sh.	18.85	Sole	–	69,550	–	29,400
DEUTSCHE BK AG LDN BRH	GOLD DOUBLE SHOR	–	25154H·75·6	293	0.33%	36,000	Sh.	8.14	Sole	–	Sole	–	–
DIGIRAD CORP	COM	–	253827·10·9	522	0.58%	139,500	Sh.	3.74	Sole	–	61,500	–	78,000
DIGITAL TURBINE INC	COM NEW	–	25400W·10·2	637	0.71%	352,154	Sh.	1.81	Sole	–	283,054	–	69,100
DONALDSON COMPANY INC	COM	–	257651·10·9	438	0.49%	15,600	Sh.	28.08	Sole	–	2,600	–	13,000
DU PONT E I DE NEMOURS & CO	COM	–	263534·10·9	237	0.26%	4,910	Sh.	48.27	Sole	–	4,550	–	360
ENDOLOGIX INC	COM	–	29266S·10·6	351	0.39%	28,600	Sh.	12.27	Sole	–	23,600	–	5,000
ENTEROMEDICS INC	COM NEW	–	29365M·20·8	972	1.08%	3,738,361	Sh.	0.26	Sole	–	3,312,361	–	426,000
EPLUS INC	COM	–	294268·10·7	1,858	2.07%	23,500	Sh.	79.06	Sole	–	22,500	–	1,000
EXPEDITORS INTL WASH INC	COM	–	302130·10·9	760	0.85%	16,150	Sh.	47.06	Sole	–	11,050	–	5,100
GENERAL ELECTRIC CO	COM	–	369604·10·3	293	0.33%	11,635	Sh.	25.18	Sole	–	Sole	–	–
GENERAL MLS INC	COM	–	370334·10·4	261	0.29%	4,656	Sh.	56.06	Sole	–	2,656	–	2,000
GEOSPACE TECHNOLOGIES CORP	COM	–	37364X·10·9	363	0.40%	26,250	Sh.	13.83	Sole	–	22,200	–	4,050
GLAXOSMITHKLINE PLC	SPONSORED ADR	–	37733W·10·5	558	0.62%	14,500	Sh.	38.48	Sole	–	10,400	–	4,100
GLOBAL PMTS INC	COM	–	37940X·10·2	1,113	1.24%	9,700	Sh.	114.74	Sole	–	6,950	–	2,750
GOLDEN ENTMT INC	COM	–	381013·10·1	95	0.11%	10,500	Sh.	9.05	Sole	–	7,025	–	3,475
GREATBATCH INC	COM	–	39153L·10·6	592	0.66%	10,500	Sh.	56.38	Sole	–	9,000	–	1,500
HANSEN MEDICAL INC	COM NEW	–	411307·20·0	331	0.37%	88,160	Sh.	3.75	Sole	–	74,240	–	13,920
HD SUPPLY HLDGS INC	COM	–	40416M·10·5	1,149	1.28%	40,150	Sh.	28.62	Sole	–	27,050	–	13,100
HUTCHINSON TECHNOLOGY INC	COM	–	448407·10·6	110	0.12%	68,500	Sh.	1.61	Sole	–	33,500	–	35,000
IDEXX LABS INC	COM	–	45168D·10·4	1,040	1.16%	14,000	Sh.	74.29	Sole	–	Sole	–	–
IKANOS COMMUNICATIONS INC	COM NEW	–	45173E·20·4	59	0.07%	25,826	Sh.	2.28	Sole	–	Sole	–	–
INCONTACT INC	COM	–	45336E·10·9	559	0.62%	74,500	Sh.	7.50	Sole	–	68,750	–	5,750
INNERWORKINGS INC	COM	–	45773Y·10·5	156	0.17%	25,000	Sh.	6.24	Sole	–	Sole	–	–
INSIGNIA SYS INC	COM	–	45765Y·10·5	253	0.28%	100,000	Sh.	2.53	Sole	–	–	–	None
INSPIREMD INC	COM NEW	–	45779A·30·9	99	0.11%	600,000	Sh.	0.17	Sole	–	Sole	–	–
INTEL CORP	COM	–	458140·10·0	202	0.22%	6,700	Sh.	30.15	Sole	–	5,550	–	1,150
INVENTURE FOODS INC	COM	–	461212·10·2	582	0.65%	65,500	Sh.	8.89	Sole	–	Sole	–	–
IRIDEX CORP	COM	–	462684·10·1	312	0.35%	40,950	Sh.	7.62	Sole	–	28,200	–	12,750
ISIS PHARMACEUTICALS INC	COM	–	464330·10·9	823	0.92%	20,350	Sh.	40.44	Sole	–	17,150	–	3,200
JOHNSON CTLS INC	COM	–	478366·10·7	906	1.01%	21,900	Sh.	41.37	Sole	–	16,150	–	5,750
KIMBERLY CLARK CORP	COM	–	494368·10·3	589	0.66%	5,400	Sh.	109.07	Sole	–	3,850	–	1,550
LEMAITRE VASCULAR INC	COM	–	525558·20·1	2,056	2.29%	168,695	Sh.	12.19	Sole	–	157,795	–	10,900
LIFEVANTAGE CORP	COM	–	53222K·10·6	577	0.64%	712,046	Sh.	0.81	Sole	–	86,944	–	625,102
LILLY ELI & CO	COM	–	532457·10·8	1,699	1.89%	20,300	Sh.	83.69	Sole	–	13,600	–	6,700
LIQTECH INTL INC	COM	–	53632A·10·2	926	1.03%	954,899	Sh.	0.97	Sole	–	760,399	–	194,500
MAST THERAPEUTICS INC	COM	–	576314·10·8	357	0.40%	615,750	Sh.	0.58	Sole	–	503,750	–	112,000
MEETME INC	COM	–	585141·10·4	746	0.83%	472,100	Sh.	1.58	Sole	–	423,100	–	49,000
MICROSOFT CORP	COM	–	594918·10·4	379	0.42%	8,560	Sh.	44.28	Sole	–	7,885	–	675
MOSYS INC	COM	–	619718·10·9	387	0.43%	260,000	Sh.	1.49	Sole	–	248,000	–	12,000
NCR CORP NEW	COM	–	62886E·10·8	540	0.60%	23,750	Sh.	22.74	Sole	–	15,750	–	8,000
NEOGENOMICS INC	COM NEW	–	64049M·20·9	4,550	5.06%	794,012	Sh.	5.73	Sole	–	634,112	–	159,900
NETLIST INC	COM	–	64118P·10·9	75	0.08%	177,400	Sh.	0.42	Sole	–	162,400	–	15,000
NORTECH SYS INC	COM	–	656553·10·4	121	0.13%	28,500	Sh.	4.25	Sole	–	Sole	–	–
NVIDIA CORP	COM	–	67066G·10·4	418	0.47%	16,975	Sh.	24.62	Sole	–	15,475	–	1,500
ONCOTHYREON INC	COM	–	682324·10·8	1,070	1.19%	390,650	Sh.	2.74	Sole	–	338,150	–	52,500
OUTERWALL INC	COM	–	690070·10·7	814	0.91%	14,300	Sh.	56.92	Sole	–	8,800	–	5,500
PENNEY J C INC	COM	–	708160·10·6	1,407	1.57%	151,400	Sh.	9.29	Sole	–	101,200	–	50,200
PERFICIENT INC	COM	–	71375U·10·1	154	0.17%	10,000	Sh.	15.40	Sole	–	Sole	–	–
PFIZER INC	COM	–	717081·10·3	2,000	2.23%	63,679	Sh.	31.41	Sole	–	36,199	–	27,480
PHARMATHENE INC	COM	–	71714G·10·2	1,617	1.80%	1,215,600	Sh.	1.33	Sole	–	982,900	–	232,700
POLYMET MINING CORP	COM	–	731916·10·2	72	0.08%	105,500	Sh.	0.68	Sole	–	30,625	–	74,875
PROFESSIONAL DIVERSITY NET I	COM	–	74312Y·10·3	72	0.08%	97,000	Sh.	0.74	Sole	–	Sole	–	–
QUEST DIAGNOSTICS INC	COM	–	74834L·10·0	264	0.29%	4,300	Sh.	61.40	Sole	–	3,850	–	450
QUMU CORP	COM	–	749063·10·3	435	0.48%	112,900	Sh.	3.85	Sole	–	74,900	–	38,000
RESTORATION HARDWARE HLDGS I	COM	–	761283·10·0	649	0.72%	6,950	Sh.	93.38	Sole	–	4,500	–	2,450
ROCKWELL MED INC	COM	–	774374·10·2	3,763	4.19%	488,050	Sh.	7.71	Sole	–	106,950	–	381,100
SAJAN INC (REG 05/10/06)	COM NEW	–	79379T·20·2	145	0.16%	30,625	Sh.	4.73	Sole	–	–	–	None
SCRIPPS E W CO OHIO	CL A NEW	–	811054·40·2	1,017	1.13%	57,550	Sh.	17.67	Sole	–	42,650	–	14,900
SEQUENOM INC	COM NEW	–	817337·40·5	713	0.79%	407,650	Sh.	1.75	Sole	–	371,400	–	36,250
SIGNAL GENETICS INC	COM	–	826640·10·4	148	0.16%	160,250	Sh.	0.92	Sole	–	148,750	–	11,500
SMUCKER J M CO	COM NEW	–	832696·40·5	679	0.76%	5,950	Sh.	114.12	Sole	–	4,350	–	1,600
SPEED COMM INC	COM	–	84764T·10·6	277	0.31%	1,430,000	Sh.	0.19	Sole	–	808,500	–	621,500
SPS COMM INC	COM	–	78463M·10·7	1,198	1.33%	17,650	Sh.	67.88	Sole	–	12,300	–	5,350
ST JUDE MED INC	COM	–	790849·10·3	6,015	6.69%	95,338	Sh.	63.09	Sole	–	39,350	–	55,988
STAAR SURGICAL CO	COM PAR $0.01	–	852312·30·5	262	0.29%	33,800	Sh.	7.75	Sole	–	31,900	–	1,900
STANLEY BLACK & DECKER INC	COM	–	854502·10·1	732	0.81%	7,550	Sh.	96.95	Sole	–	5,600	–	1,950
STEREOTAXIS INC	COM NEW	–	85916J·40·9	21	0.02%	23,000	Sh.	0.91	Sole	–	Sole	–	–
SUMMER INFANT INC	COM	–	865646·10·3	132	0.15%	77,000	Sh.	1.71	Sole	–	59,500	–	17,500
SUPERVALU INC	COM	–	868536·10·3	1,866	2.08%	259,900	Sh.	7.18	Sole	–	147,900	–	112,000
SYNCHRONY FINL	COM	–	87165B·10·3	822	0.91%	26,250	Sh.	31.31	Sole	–	16,050	–	10,200
SYNERGY RESOURCES CORP	COM	–	87164P·10·3	392	0.44%	40,000	Sh.	9.80	Sole	–	Sole	–	–
TEARLAB CORP	COM	–	878193·10·1	321	0.36%	159,750	Sh.	2.01	Sole	–	130,750	–	29,000
TENET HEALTHCARE CORP	COM NEW	–	88033G·40·7	583	0.65%	15,800	Sh.	36.90	Sole	–	11,300	–	4,500
TEVA PHARMACEUTICAL INDS LTD	ADR	–	881624·20·9	299	0.33%	5,300	Sh.	56.42	Sole	–	4,800	–	500
TILE SHOP HLDGS INC	COM	–	88677Q·10·9	222	0.25%	18,500	Sh.	12.00	Sole	–	13,000	–	5,500
TOP IMAGE SYSTEMS LTD	ORD	–	M87896·10·2	51	0.06%	15,200	Sh.	3.36	Sole	–	Sole	–	–
U.S. AUTO PARTS NETWORK INC	COM	–	90343C·10·0	639	0.71%	340,150	Sh.	1.88	Sole	–	304,650	–	35,500
UNITEDHEALTH GROUP INC	COM	–	91324P·10·2	1,549	1.72%	13,350	Sh.	116.03	Sole	–	8,600	–	4,750
UQM TECHNOLOGIES INC	COM	–	903213·10·6	139	0.15%	218,900	Sh.	0.63	Sole	–	190,400	–	28,500
US BANCORP DEL	COM NEW	–	902973·30·4	605	0.67%	14,751	Sh.	41.01	Sole	–	11,599	–	3,152
US PHYSICAL THERAPY INC	COM	–	90337L·10·8	651	0.72%	14,500	Sh.	44.90	Sole	–	Sole	–	–
USA TECHNOLOGIES INC	COM NO PAR	–	90328S·50·0	234	0.26%	94,150	Sh.	2.49	Sole	–	Sole	–	–
VENAXIS INC	COM	–	92262A·10·7	162	0.18%	528,984	Sh.	0.31	Sole	–	468,184	–	60,800
VERICEL CORP	COM	–	92346J·10·8	830	0.92%	306,250	Sh.	2.71	Sole	–	278,750	–	27,500
VERIZON COMMUNICATIONS INC	COM	–	92343V·10·4	375	0.42%	8,630	Sh.	43.45	Sole	–	8,130	–	500
VERMILLION INC	COM NEW	–	92407M·20·6	367	0.41%	183,500	Sh.	2.00	Sole	–	164,000	–	19,500
WAVE SYSTEMS CORP	CL A PAR $0.01	–	943526·40·0	393	0.44%	2,443,875	Sh.	0.16	Sole	–	2,251,625	–	192,250
ZIX CORP	COM	–	98974P·10·0	1,323	1.47%	314,289	Sh.	4.21	Sole	–	255,539	–	58,750
— 121 Issuers —	— 121 Issues —			— 121 Holdings: $89,881,000 —					— Sole Manager —
____________ ª No market value of any Holding was adjusted. º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers

↑Top

Filing Submission 0000884300-15-000021 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Perkins Capital Management Inc. – ‘13F-HR’ for 9/30/15 – ‘INFO-TABLE’

On: Monday, 11/9/15, at 2:04pm ET · Effective: 11/9/15 · For: 9/30/15 · Accession #: 884300-15-21 · File #: 28-03086

Previous ‘13F-HR’: ‘13F-HR’ on 7/29/15 for 6/30/15 · Next: ‘13F-HR’ on 1/28/16 for 12/31/15 · Latest: ‘13F-HR’ on 1/22/24 for 12/31/23

Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — 3Q1513F.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Perkins Capital Management Inc. MN · Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/15 · Assets: $89,881,000 · History: Assets Under Management

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Perkins Capital Management Inc.
MN
· Form 13F Holdings Report