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Perkins Capital Management Inc. – ‘13F-HR’ for 3/31/15 – ‘INFO-TABLE’

On: Tuesday, 4/28/15, at 3:18pm ET · Effective: 4/28/15 · For: 3/31/15 · Accession #: 884300-15-12 · File #: 28-03086

  As Of               Filer                 Filing    For·On·As Docs:Size

 4/28/15  Perkins Capital Management Inc.   13F-HR      3/31/15    2:57K

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

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                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  1Q1513F -- 1q15.xml                                 HTML      3K

‘INFO-TABLE’ — 1Q1513F — 1q15.xml

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Perkins Capital Management Inc.
MN
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 3/31/15 · Assets: $119,301,000 · History: Assets Under Management

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

3M CO	COM	–	88579Y·10·1	483	0.40%	2,926	Sh.	165.07	Sole	–	Sole	–	–
ABBOTT LABS	COM	–	002824·10·0	951	0.80%	20,525	Sh.	46.33	Sole	–	17,750	–	2,775
ABBVIE INC	COM	–	00287Y·10·9	1,046	0.88%	17,875	Sh.	58.52	Sole	–	11,675	–	6,200
AIR INDS GROUP	COM NEW	–	00912N·20·5	265	0.22%	26,100	Sh.	10.15	Sole	–	10,100	–	16,000
ALTRIA GROUP INC	COM	–	02209S·10·3	495	0.41%	9,900	Sh.	50.00	Sole	–	Sole	–	–
AMEDICA CORP	COM	–	023435·10·0	165	0.14%	469,500	Sh.	0.35	Sole	–	356,500	–	113,000
AMERICAN EAGLE ENERGY CORP	COM NEW	–	02554F·30·0	8	0.01%	43,125	Sh.	≈0.19	Sole	–	15,250	–	27,875
AMERICAN WTR WKS CO INC NEW	COM	–	030420·10·3	748	0.63%	13,800	Sh.	54.20	Sole	–	9,700	–	4,100
APPLE INC	COM	–	037833·10·0	2,223	1.86%	17,865	Sh.	124.43	Sole	–	13,070	–	4,795
APPLIANCE RECYCLING CTRS AME	COM NEW	–	03814F·20·5	287	0.24%	140,000	Sh.	2.05	Sole	–	–	–	None
APPLIED DNA SCIENCES INC	COM NEW	–	03815U·20·1	181	0.15%	70,000	Sh.	2.59	Sole	–	59,000	–	11,000
APPLIED OPTOELECTRONICS INC	COM	–	03823U·10·2	910	0.76%	65,550	Sh.	13.88	Sole	–	45,650	–	19,900
ATRICURE INC	COM	–	04963C·20·9	1,721	1.44%	84,000	Sh.	20.49	Sole	–	48,250	–	35,750
AXOGEN INC	COM	–	05463X·10·6	2,279	1.91%	651,050	Sh.	3.50	Sole	–	511,450	–	139,600
BACTERIN INTL HLDGS INC	COM NEW	–	05644R·20·0	1,940	1.63%	473,117	Sh.	4.10	Sole	–	420,057	–	53,060
BAXTER INTL INC	COM	–	071813·10·9	427	0.36%	6,240	Sh.	68.43	Sole	–	5,390	–	850
BEMIS INC	COM	–	081437·10·5	354	0.30%	7,650	Sh.	46.27	Sole	–	4,400	–	3,250
BEST BUY INC	COM	–	086516·10·1	435	0.36%	11,500	Sh.	37.83	Sole	–	7,300	–	4,200
BIOCEPT INC	COM	–	09072V·10·5	69	0.06%	31,000	Sh.	2.23	Sole	–	30,150	–	850
BIOLIFE SOLUTIONS INC	COM NEW	–	09062W·20·4	16	0.01%	10,000	Sh.	1.60	Sole	–	Sole	–	–
BOTTOMLINE TECH DEL INC	COM	–	101388·10·6	516	0.43%	18,850	Sh.	27.37	Sole	–	14,450	–	4,400
BOVIE MEDICAL CORP	COM	–	10211F·10·0	598	0.50%	250,000	Sh.	2.39	Sole	–	226,000	–	24,000
BRIDGELINE DIGITAL INC	COM	–	10807Q·20·5	131	0.11%	268,000	Sh.	0.49	Sole	–	237,000	–	31,000
CALIX INC	COM	–	13100M·50·9	841	0.70%	100,184	Sh.	8.39	Sole	–	42,050	–	58,134
CARDICA INC	COM	–	14141R·10·1	1,037	0.87%	1,646,446	Sh.	0.63	Sole	–	1,411,476	–	234,970
CARDIOVASCULAR SYS INC DEL	COM	–	141619·10·6	3,884	3.26%	99,500	Sh.	39.04	Sole	–	34,400	–	65,100
COMBIMATRIX CORPORATION	COM NEW	–	20009T·30·3	866	0.73%	455,855	Sh.	1.90	Sole	–	414,655	–	41,200
COMPUTER TASK GROUP INC	COM	–	205477·10·2	338	0.28%	46,200	Sh.	7.32	Sole	–	45,000	–	1,200
CVS HEALTH CORP	COM	–	126650·10·0	1,478	1.24%	14,317	Sh.	103.23	Sole	–	10,017	–	4,300
CVSL INC	COM NEW	–	12665T·20·6	585	0.49%	250,000	Sh.	2.34	Sole	–	228,000	–	22,000
CYPRESS SEMICONDUCTOR CORP	COM	–	232806·10·9	376	0.32%	26,650	Sh.	14.11	Sole	–	24,150	–	2,500
CYTORI THERAPEUTICS INC	COM	–	23283K·10·5	1,552	1.30%	1,314,920	Sh.	1.18	Sole	–	1,104,920	–	210,000
DAKOTA PLAINS HLDGS INC	COM	–	234255·10·7	871	0.73%	470,700	Sh.	1.85	Sole	–	314,000	–	156,700
DATALINK CORP	COM	–	237934·10·4	1,109	0.93%	92,125	Sh.	12.04	Sole	–	39,475	–	52,650
DELUXE CORP	COM	–	248019·10·1	2,182	1.83%	31,492	Sh.	69.29	Sole	–	24,592	–	6,900
DEPOMED INC	COM	–	249908·10·4	2,195	1.84%	97,950	Sh.	22.41	Sole	–	67,050	–	30,900
DEUTSCH BK AG LDN BRH	GOLD DOUBLE SHOR	–	25154H·75·6	265	0.22%	36,000	Sh.	7.36	Sole	–	Sole	–	–
DIGIRAD CORP	COM	–	253827·10·9	674	0.56%	148,500	Sh.	4.54	Sole	–	69,500	–	79,000
DIGITAL TURBINE INC	COM NEW	–	25400W·10·2	1,245	1.04%	382,004	Sh.	3.26	Sole	–	306,404	–	75,600
DONALDSON INC	COM	–	257651·10·9	739	0.62%	19,600	Sh.	37.70	Sole	–	6,600	–	13,000
DOT HILL SYS CORP	COM	–	25848T·10·9	3,307	2.77%	623,976	Sh.	5.30	Sole	–	496,176	–	127,800
DU PONT E I DE NEMOURS & CO	COM	–	263534·10·9	442	0.37%	6,185	Sh.	71.46	Sole	–	4,325	–	1,860
E M C CORP MASS	COM	–	268648·10·2	231	0.19%	9,025	Sh.	25.60	Sole	–	7,125	–	1,900
EMPIRE RES INC DEL	COM	–	29206E·10·0	127	0.11%	30,000	Sh.	4.23	Sole	–	Sole	–	–
ENDOLOGIX INC	COM	–	29266S·10·6	609	0.51%	35,700	Sh.	17.06	Sole	–	23,000	–	12,700
EPLUS INC	COM	–	294268·10·7	2,173	1.82%	25,000	Sh.	86.92	Sole	–	23,500	–	1,500
GENERAL ELECTRIC CO	COM	–	369604·10·3	289	0.24%	11,635	Sh.	24.84	Sole	–	11,075	–	560
GENERAL MLS INC	COM	–	370334·10·4	264	0.22%	4,656	Sh.	56.70	Sole	–	2,656	–	2,000
GLAXOSMITHKLINE PLC	SPONSORED ADR	–	37733W·10·5	623	0.52%	13,500	Sh.	46.15	Sole	–	9,200	–	4,300
GLOBAL PMTS INC	COM	–	37940X·10·2	889	0.75%	9,700	Sh.	91.65	Sole	–	6,950	–	2,750
GREATBATCH INC	COM	–	39153L·10·6	341	0.29%	5,900	Sh.	57.80	Sole	–	4,900	–	1,000
HALYARD HEALTH INC	COM	–	40650V·10·0	960	0.80%	19,512	Sh.	49.20	Sole	–	11,362	–	8,150
HANSEN MEDICAL INC	COM	–	411307·10·1	769	0.64%	883,700	Sh.	0.87	Sole	–	636,000	–	247,700
HD SUPPLY HLDGS INC	COM	–	40416M·10·5	1,184	0.99%	38,000	Sh.	31.16	Sole	–	24,200	–	13,800
HEALTH CARE REIT INC	COM	–	42217K·10·6	207	0.17%	2,675	Sh.	77.38	Sole	–	1,875	–	800
HUTCHINSON TECHNOLOGY INC	COM	–	448407·10·6	223	0.19%	83,500	Sh.	2.67	Sole	–	58,500	–	25,000
IDENTIV INC	COM NEW	–	45170X·20·5	510	0.43%	59,385	Sh.	8.59	Sole	–	50,895	–	8,490
IDEXX LABS INC	COM	–	45168D·10·4	1,081	0.91%	7,000	Sh.	154.43	Sole	–	Sole	–	–
IKANOS COMMUNICATIONS	COM NEW	–	45173E·20·4	83	0.07%	29,515	Sh.	2.81	Sole	–	Sole	–	–
IMATION CORP	COM	–	45245A·10·7	175	0.15%	43,530	Sh.	4.02	Sole	–	23,530	–	20,000
IMRIS INC	COM	–	45322N·10·5	1,234	1.03%	1,283,500	Sh.	0.96	Sole	–	940,500	–	343,000
INCONTACT INC	COM	–	45336E·10·9	834	0.70%	76,500	Sh.	10.90	Sole	–	65,250	–	11,250
INNERWORKINGS INC	COM	–	45773Y·10·5	924	0.77%	137,450	Sh.	6.72	Sole	–	84,500	–	52,950
INNODATA INC	COM NEW	–	457642·20·5	157	0.13%	60,000	Sh.	2.62	Sole	–	Sole	–	–
INSIGNIA SYS INC	COM	–	45765Y·10·5	1,240	1.04%	413,367	Sh.	3.00	Sole	–	189,000	–	224,367
INSPIREMD INC	COM NEW	–	45779A·30·9	200	0.17%	625,000	Sh.	0.32	Sole	–	Sole	–	–
INTEL CORP	COM	–	458140·10·0	444	0.37%	14,200	Sh.	31.27	Sole	–	11,550	–	2,650
INVENTURE FOODS INC	COM	–	461212·10·2	733	0.61%	65,500	Sh.	11.19	Sole	–	Sole	–	–
ISIS PHARMACEUTICALS INC	COM	–	464330·10·9	1,445	1.21%	22,700	Sh.	63.66	Sole	–	15,600	–	7,100
JOHNSON & JOHNSON	COM	–	478160·10·4	873	0.73%	8,673	Sh.	100.66	Sole	–	5,923	–	2,750
JOHNSON CTLS INC	COM	–	478366·10·7	578	0.48%	11,450	Sh.	50.48	Sole	–	7,800	–	3,650
KIMBERLY CLARK CORP	COM	–	494368·10·3	578	0.48%	5,400	Sh.	107.04	Sole	–	3,850	–	1,550
LAKES ENTMNT INC	COM NEW	–	51206P·20·8	90	0.08%	10,500	Sh.	8.57	Sole	–	7,025	–	3,475
LEMAITRE VASCULAR INC	COM	–	525558·20·1	1,552	1.30%	185,249	Sh.	8.38	Sole	–	160,528	–	24,721
LIFELOCK INC	COM	–	53224V·10·0	166	0.14%	11,775	Sh.	14.10	Sole	–	9,800	–	1,975
LIFEVANTAGE CORP	COM	–	53222K·10·6	563	0.47%	712,046	Sh.	0.79	Sole	–	86,944	–	625,102
LILLY ELI & CO	COM	–	532457·10·8	1,468	1.23%	20,200	Sh.	72.67	Sole	–	13,000	–	7,200
LIQTECH INTL INC	COM	–	53632A·10·2	797	0.67%	1,187,250	Sh.	0.67	Sole	–	878,750	–	308,500
MAST THERAPEUTICS INC	COM	–	576314·10·8	312	0.26%	643,000	Sh.	0.49	Sole	–	531,000	–	112,000
MEDTRONIC PLC	SHS	–	G5960L·10·3	1,185	0.99%	15,200	Sh.	77.96	Sole	–	9,600	–	5,600
MEETME INC	COM	–	585141·10·4	1,037	0.87%	557,550	Sh.	1.86	Sole	–	481,550	–	76,000
MICROSOFT CORP	COM	–	594918·10·4	275	0.23%	6,760	Sh.	40.68	Sole	–	5,285	–	1,475
MIDWAY GOLD CORP	COM	–	598153·10·4	26	0.02%	80,000	Sh.	0.33	Sole	–	18,750	–	61,250
MOLSON COORS BREWING CO	CL B	–	60871R·20·9	1,184	0.99%	15,900	Sh.	74.47	Sole	–	9,950	–	5,950
MOSYS INC	COM	–	619718·10·9	578	0.48%	275,000	Sh.	2.10	Sole	–	Sole	–	–
NANOSPHERE INC	COM	–	63009F·10·5	6	0.01%	27,000	Sh.	≈0.22	Sole	–	20,000	–	7,000
NEOGENOMICS INC	COM NEW	–	64049M·20·9	3,779	3.17%	809,180	Sh.	4.67	Sole	–	609,780	–	199,400
NETLIST INC	COM	–	64118P·10·9	157	0.13%	270,500	Sh.	0.58	Sole	–	255,500	–	15,000
NORTECH SYS INC	COM	–	656553·10·4	141	0.12%	28,500	Sh.	4.95	Sole	–	Sole	–	–
NVIDIA CORP	COM	–	67066G·10·4	347	0.29%	16,600	Sh.	20.90	Sole	–	13,600	–	3,000
ONCOTHYREON INC	COM	–	682324·10·8	697	0.58%	427,600	Sh.	1.63	Sole	–	312,500	–	115,100
OUTERWALL INC	COM	–	690070·10·7	1,005	0.84%	15,200	Sh.	66.12	Sole	–	9,350	–	5,850
PENNEY J C INC	COM	–	708160·10·6	1,244	1.04%	147,900	Sh.	8.41	Sole	–	95,000	–	52,900
PENTAIR PLC	SHS	–	G7S00T104 ?	1,121	0.94%	17,817	Sh.	62.92	Sole	–	10,867	–	6,950
PERFICIENT INC	COM	–	71375U·10·1	703	0.59%	34,000	Sh.	20.68	Sole	–	22,500	–	11,500
PFIZER INC	COM	–	717081·10·3	2,212	1.85%	63,579	Sh.	34.79	Sole	–	35,099	–	28,480
PHARMATHENE INC	COM	–	71714G·10·2	2,101	1.76%	1,288,700	Sh.	1.63	Sole	–	891,500	–	397,200
POLYMET MINING CORP	COM	–	731916·10·2	136	0.11%	105,500	Sh.	1.29	Sole	–	30,625	–	74,875
QUEST DIAGNOSTICS INC	COM	–	74834L·10·0	1,245	1.04%	16,200	Sh.	76.85	Sole	–	10,550	–	5,650
QUMU CORP	COM	–	749063·10·3	616	0.52%	46,000	Sh.	13.39	Sole	–	29,800	–	16,200
RESTORATION HARDWARE HLDGS I	COM	–	761283·10·0	650	0.54%	6,550	Sh.	99.24	Sole	–	4,100	–	2,450
ROCKWELL MED INC	COM	–	774374·10·2	5,290	4.43%	483,950	Sh.	10.93	Sole	–	102,050	–	381,900
SAJAN INC	COM NEW	–	79379T·20·2	184	0.15%	30,625	Sh.	6.01	Sole	–	–	–	None
SCRIPPS E W CO OHIO	CL A NEW	–	811054·40·2	569	0.48%	20,000	Sh.	28.45	Sole	–	Sole	–	–
SEQUENOM INC	COM NEW	–	817337·40·5	1,699	1.42%	430,200	Sh.	3.95	Sole	–	384,700	–	45,500
SIGNAL GENETICS INC	COM	–	826640·10·4	449	0.38%	209,000	Sh.	2.15	Sole	–	197,500	–	11,500
SMUCKER J M CO	COM NEW	–	832696·40·5	689	0.58%	5,950	Sh.	115.80	Sole	–	4,350	–	1,600
SPEED COMM INC	COM	–	84764T·10·6	570	0.48%	892,000	Sh.	0.64	Sole	–	262,500	–	629,500
ST JUDE MED INC	COM	–	790849·10·3	5,687	4.77%	86,955	Sh.	65.40	Sole	–	31,567	–	55,388
STAAR SURGICAL CO	COM PAR $0.01	–	852312·30·5	299	0.25%	40,300	Sh.	7.42	Sole	–	32,400	–	7,900
STANLEY BLACK & DECKER INC	COM	–	854502·10·1	720	0.60%	7,550	Sh.	95.36	Sole	–	5,600	–	1,950
STEREOTAXIS INC	COM NEW	–	85916J·40·9	23	0.02%	11,000	Sh.	2.09	Sole	–	–	–	None
SUMMER INFANT INC	COM	–	865646·10·3	140	0.12%	52,000	Sh.	2.69	Sole	–	Sole	–	–
SUPERCONDUCTOR TECHNOLOGIES	COM PAR $0.001	–	867931·40·4	61	0.05%	43,000	Sh.	1.42	Sole	–	Sole	–	–
SUPERVALU INC	COM	–	868536·10·3	2,939	2.46%	252,733	Sh.	11.63	Sole	–	136,233	–	116,500
SYNCHRONY FINL	COM	–	87165B·10·3	1,187	0.99%	39,100	Sh.	30.36	Sole	–	24,800	–	14,300
SYNERGY RES CORP	COM	–	87164P·10·3	533	0.45%	45,000	Sh.	11.84	Sole	–	Sole	–	–
TENET HEALTHCARE CORP	COM NEW	–	88033G·40·7	782	0.66%	15,800	Sh.	49.49	Sole	–	11,300	–	4,500
TEVA PHARMACEUTICAL INDS LTD	ADR	–	881624·20·9	330	0.28%	5,300	Sh.	62.26	Sole	–	4,300	–	1,000
TILE SHOP HLDGS INC	COM	–	88677Q·10·9	266	0.22%	22,000	Sh.	12.09	Sole	–	19,000	–	3,000
TOP IMAGE SYSTEMS LTD	ORD	–	M87896·10·2	50	0.04%	15,200	Sh.	3.29	Sole	–	Sole	–	–
U S PHYSICAL THERAPY INC	COM	–	90337L·10·8	689	0.58%	14,500	Sh.	47.52	Sole	–	Sole	–	–
U.S. AUTO PARTS NETWORK INC	COM	–	90343C·10·0	755	0.63%	347,900	Sh.	2.17	Sole	–	293,900	–	54,000
UNISYS CORP	COM NEW	–	909214·30·6	269	0.23%	11,600	Sh.	23.19	Sole	–	9,700	–	1,900
UNITEDHEALTH GROUP INC	COM	–	91324P·10·2	1,579	1.32%	13,350	Sh.	118.28	Sole	–	8,600	–	4,750
UQM TECHNOLOGIES INC	COM	–	903213·10·6	327	0.27%	297,700	Sh.	1.10	Sole	–	258,200	–	39,500
UROPLASTY INC	COM NEW	–	917277·20·4	1,659	1.39%	1,360,011	Sh.	1.22	Sole	–	832,291	–	527,720
US BANCORP DEL	COM NEW	–	902973·30·4	732	0.61%	16,751	Sh.	43.70	Sole	–	13,599	–	3,152
USA TECHNOLOGIES INC	COM NO PAR	–	90328S·50·0	277	0.23%	100,650	Sh.	2.75	Sole	–	Sole	–	–
VARIAN MED SYS INC	COM	–	92220P·10·5	456	0.38%	4,850	Sh.	94.02	Sole	–	3,350	–	1,500
VENAXIS INC	COM	–	92262A·10·7	231	0.19%	498,784	Sh.	0.46	Sole	–	360,067	–	138,717
VERICEL CORP	COM	–	92346J·10·8	1,221	1.02%	330,000	Sh.	3.70	Sole	–	294,500	–	35,500
VERIZON COMMUNICATIONS INC	COM	–	92343V·10·4	433	0.36%	8,904	Sh.	48.63	Sole	–	7,904	–	1,000
WAVE SYSTEMS CORP	CL A PAR $0.01	–	943526·40·0	1,128	0.95%	1,635,101	Sh.	0.69	Sole	–	1,426,851	–	208,250
ZBB ENERGY CORPORATION INC	COM NEW	–	98876R·30·3	208	0.17%	365,000	Sh.	0.57	Sole	–	350,000	–	15,000
ZIX CORP	COM	–	98974P·10·0	1,265	1.06%	321,989	Sh.	3.93	Sole	–	246,239	–	75,750
— 136 Issuers —	— 136 Issues —			— 136 Holdings: $119,301,000 —					— Sole Manager —
____________ ª No market value of any Holding was adjusted. º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers

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Perkins Capital Management Inc. – ‘13F-HR’ for 3/31/15 – ‘INFO-TABLE’

On: Tuesday, 4/28/15, at 3:18pm ET · Effective: 4/28/15 · For: 3/31/15 · Accession #: 884300-15-12 · File #: 28-03086

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Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — 1Q1513F — 1q15.xml

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Perkins Capital Management Inc. MN · Form 13F Holdings Report

§13(f) Securities Holdings · For: 3/31/15 · Assets: $119,301,000 · History: Assets Under Management

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Perkins Capital Management Inc.
MN
· Form 13F Holdings Report