SEC Info - Perkins Capital Management Inc. - ‘13F-HR’ for 9/30/17

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Perkins Capital Management Inc. – ‘13F-HR’ for 9/30/17 – ‘INFO-TABLE’

On: Tuesday, 10/31/17, at 11:20am ET · Effective: 10/31/17 · For: 9/30/17 · Accession #: 884300-17-8 · File #: 28-03086

  As Of               Filer                 Filing    For·On·As Docs:Size

10/31/17  Perkins Capital Management Inc.   13F-HR      9/30/17    2:54K

Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                2017-13F-3qtr.xml

‘INFO-TABLE’ — Portfolio Securities Holdings Info Table — 2017-13F-3qtr.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Portfolio Securities Holdings Info Table — 2017-13F-3qtr.xml

Perkins Capital Management Inc.
MN
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/17 · Assets: $95,447,000 · History: Assets Under Management

Security				Market Valueª		Shares or Principal			Investment Discretion	Other Managersº	Voting Authority
Issuer Name	Issue Class	Opt.	CUSIP/CINS	$1000s	Weight	Amount	S/P	Price	Investment Discretion	Other Managersº	Sole	Shared	None
										↓List	*(S/P Amounts or For All)*

3M CO	COM	–	88579Y·10·1	541	0.57%	2,576	Sh.	210.02	Sole	–	Sole	–	–
ABBOTT LABS	COM	–	002824·10·0	4,432	4.64%	83,060	Sh.	53.36	Sole	–	31,389	–	51,671
ABBVIE INC	COM	–	00287Y·10·9	1,737	1.82%	19,550	Sh.	88.85	Sole	–	12,800	–	6,750
ADVANCED MICRO DEVICES INC	COM	–	007903·10·7	223	0.23%	17,500	Sh.	12.74	Sole	–	15,100	–	2,400
AFLAC INC	COM	–	001055·10·2	1,257	1.32%	15,450	Sh.	81.36	Sole	–	9,950	–	5,500
AIR INDS GROUP	COM NEW	–	00912N·20·5	23	0.02%	16,000	Sh.	1.44	Sole	–	–	–	None
ALTIMMUNE INC	COM	–	02155H·10·1	116	0.12%	49,800	Sh.	2.33	Sole	–	47,300	–	2,500
ALTRIA GROUP INC	COM	–	02209S·10·3	996	1.04%	15,700	Sh.	63.44	Sole	–	11,200	–	4,500
AMARIN CORP PLC	SPONS ADR NEW	–	023111·20·6	174	0.18%	49,600	Sh.	3.51	Sole	–	46,600	–	3,000
AMERISOURCEBERGEN CORP	COM	–	03073E·10·5	976	1.02%	11,800	Sh.	82.71	Sole	–	8,225	–	3,575
ANGIODYNAMICS INC	COM	–	03475V·10·1	831	0.87%	48,650	Sh.	17.08	Sole	–	27,200	–	21,450
ANI PHARMACEUTICALS INC	COM	–	00182C·10·3	1,039	1.09%	19,800	Sh.	52.47	Sole	–	12,550	–	7,250
ANTARES PHARMA INC	COM	–	036642·10·6	1,186	1.24%	366,000	Sh.	3.24	Sole	–	243,500	–	122,500
APPLE INC	COM	–	037833·10·0	250	0.26%	1,625	Sh.	153.85	Sole	–	Sole	–	–
APPLIANCE RECYCLING CTRS AME	COM NEW	–	03814F·20·5	52	0.05%	50,000	Sh.	1.04	Sole	–	Sole	–	–
AT&T INC	COM	–	00206R·10·2	1,181	1.24%	30,162	Sh.	39.16	Sole	–	19,862	–	10,300
ATHERSYS INC	COM	–	04744L·10·6	636	0.67%	308,725	Sh.	2.06	Sole	–	264,725	–	44,000
ATRICURE INC	COM	–	04963C·20·9	2,079	2.18%	92,950	Sh.	22.37	Sole	–	59,000	–	33,950
AXOGEN INC	COM	–	05463X·10·6	10,441	10.94%	539,598	Sh.	19.35	Sole	–	413,448	–	126,150
BAXTER INTL INC	COM	–	071813·10·9	220	0.23%	3,500	Sh.	62.86	Sole	–	1,000	–	2,500
BIO-KEY INTERNATIONAL INC	COM PAR	–	09060C·30·9	265	0.28%	92,420	Sh.	2.87	Sole	–	84,086	–	8,334
BIOLIFE SOLUTIONS INC	COM NEW	–	09062W·20·4	86	0.09%	15,000	Sh.	5.73	Sole	–	Sole	–	–
BIOSCRIP INC	COM	–	09069N·10·8	151	0.16%	55,000	Sh.	2.75	Sole	–	Sole	–	–
BIOTELEMETRY INC	COM	–	090672·10·6	495	0.52%	15,000	Sh.	33.00	Sole	–	Sole	–	–
BLACKSTONE GROUP L P	COM UNIT LTD	–	09253U·10·8	939	0.98%	28,150	Sh.	33.36	Sole	–	18,150	–	10,000
BOSTON SCIENTIFIC CORP	COM	–	101137·10·7	204	0.21%	7,000	Sh.	29.14	Sole	–	2,000	–	5,000
BOVIE MEDICAL CORP	COM	–	10211F·10·0	2,108	2.21%	623,685	Sh.	3.38	Sole	–	484,185	–	139,500
BRISTOL MYERS SQUIBB CO	COM	–	110122·10·8	1,117	1.17%	17,525	Sh.	63.74	Sole	–	12,550	–	4,975
CANCER GENETICS INC	COM	–	13739U·10·4	2,178	2.28%	806,700	Sh.	2.70	Sole	–	626,950	–	179,750
CARDIOVASCULAR SYS INC DEL	COM	–	141619·10·6	1,873	1.96%	66,550	Sh.	28.14	Sole	–	53,610	–	12,940
CAREDX INC	COM	–	14167L·10·3	513	0.54%	138,550	Sh.	3.70	Sole	–	113,300	–	25,250
CASCADIAN THERAPEUTICS INC	COM NEW	–	14740B·60·6	210	0.22%	51,313	Sh.	4.09	Sole	–	48,313	–	3,000
CHEMBIO DIAGNOSTICS INC	COM NEW	–	163572·20·9	220	0.23%	35,500	Sh.	6.20	Sole	–	29,750	–	5,750
CHF SOLUTIONS INC	COM	–	12542Q·50·8	59	0.06%	100,000	Sh.	0.59	Sole	–	Sole	–	–
CODEXIS INC	COM	–	192005·10·6	200	0.21%	30,000	Sh.	6.67	Sole	–	25,000	–	5,000
COGENTIX MED INC	COM	–	19243A·10·4	1,436	1.50%	560,881	Sh.	2.56	Sole	–	447,729	–	113,152
COMPUTER TASK GROUP INC	COM	–	205477·10·2	244	0.26%	45,500	Sh.	5.36	Sole	–	24,500	–	21,000
CRAFT BREW ALLIANCE INC	COM	–	224122·10·1	220	0.23%	12,550	Sh.	17.53	Sole	–	12,000	–	550
CRYOPORT INC	COM PAR $0.001	–	229050·30·7	1,999	2.09%	202,990	Sh.	9.85	Sole	–	180,140	–	22,850
CVS HEALTH CORP	COM	–	126650·10·0	1,155	1.21%	14,200	Sh.	81.34	Sole	–	8,800	–	5,400
CYPRESS SEMICONDUCTOR CORP	COM	–	232806·10·9	430	0.45%	28,625	Sh.	15.02	Sole	–	26,125	–	2,500
CYTORI THERAPEUTICS INC	COM NEW	–	23283K·20·4	335	0.35%	912,995	Sh.	0.37	Sole	–	795,395	–	117,600
DELUXE CORP	COM	–	248019·10·1	905	0.95%	12,400	Sh.	72.98	Sole	–	8,850	–	3,550
DEPOMED INC	COM	–	249908·10·4	415	0.43%	71,750	Sh.	5.78	Sole	–	53,150	–	18,600
DEXTERA SURGICAL INC	COM	–	252366·10·9	42	0.04%	150,650	Sh.	0.28	Sole	–	Sole	–	–
DIGILITI MONEY GROUP INC	COM	–	25381F·10·2	29	0.03%	27,778	Sh.	1.04	Sole	–	Sole	–	–
DIGITAL TURBINE INC	COM NEW	–	25400W·10·2	1,376	1.44%	911,080	Sh.	1.51	Sole	–	784,980	–	126,100
DONALDSON COMPANY INC	COM	–	257651·10·9	689	0.72%	15,000	Sh.	45.93	Sole	–	2,000	–	13,000
EDAP TMS S A	SPONSORED ADR	–	268311·10·7	659	0.69%	221,300	Sh.	2.98	Sole	–	156,800	–	64,500
ENSERVCO CORP	COM	–	29358Y·10·2	648	0.68%	1,214,182	Sh.	0.53	Sole	–	1,081,682	–	132,500
ENTELLUS MED INC	COM	–	29363K·10·5	1,055	1.11%	57,150	Sh.	18.46	Sole	–	33,550	–	23,600
EPLUS INC	COM	–	294268·10·7	925	0.97%	10,000	Sh.	92.50	Sole	–	Sole	–	–
EXPEDITORS INTL WASH INC	COM	–	302130·10·9	829	0.87%	13,850	Sh.	59.86	Sole	–	9,050	–	4,800
FAMOUS DAVES AMER INC	COM	–	307068·10·6	726	0.76%	175,100	Sh.	4.15	Sole	–	98,600	–	76,500
FIREEYE INC	COM	–	31816Q·10·1	214	0.22%	12,735	Sh.	16.80	Sole	–	Sole	–	–
FULLER H B COMPANY	COM	–	359694·10·6	1,065	1.12%	18,350	Sh.	58.04	Sole	–	13,350	–	5,000
GLAXOSMITHKLINE PLC	SPONSORED ADR	–	37733W·10·5	483	0.51%	11,900	Sh.	40.59	Sole	–	10,300	–	1,600
GWG HLDGS INC	COM	–	36192A·10·9	105	0.11%	10,400	Sh.	10.10	Sole	–	9,000	–	1,400
HORTONWORKS INC	COM	–	440894·10·3	551	0.58%	32,525	Sh.	16.94	Sole	–	26,525	–	6,000
IDEXX LABS INC	COM	–	45168D·10·4	2,177	2.28%	14,000	Sh.	155.50	Sole	–	Sole	–	–
INNERWORKINGS INC	COM	–	45773Y·10·5	810	0.85%	72,000	Sh.	11.25	Sole	–	54,000	–	18,000
INTEGER HLDGS CORP	COM	–	45826H·10·9	1,716	1.80%	33,550	Sh.	51.15	Sole	–	20,450	–	13,100
INTEL CORP	COM	–	458140·10·0	232	0.24%	6,100	Sh.	38.03	Sole	–	4,950	–	1,150
IONIS PHARMACEUTICALS INC	COM	–	462222·10·0	418	0.44%	8,250	Sh.	50.67	Sole	–	6,050	–	2,200
IRIDEX CORP	COM	–	462684·10·1	830	0.87%	88,600	Sh.	9.37	Sole	–	53,900	–	34,700
IZEA INC	COM	–	46603N·30·1	1,304	1.37%	183,710	Sh.	7.10	Sole	–	168,085	–	15,625
KIMBERLY CLARK CORP	COM	–	494368·10·3	524	0.55%	4,450	Sh.	117.75	Sole	–	2,650	–	1,800
LEMAITRE VASCULAR INC	COM	–	525558·20·1	2,884	3.02%	77,075	Sh.	37.42	Sole	–	68,325	–	8,750
LIFEVANTAGE CORPORATION	COM NEW	–	53222K·20·5	343	0.36%	81,225	Sh.	4.22	Sole	–	12,422	–	68,803
LILLY ELI & CO	COM	–	532457·10·8	1,557	1.63%	18,200	Sh.	85.55	Sole	–	11,600	–	6,600
LIQTECH INTL INC	COM	–	53632A·10·2	42	0.04%	113,750	Sh.	0.37	Sole	–	Sole	–	–
MERCK & CO INC	COM	–	58933Y·10·5	589	0.62%	9,200	Sh.	64.02	Sole	–	6,450	–	2,750
MICRON TECHNOLOGY INC	COM	–	595112·10·3	393	0.41%	10,000	Sh.	39.30	Sole	–	9,000	–	1,000
MICROSOFT CORP	COM	–	594918·10·4	1,578	1.65%	21,185	Sh.	74.49	Sole	–	14,410	–	6,775
NEOGENOMICS INC	COM NEW	–	64049M·20·9	3,431	3.59%	308,300	Sh.	11.13	Sole	–	276,300	–	32,000
NORTECH SYS INC	COM	–	656553·10·4	96	0.10%	28,500	Sh.	3.37	Sole	–	Sole	–	–
OPGEN INC	COM	–	68373L·10·9	434	0.45%	1,400,000	Sh.	0.31	Sole	–	1,235,000	–	165,000
PARETEUM CORP	COM NEW	–	69946T·20·7	76	0.08%	50,000	Sh.	1.52	Sole	–	Sole	–	–
PENTAIR PLC	SHS	–	G7S00T104 ?	962	1.01%	14,150	Sh.	67.99	Sole	–	10,500	–	3,650
PFIZER INC	COM	–	717081·10·3	1,854	1.94%	51,934	Sh.	35.70	Sole	–	26,449	–	25,485
POLYMET MINING CORP	COM	–	731916·10·2	43	0.05%	71,125	Sh.	0.60	Sole	–	20,625	–	50,500
PROFIRE ENERGY INC	COM	–	74316X·10·1	1,048	1.10%	526,481	Sh.	1.99	Sole	–	430,681	–	95,800
QUMU CORP	COM	–	749063·10·3	710	0.74%	235,800	Sh.	3.01	Sole	–	153,800	–	82,000
RING ENERGY INC	COM	–	76680V·10·8	145	0.15%	10,000	Sh.	14.50	Sole	–	Sole	–	–
ROCKWELL MED INC	COM	–	774374·10·2	3,749	3.93%	438,000	Sh.	8.56	Sole	–	146,850	–	291,150
SRC ENERGY INC	COM	–	78470V·10·8	387	0.41%	40,000	Sh.	9.68	Sole	–	Sole	–	–
STANLEY BLACK & DECKER INC	COM	–	854502·10·1	989	1.04%	6,550	Sh.	150.99	Sole	–	4,750	–	1,800
TEARLAB CORP	COM NEW	–	878193·20·0	271	0.28%	209,973	Sh.	1.29	Sole	–	180,383	–	29,590
TORCHLIGHT ENERGY RES INC	COM	–	89102U·10·3	97	0.10%	77,500	Sh.	1.25	Sole	–	Sole	–	–
TURTLE BEACH CORP	COM	–	900450·10·7	520	0.54%	626,359	Sh.	0.83	Sole	–	557,859	–	68,500
U.S. AUTO PARTS NETWORK INC	COM	–	90343C·10·0	438	0.46%	151,700	Sh.	2.89	Sole	–	124,700	–	27,000
US BANCORP DEL	COM NEW	–	902973·30·4	411	0.43%	7,662	Sh.	53.64	Sole	–	4,650	–	3,012
USA TECHNOLOGIES INC	COM NO PAR	–	90328S·50·0	693	0.73%	110,850	Sh.	6.25	Sole	–	104,350	–	6,500
VERACYTE INC	COM	–	92337F·10·7	546	0.57%	62,275	Sh.	8.77	Sole	–	51,475	–	10,800
VERICEL CORP	COM	–	92346J·10·8	3,376	3.54%	562,600	Sh.	6.00	Sole	–	424,200	–	138,400
VERIZON COMMUNICATIONS INC	COM	–	92343V·10·4	540	0.57%	10,917	Sh.	49.46	Sole	–	7,167	–	3,750
VONAGE HLDGS CORP	COM	–	92886T·20·1	565	0.59%	69,450	Sh.	8.14	Sole	–	57,350	–	12,100
XPO LOGISTICS INC	COM	–	983793·10·0	237	0.25%	3,500	Sh.	67.71	Sole	–	3,000	–	500
XTANT MED HLDGS INC	COM	–	98420P·10·0	455	0.48%	631,104	Sh.	0.72	Sole	–	524,794	–	106,310
YUMA ENERGY INC NEW	COM	–	98872F·10·5	143	0.15%	150,000	Sh.	0.95	Sole	–	Sole	–	–
ZAGG INC	COM	–	98884U·10·8	1,051	1.10%	66,700	Sh.	15.76	Sole	–	56,450	–	10,250
ZIX CORP	COM	–	98974P·10·0	1,240	1.30%	253,579	Sh.	4.89	Sole	–	201,029	–	52,550
— 102 Issuers —	— 102 Issues —			— 102 Holdings: $95,447,000 —					— Sole Manager —
____________ ª No market value of any Holding was adjusted. º Other Included Managers with whom investment discretion is shared as to any Holding: No Other Included Managers

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