SEC Info - Calvert New World Fund Inc. - ‘NSAR-B’ for 9/30/01

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Calvert New World Fund Inc. – ‘NSAR-B’ for 9/30/01

As of: Wednesday, 11/28/01 · For: 9/30/01 · Accession #: 884110-1-500012 · File #: 811-08924

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/28/01  Calvert New World Fund Inc.       NSAR-B      9/30/01    3:19K                                    Calvert World Value… Inc

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-B      Cwvf Nsar                                             14     58K 
 2: EX-23       Auditors Ltr                                        HTML      6K 
 3: EX-23       Auditors Ltr                                        HTML      6K

‘NSAR-B’ — Cwvf Nsar

SEC Info℠ rendering: Data from the Answer File, which may only contain updates to a prior Form N-SAR

Form N-SAR

Semi-Annual Report by an Open-End Investment Company

Report
Registrant: Calvert World Values Fund, Inc. — List all N-SARs

Semi-Annual Report (at mid-year) for the 1st-half period ended: 9/30/01

Were there any Answer File errors in the Filing? None FoundNone Found by SEC InfoNot Checked by the FilerOne or more Found by SEC Info
Was the Answer File completed by the Registrant? Yes

Is this an Amendment to a previous Report? No
Is this a change to a previous Report? No
Registrant
1. SEC CIK: 884110
SEC File #: 811-06563

Telephone #: 301-951-4881
2. Address: 4550 Montgomery Ave, Suite 100N
Bethesda, MD 20814
3. Is this the first Form N-SAR filed by the Registrant? No
4. Is this the final Form N-SAR filed by the Registrant? No
Funds/Series ↑Top of Form N-SAR
7. Is the Registrant a Funds/Series (multiple portfolios) company? Yes

The number of separate Funds/Series (portfolios) at period end: 2
The number of separate Funds/Series (portfolios) reported here: 2...

N-SAR S# Fund/Series — Filings for F/S#… ⇒ Symbols
↓Information Common to All
↓ Series 2: Calvert Capital Accumulation Fund [ now
Calvert Mid-Cap Fund ] — S#8725
↓ Series 1: Calvert International Equity Fund — S#8724
Family of Investment Companies
19. Is the Registrant/Series part of a “family” of investment companies? Yes

Total number of registered management investment companies, Series
and portfolios (excluding any Unit Investment Trusts) in the family: 27

The Identification Code of the family for Form N-SAR Filings: CALVERTGRP
Investment Company Type
27. Is the Registrant an “open-end” investment company? Yes, Open-End
Additional Disclosures
77. Did the Registrant file any additional Exhibits with the filing of this
Report (listed here and filed either herewith — as one of the ‘EX-99.*’
↑Exhibits in this Filing — or separately and incorporated by reference)? No
Subsidiaries
78. Does the Registrant have any wholly-owned investment company
subsidiaries whose operating and financial data are consolidated with
that of the Registrant in this Report? No
All Series ↑List of 2 Funds/Series Reported Here

Information Common to All Funds/Series
All: Administrator
10.1 Name: Calvert Administrative Services Co.
Location: Bethesda, MD
All: Principal Underwriter
11.1 Name: Calvert Distributors, Inc.
SEC File #: 008-47915
Location: Bethesda, MD
All: Shareholder Servicing/Transfer Agent
12.1 Name: Calvert Shareholder Services, Inc.
SEC File #: 084-00948
Location: Bethesda, MD
All: Independent Public Accountant
13.1 Name: Arthur Andersen
Location: Philadelphia, PA
All: Affiliated Broker/Dealer
14.1 Name: Calvert Distributors, Inc.
SEC File #: 008-47915
All: Custodian
15.1 Name: State Street Bank & Trust Co.
Role: Custodian
Location: Boston, MA

Type of custody: Section 17(f)(1) — Bank
18. Does the Registrant’s/Series’ Custodian(s) maintain some or all of the
Registrant’s/Series’ securities in a central depository or book-entry
system pursuant to Rule 17f-4? Yes
All: Brokerage Commissions Paid on Portfolio Transactions
20. The brokers who received the largest amount of gross brokerage
commissions during the period:
20.1 Broker: Boston Institutional Services
Commissions paid ($000s): 69
20.2 Broker: Merrill Lynch Pierce Fenner & Smtih
Commissions paid ($000s): 62
20.3 Broker: HSBC Securities Inc.
Commissions paid ($000s): 62
20.4 Broker: UBS Warburg Securities Ltd.
Commissions paid ($000s): 50
20.5 Broker: Etrade Securities Ltd. Hong Kong
Commissions paid ($000s): 37
20.6 Broker: Morgan Grenfell & Co. Ltd.
Commissions paid ($000s): 36
20.7 Broker: Merrill Lynch International
Commissions paid ($000s): 34
20.8 Broker: Instinet Pacific Ltd.
Commissions paid ($000s): 34
20.9 Broker: Credit Suisse First Boston
Commissions paid ($000s): 29
20.10 Broker: Morgan Stanley & Co. Inc.
Commissions paid ($000s): 24
21. Total brokerage commissions paid by the Registrant during the period:
Aggregate paid ($000s): 838
All: Portfolio Transactions with Entities Acting as Principals
22. The entities acting as principals with whom the Registrant did the
largest amount of portfolio transactions, based on total value of
principal, during the period:
22.1 Entity: State Street Bank & Trust Co. Dealer Dept
Registrant’s purchases ($000s): 1,919,600
22.2 Entity: Fuji Securities
Registrant’s purchases ($000s): 1,401,891
22.3 Entity: Calvert Money MNGMT Plus Prime Port
Registrant’s purchases ($000s): 302,893
22.4 Entity: Boston Institutional Services
Registrant’s purchases ($000s): 53,658
Registrant’s sales ($000s): 54,631
22.5 Entity: Merrill Lynch Pierce Fenner & Smith
Registrant’s purchases ($000s): 71,057
Registrant’s sales ($000s): 28,501
22.6 Entity: Goldman Sachs & Co.
Registrant’s purchases ($000s): 7,388
Registrant’s sales ($000s): 42,227
22.7 Entity: Morgan Stanley & Co. Inc.
Registrant’s purchases ($000s): 31,074
Registrant’s sales ($000s): 15,320
22.8 Entity: Merrill Lynch International
Registrant’s purchases ($000s): 36,056
Registrant’s sales ($000s): 6,201
22.9 Entity: HSBC Securities Inc.
Registrant’s purchases ($000s): 13,630
Registrant’s sales ($000s): 14,471
22.10 Entity: Bear Stearns & Co. Inc.
Registrant’s purchases ($000s): 13,518
Registrant’s sales ($000s): 14,039
23. Total purchase/sale transactions by the Registrant during the period:
Aggregate purchases ($000s): 4,102,145
Aggregate sales ($000s): 4,038,702
All: Considerations which Affected the Participation of Brokers or Dealers
26. Considerations which affected the participation of brokers or dealers or
other entities in commissions or other compensation paid on portfolio
transactions of the Registrant:

Consideration?
Sales of the Registrant’s/Series’ shares ............................... No
Receipt of investment research and statistical info .................... Yes
Receipt of quotations for portfolio valuations ......................... No
Ability to execute portfolio transactions to obtain the best price
and execution ........................................................ Yes
Receipt of telephone line and wire services ............................ No
Broker or Dealer which is an affiliated person ......................... No
An arrangement to return or credit part or all of commissions or
profits thereon...
To an Investment Adviser or Principal Underwriter, or to an
affiliated person of either ...................................... No
To the Registrant .................................................. No
Other .................................................................. No
All: Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)
37. Did the Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the period? Yes
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of the
Registrant’s/Series’ shares during the period ($000s): 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the period? No
All: Payment Plan for the Distribution of Fund Shares
40. During the period, did the Registrant/Series have a plan of distribution
adopted pursuant to Rule 12b-1? Yes
41. During the period, did the Registrant/Series use its assets directly to
make payments under the 12b-1 plan? Yes
All: Advisory Fee
54. Indicated below are whether services were supplied or paid for wholly or
in substantial part by Investment Adviser(s) or Administrator(s) in
connection with the advisory or administrative contract(s) but for which
the Adviser(s) or Administrator(s) are not reimbursed by the Registrant:

Provided to the Registrant?
Occupancy and office rental ............................................ Yes
Clerical and bookkeeping services ...................................... Yes
Accounting services .................................................... No
Services of independent auditors ....................................... No
Services of outside counsel ............................................ Yes
Registration and filing fees ........................................... No
Stationery, supplies and printing ...................................... Yes
Salaries & compensation of Registrant’s interested Directors ........... Yes
Salaries & compensation of Registrant’s disinterested Directors ........ No
Salaries & compensation of Registrant’s Officers who aren’t Directors .. Yes
Reports to current shareholders ........................................ No
Determination of offering and redemption prices ........................ No
Trading department ..................................................... Yes
Prospectus preparation and printing for current shareholders ........... No
Other .................................................................. Yes
All: Fidelity Bond in Effect at Fiscal Year End
80. Insurer: Ici Mutual Insurance Co.

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s): 10,000
81. Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities? Yes

How many other investment companies or other entities are covered by the
bond (counting each Fund/Series as a separate investment company): 17
82. Does the mandatory coverage of the fidelity bond have a deductible? No
83. Were any claims with respect to this Registrant/Series filed under the
bond during the period? No
84. Were any losses incurred with respect to this Registrant/Series that
could have been filed as a claim under the fidelity bond but were not? No
85. Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else? Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series? No
Series 1 ↑Information Common to All Funds/Series ↑List of 2 Funds/Series
7. Name: Calvert International Equity Fund — S#8724

Is this the final Form N-SAR filed for this Fund/Series? No
S 1: Investment Adviser
8.1 Name: Calvert Asset Management Co.
Role: Adviser
SEC File #: 801-17813
Location: Bethesda, MD
8.2 Name: Murray Johnstone International
Role: Sub-Adviser
SEC File #: 801-34926
Location: Chicago, IL
S 1: Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers
24. At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities? No

25.
The brokers or dealers, or their parents (issuers):
25.1 Name: (See a prior Form N-SAR for who was...) Deleted
S 1: Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 28,975
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 22,060
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 69,809
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 23,958
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 15,409
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 5,856
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 107,247
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 17,065
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 6,893,780
Reinvestment of dividends and distributions ................ 2
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 8,752
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 60,838
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 4,282

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 7,176,057
Reinvestment of dividends and distributions ................ 2
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 81,975

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 78,070
S 1: Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)
29. Was a front-end sales load deducted from any share sales during the
period? Yes
30. Total front-end sales loads collected from sales (including exchanges)
by Principal Underwriter or by any underwriter which is an affiliated
person of the Principal Underwriter, of the Registrant’s/Series’ shares
during the period ($000s): 145

The maximum sales load rate in effect at period end as a percentage of
the offering price: 4.75%
The minimum sales load rate in effect at period end as a percentage of
the offering price: 0.0%
31. Net amount retained by the Registrant’s/Series’ Principal Underwriter or
by any underwriter or dealer which is an affiliated person of the
Principal Underwriter thereof from front-end sales loads collected from
sales of the Registrant’s/Series’ shares during the period ($000s): 33

Amount by which payout by the Registrant’s/Series’ Principal Underwriter
or by any underwriter which is an affiliated person of the Principal
Underwriter thereof to persons or entities selling the
Registrant’s/Series’ shares exceeded that reported in Item 30 ($000s): 0
32. Amount the Registrant’s/Series’ Principal Underwriter and any
underwriters or dealers which are affiliated persons of the Principal
Underwriter paid to dealers which are not affiliated persons of the
Principal Underwriter for selling the Registrant’s/Series’ shares that
were sold with a front-end sales load during the period ($000s): 98
33. Amount paid to a captive retail sales force of the Registrant’s/Series’
Principal Underwriter or of any underwriter or dealer which is an
affiliated person of the Principal Underwriter for selling the
Registrant’s shares that were sold with a front-end sales load during
the period ($000s): 14
34. Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? Yes
35. Total deferred or contingent deferred sales loads collected during the
period from redemptions and repurchases of the Registrant’s/Series’
shares ($000s): 6
36. Did the Registrant/Series retain all monies collected from the deferred
or contingent deferred sales loads during the period? No

The net amount the Registrant/Series retained from deferred or
contingent deferred sales loads ($000s): 7
S 1: Payment Plan for the Distribution of Fund Shares
42. For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................ 21
Printing & mailing of prospectuses to other than current shareholders .. 2
Payments to underwriters ............................................... –
Payments to brokers or dealers ......................................... 53
Direct payments to sales personnel ..................................... 23
Payments to banks and savings & loans .................................. –
Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................ –
Unallocated payments made for a combination of such services ........... –
43. Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 358
44. If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 583
S 1: Advisory Fee
45. Did the Registrant/Series have an advisory contract during the period? Yes
46. Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No
47. Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes
48. Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.0%
Step-fee rates:
For 1st $000s: 250,000
Annual rate: 0.75%
Of next $000s: 250,000
Annual rate: 0.725%
Of next $000s: 500,000
Annual rate: 0.675%
49. Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No
50. Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No
51. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No
52. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No
53. Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? Yes
Income? No
S 1: Miscellaneous Info
55. Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:
Overdrafts? Yes
Bank loans? Yes
56. During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? No
57. Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? Yes
S 1: Classification and Asset Allocation
58. Is the Registrant/Series a Separate Account of an insurance company? No
59. Is the Registrant/Series a management investment company? Yes
60. Was the Registrant/Series a diversified investment company at any time
during the period? Yes

Was the Registrant/Series a diversified investment company at the end of
the period? Yes
61. The lowest minimum initial investment required by the Registrant/Series
from an investor that is not an employee or otherwise affiliated with
the Registrant/Series, its Investment Adviser, Principal Underwriter or
other affiliated entity: $2,000
62. Does the Registrant/Series invest primarily in debt securities,
including convertible debt securities, options & futures on debt
securities or indices of debt securities? Yes

The percentage of net assets in each type at period end:

Debt — Short-Term Maturities
U.S. Treasury ............................... 0.0%
U.S. Government Agency ...................... 0.0
Repurchase agreements ....................... 3.3
State and Municipal – tax-free .............. 0.0
Bank certificates of deposit – domestic ..... 0.0
Bank certificates of deposit – foreign ...... 0.0
Bankers acceptances ......................... 0.0
Commercial paper – taxable .................. 0.0
Time deposits ............................... 0.0
Options ..................................... 0.0
All other ................................... 0.0

Debt — Intermediate & Long-Term Maturities
U.S. Treasury ............................... 0.0%
U.S. Government Agency ...................... 0.0
State and Municipal – tax-free .............. 0.0
Corporate ................................... 0.0
All other ................................... 0.0

Non-Debt
Investments other than debt securities ...... 96.7%
63. The dollar-weighted average portfolio maturity at period end in days or,
if longer than one year, in years (to one decimal place):
Days: 0
Years: 0.0
66. Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities? Yes
Total return? Yes
67. Is the Registrant/Series a “balanced” Fund? No
68. Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No
Located primarily in countries other than the United States? Yes
69. Is the Registrant/Series an index Fund? No
S 1: Investment Practices
70. Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In
Writing or investing in repurchase agreements? Yes No
Writing or investing in options on equities? Yes No
Writing or investing in options on debt securities? Yes No
Writing or investing in options on stock indices? Yes No
Writing or investing in interest rate futures? Yes No
Writing or investing in stock index futures? Yes No
Writing or investing in options on futures? Yes No
Writing or investing in options on stock index futures? Yes No
Writing or investing in other commodity futures? Yes No
Investments in restricted securities? Yes to both
Investments in shares of other investment companies? Yes to both
Investments in securities of foreign issuers? Yes to both
Currency exchange transactions? Yes to both
Loaning portfolio securities? Yes No
Borrowing of money? Yes to both
Purchases/sales by certain exempted affiliated persons? Yes No
Margin purchases? Yes No
Short selling? Yes No
S 1: Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 221,520,211
Sales ($000s): 184,501,323

Monthly average Value of portfolio ($000s): 197,812,348

Percent turnover (lesser of Purchases or Sales, divided by Value): 1%
S 1: Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income .............................................. 3,726
Net dividend income .............................................. 769
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... 1,755
Administrator fees ............................................... 784
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. 594
Custodian fees ................................................... 321
Postage .......................................................... 46
Printing expenses ................................................ 59
Directors’ fees .................................................. 39
Registration fees ................................................ 58
Taxes ............................................................ –
Interest ......................................................... –
Bookkeeping fees paid to anyone performing this service .......... –
Auditing fees .................................................... 15
Legal fees ....................................................... 19
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. 657
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 39
Total expenses ................................................... 4,385

Expense reimbursements ($000s): 69

Net investment income ($000s): 178

Realized capital gains ($000s): 0
Realized capital losses ($000s): 3,334

Net unrealized appreciation during the period ($000s): 0
Net unrealized depreciation during the period ($000s): 86,639

Total income dividends for which the record date passed during the
period ($000s): 0

Total capital gains distributions for which the record date passed
during the period ($000s): 16,462
73. Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.0000

Distribution of capital gains: $1.0000
Other distributions: $0.0000
S 1: Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. 429
Repurchase agreements ............................................ –
Short-term debt securities, other than repurchase agreements ..... 6,760
Long-term debt securities, including convertible debt ............ 3,820
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... 175,009
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ –
Receivables from portfolio instruments sold ...................... 2,174
Receivables from affiliated persons .............................. –
Other receivables ................................................ 1,611
All other assets ................................................. 15
Total assets ..................................................... 189,818

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... 2,821
Amounts owed to affiliated persons ............................... 238
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 420

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 186,339

Number of shares outstanding (000s): 11,158
Number of shares outstanding of a second class of shares (000s): 347

Net Asset Value (NAV) per share (to nearest cent): $15.81
NAV per share of a second class of shares (to nearest cent): $15.22

Total number of shareholder accounts: 18,093

Total value of assets in segregated accounts ($000s): 0
75. Monthly average net assets during the period ($000s): 201,032
Series 2 ↑Information Common to All Funds/Series ↑List of 2 Funds/Series
7. Name: Calvert Capital Accumulation Fund [ now
Calvert Mid-Cap Fund ] — S#8725

Is this the final Form N-SAR filed for this Fund/Series? No
S 2: Investment Adviser
8.1 Name: Calvert Asset Management Co.
Role: Adviser
SEC File #: 801-17813
Location: Bethesda, MD
8.2 Name: Brown Capital Management, Inc.
Role: Sub-Adviser
SEC File #: 801-19287
Location: Baltimore, MD
8.3 Name: (See a prior Form N-SAR for who was...) Deleted
S 2: Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers
24. At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities? No
S 2: Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 3,701
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. -1,614
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 3,497
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. -2,622
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 3,698
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. -2,437
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 1,951
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. -2,204
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 2,504
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. -2,331
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 1,351
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. -1,627

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 16,702
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. -12,835

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 12,542
S 2: Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)
29. Was a front-end sales load deducted from any share sales during the
period? Yes
30. Total front-end sales loads collected from sales (including exchanges)
by Principal Underwriter or by any underwriter which is an affiliated
person of the Principal Underwriter, of the Registrant’s/Series’ shares
during the period ($000s): 264

Amount by which payout by the Registrant’s/Series’ Principal Underwriter
or by any underwriter which is an affiliated person of the Principal
Underwriter thereof to persons or entities selling the
Registrant’s/Series’ shares exceeded that reported in Item 30 ($000s): 0
32. Amount the Registrant’s/Series’ Principal Underwriter and any
underwriters or dealers which are affiliated persons of the Principal
Underwriter paid to dealers which are not affiliated persons of the
Principal Underwriter for selling the Registrant’s/Series’ shares that
were sold with a front-end sales load during the period ($000s): 195
33. Amount paid to a captive retail sales force of the Registrant’s/Series’
Principal Underwriter or of any underwriter or dealer which is an
affiliated person of the Principal Underwriter for selling the
Registrant’s shares that were sold with a front-end sales load during
the period ($000s): 6
34. Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? Yes
35. Total deferred or contingent deferred sales loads collected during the
period from redemptions and repurchases of the Registrant’s/Series’
shares ($000s): 23
36. Did the Registrant/Series retain all monies collected from the deferred
or contingent deferred sales loads during the period? No

The net amount the Registrant/Series retained from deferred or
contingent deferred sales loads ($000s): 3
S 2: Payment Plan for the Distribution of Fund Shares
42. For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................ 28
Printing & mailing of prospectuses to other than current shareholders .. 1
Payments to underwriters ............................................... –
Payments to brokers or dealers ......................................... 53
Direct payments to sales personnel ..................................... 18
Payments to banks and savings & loans .................................. –
Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................ –
Unallocated payments made for a combination of such services ........... –
43. Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 359
44. If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 388
S 2: Advisory Fee
45. Did the Registrant/Series have an advisory contract during the period? Yes
46. Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No
47. Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes
48. Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.65%
Step-fee rates:
For 1st $000s: 0
Annual rate: 0.0%
49. Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No
50. Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No
51. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No
52. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No
53. Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? Yes
Income? No
S 2: Miscellaneous Info
55. Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:
Overdrafts? Yes
Bank loans? Yes
56. During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? No
57. Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? Yes
S 2: Classification and Asset Allocation
58. Is the Registrant/Series a Separate Account of an insurance company? No
59. Is the Registrant/Series a management investment company? Yes
60. Was the Registrant/Series a diversified investment company at any time
during the period? Yes

The percentage of net assets in each type at period end:

Debt — Short-Term Maturities
U.S. Treasury ............................... 0.0%
U.S. Government Agency ...................... 0.0
Repurchase agreements ....................... 0.0
State and Municipal – tax-free .............. 0.0
Bank certificates of deposit – domestic ..... 0.0
Bank certificates of deposit – foreign ...... 0.0
Bankers acceptances ......................... 0.0
Commercial paper – taxable .................. 0.0
Time deposits ............................... 0.0
Options ..................................... 0.0
All other ................................... 0.0

Non-Debt
Investments other than debt securities ...... 0.0%
63. The dollar-weighted average portfolio maturity at period end in days or,
if longer than one year, in years (to one decimal place):
Days: 0
Years: 0.0
66. Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities? Yes
Total return? Yes
67. Is the Registrant/Series a “balanced” Fund? No
68. Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No
Located primarily in countries other than the United States? No
69. Is the Registrant/Series an index Fund? No
S 2: Investment Practices
70. Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In
Writing or investing in repurchase agreements? Yes to both
Writing or investing in options on equities? Yes No
Writing or investing in options on debt securities? Yes No
Writing or investing in options on stock indices? Yes No
Writing or investing in interest rate futures? Yes No
Writing or investing in stock index futures? Yes No
Writing or investing in options on futures? Yes No
Writing or investing in options on stock index futures? Yes No
Writing or investing in other commodity futures? Yes No
Investments in restricted securities? Yes No
Investments in shares of other investment companies? Yes No
Investments in securities of foreign issuers? Yes No
Currency exchange transactions? Yes No
Loaning portfolio securities? Yes No
Borrowing of money? Yes to both
Purchases/sales by certain exempted affiliated persons? Yes No
Margin purchases? No –
Short selling? No –
S 2: Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 137,307
Sales ($000s): 109,455

Monthly average Value of portfolio ($000s): 154,718

Percent turnover (lesser of Purchases or Sales, divided by Value): 71%
S 2: Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income .............................................. 454
Net dividend income .............................................. 294
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... 1,057
Administrator fees ............................................... 407
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. 549
Custodian fees ................................................... 32
Postage .......................................................... 24
Printing expenses ................................................ 46
Directors’ fees .................................................. 29
Registration fees ................................................ 59
Taxes ............................................................ –
Interest ......................................................... –
Bookkeeping fees paid to anyone performing this service .......... –
Auditing fees .................................................... 12
Legal fees ....................................................... 14
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. 755
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 13
Total expenses ................................................... 2,997

Expense reimbursements ($000s): 84

Net investment income ($000s): -2,164

Realized capital gains ($000s): 0
Realized capital losses ($000s): 1,298

Net unrealized appreciation during the period ($000s): 0
Net unrealized depreciation during the period ($000s): 69,382

Total income dividends for which the record date passed during the
period ($000s): 0

Total capital gains distributions for which the record date passed
during the period ($000s): 26,655
73. Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.0000

Distribution of capital gains: $5.2360
Other distributions: $0.0000
S 2: Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. 213
Repurchase agreements ............................................ 2,400
Short-term debt securities, other than repurchase agreements ..... –
Long-term debt securities, including convertible debt ............ –
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... 125,300
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ –
Receivables from portfolio instruments sold ...................... 1,009
Receivables from affiliated persons .............................. –
Other receivables ................................................ 281
All other assets ................................................. 17
Total assets ..................................................... 129,220

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... 83
Amounts owed to affiliated persons ............................... 214
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 101

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 128,822

Number of shares outstanding (000s): 5,435
Number of shares outstanding of a second class of shares (000s): 746

Net Asset Value (NAV) per share (to nearest cent): $19.35
NAV per share of a second class of shares (to nearest cent): $18.64

Total number of shareholder accounts: 15,527

Total value of assets in segregated accounts ($000s): 0
75. Monthly average net assets during the period ($000s): 134,002
Signature ↑Top of Form N-SAR
/s/ William M. Tartikoff
Name: William M. Tartikoff
Title: General Counsel

↑Top

Filing Submission 0000884110-01-500012 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Calvert New World Fund Inc. – ‘NSAR-B’ for 9/30/01

As of: Wednesday, 11/28/01 · For: 9/30/01 · Accession #: 884110-1-500012 · File #: 811-08924

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Annual Report by an Investment Company — Form N-SAR — ICA’40Filing Table of Contents

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Annual Report by an Investment Company — Form N-SAR — ICA’40
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