SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/02/03 Heine Charles F 3 Officer 4:417K Dana Corp. Dana Corp. |
Document/Exhibit Description Pages Size 1: 3 Form 3 (Charles F. Heine) 4-22-03 HTML 30K 3: 3 Courtesy Copy of Form 3 (Charles F. Heine) 4-22-03 PDF 236K -- form3_heine042203 2: EX-99.16 PWR OF ATTY Power of Attorney (Charles F. Heine) HTML 8K 4-22-03 4: EX-99.16 PWR OF ATTY Courtesy Copy of Power of Attorney PDF 39K (Charles F. Heine) 4-22-03 -- poa-heine
Form 3 |
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility |
|
|
|
|
|||||
|
|||||
(Print or Type Responses) |
1. Name and Address of Reporting Person* Heine, Charles F. |
2. Date of Event 4-22-2003 |
4. Issuer Name and Ticker or Trading Symbol Dana Corporation DCN |
|||||||
(Last) (First) (Middle) P. O. Box 1000 |
3. I.R.S. Identification
|
5. Relationship of Reporting Person(s) to Issuer |
6. If Amendment, Date of
|
||||||
|
Director |
|
10% Owner |
||||||
X |
Officer (give |
|
Other (specify |
7. Individual or Joint/Group |
|||||
Member: Strategic Operating Committee |
X |
Form filed by One Reporting Person |
|||||||
(City) (State) (Zip) |
|
Form filed by More than One Reporting Person |
|||||||
Table I ¾Non-Derivative Securities Beneficially Owned |
|||||||||
1. Title of
Security |
2. Amount of Securities |
3. Ownership |
4. Nature of Indirect Beneficial Ownership |
||||||
Common |
81,776.5373 |
D |
|
||||||
|
|
|
|
||||||
|
|
|
|
||||||
|
|
|
|
||||||
|
|
|
|
||||||
|
|
|
|
||||||
|
|
|
|
||||||
|
|
|
|
||||||
|
|
|
|
||||||
|
|
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
||||
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
|||
|
|
Persons who respond to the collection of information contained in this form are not required to |
|
(Over) |
FORM 3 (continued) |
Table II ¾Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||
1.Title of Derivative
Security |
2.Date Exer- |
3. Title and Amount of Securities
Underlying |
4. Conver- |
5. Owner- |
6. Nature of Indirect |
|||
Date |
Expira- |
Title |
Amount |
|||||
Option/Tandem Tax Withholding Right |
07-17-01 |
07-16-10 |
Common |
36,000 |
$23.0625 |
D |
|
|
Option/Tandem Tax Withholding Right |
07-16-02 |
Common |
36,000 |
$25.05 |
D |
|
||
Option/Tandem Tax Withholding Right |
07-16-03 |
Common |
36,000 |
$15.33 |
D |
|
||
Option/Tandem Tax Withholding Right |
04-21-04 |
04-20-13 |
Common |
36,000 |
$8.34 |
D |
|
|
Option/Tandem Tax Withholding Right |
07-17-04 |
Common |
7,500 |
$29.0625 |
D |
|
||
Option/Tandem Tax Withholding Right |
07-17-96 |
07-16-05 |
Common |
12,000 |
$31.0625 |
D |
|
|
Option/Tandem Tax Withholding Right |
07-14-06 |
Common |
14,000 |
$28.125 |
D |
|
||
Option/Tandem Tax Withholding Right |
07-21-98 |
07-20-07 |
Common |
14,000 |
$38.4375 |
D |
|
|
Option/Tandem Tax Withholding Right |
07-20-99 |
07-19-08 |
Common |
26,000 |
$52.5625 |
D |
|
|
Option/Tandem Tax Withholding Right |
07-19-00 |
Common |
26,000 |
$45.50 |
D |
|
||
Addl Compensation Plan Phantom Units |
|
|
Common |
15,340 |
|
D |
|
|
|
|
|
|
|
|
|
|
Explanation of Responses: |
|
|
|
/s/ Mark A. Smith for Charles F. Heine |
|
05-01-03 |
|
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
**Signature of Reporting Person |
|
Date |
|
See18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
|
|
|
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, |
|
|
|
||
|
|
|
|
|
|
Potential persons who are to respond to the collection of information contained in this form are not |
|
|
|
||
|
|
|
|
||
|
|
|
Page 2 |
This ‘3’ Filing | Date | Other Filings | ||
---|---|---|---|---|
1/31/05 | ||||
Filed on: | 5/2/03 | |||
For Period end: | 4/22/03 | 3/A | ||
List all Filings |